13F-HR/A filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR/A for the quarter ended 2014-12-31, filed 2015-06-26, with 702 holding rows worth $18,108,078,000.
- Accession
- 0000950123-15-007137
- Filer
- CIK 1423053
- Filed
- 2015-06-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, amendment of type new holdings, 813 entries on the cover page, a total value of $18,108,078,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $18,108,078,000 with VALUE read as thousands by filing date, 13F file number 028-13183. Its rows are added to the quarter's base report (NEW HOLDINGS). The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 3,072 | $360,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 14,930 | $359,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 6,297 | $359,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 22,831 | $358,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 5,830 | $349,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W540 | FUND | 4,058 | $349,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 9,055 | $346,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 6,548 | $343,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 4,198 | $341,000 | thousands by filing date | |
| PROSHARES TR | 74347B908 | CALL | 6,800 | $341,000 | thousands by filing date | call |
| PROSHARES TR | 74348A901 | CALL | 26,700 | $340,000 | thousands by filing date | call |
| ISHARES TR | 464287903 | CALL | 11,500 | $337,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06739H904 | Cmn | 18,500 | $335,000 | thousands by filing date | call |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 12,888 | $334,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 15,438 | $333,000 | thousands by filing date | |
| ISHARES GOLD TRUST | 464285955 | COM | 29,100 | $333,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 12,982 | $329,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 11,775 | $327,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 13,201 | $327,000 | thousands by filing date | |
| ISHARES TR | 46434V908 | ULTRA SHORT DUR | 17,900 | $323,000 | thousands by filing date | call |
| PROSHARES TR | 74348A950 | SHRT RUSSELL2000 | 12,100 | $320,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 32,643 | $319,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 2,740 | $317,000 | thousands by filing date | |
| PROSHARES TR | 74348A959 | PUT | 8,000 | $317,000 | thousands by filing date | put |
| ISHARES INC | 464286103 | MSCI AUST ETF | 14,235 | $316,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 6,462 | $315,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 11,954 | $315,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 2,716 | $313,000 | thousands by filing date | |
| DIREXION DLY RUSSIA BEAR 3X | 25459W954 | Cmn | 11,000 | $309,000 | thousands by filing date | put |
| ISHARES | 464286830 | EXCHANGE TRADED | 22,692 | $306,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 7,791 | $304,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 6,269 | $303,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V863 | SSGA RISK AWAR | 7,594 | $302,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 14,636 | $301,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 5,227 | $299,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T951 | NT LKD 30 | 7,000 | $299,000 | thousands by filing date | put |
| ISHARES TR | 464287861 | EUROPE ETF | 6,987 | $297,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 7,941 | $295,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 18,300 | $291,000 | thousands by filing date | |
| MARKET VECTORS STEEL INDEX F | 57060U958 | COM | 8,200 | $291,000 | thousands by filing date | put |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 11,378 | $286,000 | thousands by filing date | |
| PROSHARES ULTRA REAL ESTATE | 74347X955 | COM | 2,700 | $285,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E953 | PUT | 30,800 | $285,000 | thousands by filing date | put |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 9,420 | $283,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B905 | CALL | 17,800 | $283,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 8,140 | $279,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 3,599 | $279,000 | thousands by filing date | |
| ProShares Ultra Short Dow 30 | 74347x112 | COM | 13,514 | $278,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R907 | UNIT BEN INT | 12,800 | $276,000 | thousands by filing date | call |
| CREDIT SUISSE AG NASSAU BRH | 22539T901 | Cmn | 6,400 | $273,000 | thousands by filing date | call |
| PROSHARES TR | 74347B909 | CALL | 5,900 | $271,000 | thousands by filing date | call |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 11,649 | $271,000 | thousands by filing date | |
| PROSHARES TR | 74347R900 | CALL | 7,800 | $269,000 | thousands by filing date | call |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 3,966 | $268,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 6,408 | $268,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A901 | ST STR SP AERO | 5,200 | $264,000 | thousands by filing date | call |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 3,570 | $264,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U907 | Option | 16,700 | $260,000 | thousands by filing date | call |
| PROSHARES | 74347R503 | COMMON STOCK | 11,903 | $259,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 9,131 | $257,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 10,674 | $255,000 | thousands by filing date | |
| PROSHARES TR | 74347R901 | SHRT HGH YIELD | 10,900 | $254,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 9,896 | $253,000 | thousands by filing date | |
| PROSHARES TR | 74348A525 | ULSHOIL&GASNEW13 | 4,680 | $250,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 7,591 | $250,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B907 | Cmn | 15,900 | $250,000 | thousands by filing date | call |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 8,133 | $248,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 7,542 | $246,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 3,324 | $245,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 7,081 | $244,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U957 | Cmn | 8,800 | $243,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H951 | Cmn | 5,800 | $239,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 11,296 | $237,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613955 | Cmn | 4,300 | $237,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,669 | $236,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E906 | CALL | 13,100 | $236,000 | thousands by filing date | call |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 5,720 | $235,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L950 | PUT | 11,200 | $235,000 | thousands by filing date | put |
| POWERSHARES WATER RESOURCES | 73935X905 | COM | 9,000 | $232,000 | thousands by filing date | call |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 1,657 | $231,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q903 | Cmn | 8,900 | $231,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 6,033 | $230,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908956 | GROWTH ETF | 2,200 | $230,000 | thousands by filing date | put |
| FIRST TRUST ISE-REV NAT GAS | 33734J902 | COM | 20,300 | $228,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W395 | FUND | 2,261 | $227,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 6,510 | $227,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 10,331 | $226,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 5,352 | $226,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 2,990 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,012 | $221,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 3,016 | $221,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 4,645 | $216,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 2,717 | $216,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 5,723 | $214,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 28,027 | $212,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 15,644 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288908 | INTL SEL DIV ETF | 6,000 | $210,000 | thousands by filing date | call |
| PROSHARES TR | 74347X138 | BASIC MAT NEW | 7,087 | $210,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A951 | PUT | 4,100 | $209,000 | thousands by filing date | put |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 4,306 | $208,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y330 | Cmn | 2,507 | $202,000 | thousands by filing date | |
| PROSHARES TR | 74347B958 | ETF | 4,000 | $201,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 7,038 | $201,000 | thousands by filing date | |
| PROSHARES TR ULTSH NASD BIOT | 74347B789 | CEF | 4,232 | $195,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 10,774 | $194,000 | thousands by filing date | |
| PROSHARES TR | 74347X902 | CALL | 9,400 | $193,000 | thousands by filing date | call |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 3,795 | $189,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 8,640 | $188,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M950 | Cmn | 6,500 | $186,000 | thousands by filing date | put |
| Global X MLP ETF | 37950E903 | CALL | 19,900 | $184,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 14,247 | $181,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 3,603 | $181,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V903 | CALL | 6,700 | $180,000 | thousands by filing date | call |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 4,475 | $177,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X952 | CLOUD COMPUTING | 6,200 | $176,000 | thousands by filing date | put |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 8,909 | $176,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 11,961 | $175,000 | thousands by filing date | |
| Patterson Companies Inc | 73935X959 | COM | 9,600 | $175,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X901 | Cmn | 6,100 | $170,000 | thousands by filing date | call |
| ISHARES GOLD TRUST | 464285905 | COM | 14,800 | $169,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y903 | CALL | 6,500 | $169,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 11,505 | $167,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H954 | Cmn | 4,500 | $167,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y905 | CALL | 9,900 | $164,000 | thousands by filing date | call |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 6,873 | $163,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 12,996 | $162,000 | thousands by filing date | |
| ETFS GOLD TRUST | 26922Y955 | COM | 1,400 | $162,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 3,211 | $158,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 13,369 | $153,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A953 | ST STR SP DIV | 1,900 | $150,000 | thousands by filing date | put |
| PROSHARES ULTSHRT BASIC MAT | 74347X958 | COM | 5,000 | $148,000 | thousands by filing date | put |
| BARCLAYS BK PLC PUT | 06740C959 | PUT | 11,200 | $147,000 | thousands by filing date | put |
| POWERSHARES INDIA ETF TR | 73935L900 | CALL | 7,000 | $147,000 | thousands by filing date | call |
| PROSHARES TR | 74347X959 | ULTR RUSSL2000 | 5,700 | $143,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 3,903 | $140,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 3,100 | $139,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 4,045 | $138,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 1,750 | $138,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y955 | PUT | 8,200 | $136,000 | thousands by filing date | put |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 2,505 | $135,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 4,200 | $133,000 | thousands by filing date | |
| PROSHARES TR II | 74347W601 | ULTRA GOLD | 3,296 | $127,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 5,990 | $126,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y439 | DLY TECBEARX NEW | 10,886 | $123,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y561 | DLY JR GMNR BEAR | 7,446 | $117,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 4,392 | $114,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 2,958 | $112,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 1,139 | $112,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E956 | PUT | 5,800 | $105,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1,606 | $98,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V953 | PUT | 3,600 | $97,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 2,558 | $95,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 12,604 | $93,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 3,666 | $91,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H953 | PUT | 3,000 | $91,000 | thousands by filing date | put |
| PROSHARES ULTSHRT BASIC MAT | 74347X908 | COM | 3,000 | $89,000 | thousands by filing date | call |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 2,081 | $87,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T621 | EXCHTRADE MIDTER | 1,999 | $85,000 | thousands by filing date | |
| ISHARES TR | 464287953 | PUT | 2,800 | $82,000 | thousands by filing date | put |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 5,175 | $80,000 | thousands by filing date | |
| PROSHARES TR | 74347X880 | ULT FTSE CHIN 50 | 1,071 | $74,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E905 | CALL | 6,400 | $73,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U908 | Cmn | 2,000 | $71,000 | thousands by filing date | call |
| POWERSHS DB US DOLLAR INDEX | 73936D956 | PUT | 2,800 | $67,000 | thousands by filing date | put |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 2,036 | $64,000 | thousands by filing date | |
| FIRST TRUST ISE-REV NAT GAS | 33734J952 | COM | 5,400 | $61,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A959 | ST STR CONV ETF | 900 | $60,000 | thousands by filing date | put |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 567 | $55,000 | thousands by filing date | |
| BARCLAYS BK PLC CALL | 06740C909 | CALL | 4,100 | $54,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 2,470 | $52,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 18,844 | $52,000 | thousands by filing date | |
| POWERSHARES WATER RESOURCES | 73935X955 | Cmn | 2,000 | $52,000 | thousands by filing date | put |
| ETFS PHYSICAL SILVER SHARES | 26922X957 | COM | 3,300 | $51,000 | thousands by filing date | put |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 4,776 | $50,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M900 | Cmn | 1,700 | $49,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 2,040 | $43,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W284 | DL RUSSIA BEAR | 1,522 | $43,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 640 | $38,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 1,522 | $38,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 18,745 | $38,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,727 | $37,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 2,298 | $36,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,777 | $33,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y371 | DLY S&P 500 BEAR | 1,560 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347X952 | PUT | 1,500 | $31,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 958 | $29,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON CHIN | 73935X951 | Cmn | 1,000 | $28,000 | thousands by filing date | put |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 663 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q909 | OPT | 900 | $22,000 | thousands by filing date | call |
| PS ETF PHARMA | 73935X909 | OPTION | 1,100 | $20,000 | thousands by filing date | call |
| BARCLAYS BK PLC | 06739F101 | COM | 509 | $17,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 879 | $16,000 | thousands by filing date | |
| Proshares Tr Ultrashort MSCI EAFE New ETF | 74348A475 | Com | 291 | $13,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q953 | Cmn | 500 | $13,000 | thousands by filing date | put |
| POWERSHS DB MULTI SECT COMM | 73936B955 | PUT | 700 | $11,000 | thousands by filing date | put |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 244 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288958 | US HLTHCR PR ETF | 100 | $3,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y953 | PUT | 100 | $3,000 | thousands by filing date | put |
| PROSHARES TR | 74348A951 | PUT | 200 | $3,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R957 | PUT | 100 | $2,000 | thousands by filing date | put |
| POWERSHARES WILDERH CLEAN EN | 73935X950 | COM | 200 | $1,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-003443 | base | 2015-02-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-005196 | added | 2015-05-08 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-007137 | this filing | 2015-06-26 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-008205 | added | 2015-08-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-011048 | added | 2015-11-09 | acceptance time not in the bulk data set |