13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 7,943 holding rows worth $89,809,471,000.
- Accession
- 0000950123-15-006476
- Filer
- CIK 1423053
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 10,665 entries on the cover page, a total value of $89,809,471,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $89,809,471,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 11,309 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356907 | CALL | 19,400 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMPIRE ST RLTY TR INC | 292104906 | CL A | 800 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LUNA INNOVATIONS INC | 550351100 | COM | 11,000 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLARCOR INC | 179895107 | COM | 225 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAISER ALUMINIUM CORPORATION | 483007954 | PUT | 200 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269101 | COM | 6,431 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METABOLIX INC | 591018809 | COM | 23,722 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,094 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIMERA SCIENCES INC | 016259103 | COM | 2,966 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 113,117 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOX SHIPS INC | Y09675102 | CMN | 17,212 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESPONSE GENETICS INC | 76123U105 | COM | 33,017 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 9,135 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEQUENOM INC | 817337905 | Option | 3,900 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SANDSTORM GOLD LTD | 80013R906 | Cmn | 4,700 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REALD INC | 75604L905 | Cmn | 1,200 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECH CMN STK | 448407906 | Cmn | 5,500 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZAGG INC COMMON STOCK | 98884U958 | Cmn | 1,700 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TARGACEPT INC COMMON STOCK | 87611R906 | Cmn | 5,000 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN LORAIN CORP | 027297100 | COM | 11,720 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASPEN TECHNOLOGY INC | 045327953 | COM | 400 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARKERVISION INC | 701354902 | COM | 18,300 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PARKERVISION INC | 701354952 | COM | 18,200 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MERIT MED SYS INC | 589889954 | COM | 800 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESEARCH FRONTIERS INC | 760911907 | CALL | 2,400 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LYON WILLIAM HOMES | 552074950 | PUT | 600 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHECK CAP LTD | M2361E112 | SHS | 2,649 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NTELOS HLDGS CORP | 67020Q905 | CALL | 3,100 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO BULKERS INC | Y7546A906 | Cmn | 6,200 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALDERON IRON ORE CORP | 01434T100 | COM | 56,552 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDWOOD TRUST INC | 758075952 | COM | 800 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SALLY BEAUTY HLDGS INC | 79546E954 | COM | 400 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENOVA INTL INC | 29357K903 | CALL | 700 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 5,130 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDICA INC | 14141R101 | COM | 22,404 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| China Recycling Energy Corp | 168913101 | Com | 13,412 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TURQUOISE HILL RESOURCES LTD | 900435908 | COM | 4,500 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| METHES ENERGIES INTL LTD | 591517107 | COM | 16,656 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 12,171 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIGANT CONSULTING INC CMN STOCK | 63935N907 | Cmn | 1,100 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE REALTY TRUST CMN STK | 421946904 | Cmn | 500 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M904 | Cmn | 11,600 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC CMN STOCK | 74365A951 | Cmn | 7,700 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE FOREST PRODUCTS | 76117W959 | Cmn | 800 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154908 | COM | 10,700 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KEYW HLDG CORP | 493723950 | COM | 1,700 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STORE CAP CORP | 862121950 | PUT | 600 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MANITEX INTL INC | 563420958 | PUT | 1,400 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 43,526 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHYSICIANS RLTY TR | 71943U954 | COM | 800 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BOINGO WIRELESS INC | 09739C952 | PUT | 1,800 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARBONITE INC | 141337955 | PUT | 1,000 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SHORETEL INC | 825211905 | CALL | 2,000 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 12,487 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTH ATLANTIC DRILLING LTD | G6613P902 | CALL | 12,000 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FURMANITE CORP CMN STK | 361086901 | Cmn | 1,800 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SINOCOKING COAL AND COKE CHEMI | 829357902 | Cmn | 5,800 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 17,926 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMFORT SYS USA INC | 199908904 | CALL | 600 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BANKUNITED INC | 06652K953 | COM | 400 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356957 | COM | 17,000 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FUTUREFUEL CORP | 36116M956 | COM | 1,300 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 3,433 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 700 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN STR PPTYS CORP | 35471R956 | PUT | 1,000 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OTTER TAIL CORP | 689648953 | PUT | 400 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN EDL SVCS CORP | 533535950 | COM | 5,900 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIQUIDITY SVCS INC | 53635B957 | PUT | 1,300 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 13,145 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 12,383 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEP BOYS-MANNY MOE JACK | 713278909 | COM | 1,300 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 32,932 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSPIREMD INC | 45779A309 | COM | 40,278 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 16,456 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENZO BIOCHEM INC CMN STK | 294100952 | Cmn | 4,400 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CUTERA INC COMMON STOCK | 232109958 | Cmn | 1,000 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERION NETWORK LTD | M78673956 | Cmn | 4,000 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WILLBROS GROUP INC | 969203908 | Cmn | 4,000 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VRINGO INC | 92911N904 | Cmn | 19,900 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007T901 | CALL | 3,600 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SHORETEL INC | 825211955 | PUT | 1,900 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HIGHER ONE HLDGS INC | 42983D904 | COM | 5,300 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LOOKSMART LTD | 543442602 | COM PAR $0.001 | 21,171 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXION PWR INTL INC | 05460X208 | COM NEW | 333,328 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMTEK LTD | M20791905 | ORD | 3,800 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERCURY GENL CORP NEW | 589400950 | COM | 200 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SILGAN HLDGS INC | 827048909 | COM | 200 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BANCORPSOUTH INC | 059692953 | COM | 500 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHIMERA INVESTMENT CORP | 16934Q959 | COM | 3,700 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 17,484 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 10,279 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Rex Energy Corp | 761565950 | PUT | 3,300 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC. COMMON STOCK | 036642906 | Cmn | 4,500 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HILLENBRAND INC | 431571908 | Cmn | 400 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661904 | Cmn | 9,200 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W905 | Cmn | 6,700 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 3,512 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEDEVCO CORP | 70532Y204 | COM | 14,847 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK MTG TR INC | 649604901 | COM PAR $.02 | 1,500 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA XD PLASTICS CO LTD | 16948F957 | COM | 2,500 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ELECTRO SCIENTIFIC INDS | 285229900 | CALL | 2,000 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SENOMYX INC | 81724Q907 | CALL | 2,700 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENDURO RTY TR | 29269K900 | CALL | 3,000 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 44,224 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY RECOVERY INC | 29270J900 | CALL | 4,400 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST HORIZON CORPORATION | 320517955 | COM | 800 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STIFEL FINL CORP | 860630952 | PUT | 200 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRINKS CO | 109696954 | PUT | 400 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DAEGIS INC | 233720101 | COM | 16,115 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROVI CORP | 779376952 | Cmn | 600 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HUGOTON ROYALTY TRUST COM SHS | 444717902 | Cmn | 1,900 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PHOTOMEDEX INC | 719358951 | COM PAR $0.01 | 5,300 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269951 | COM | 4,500 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MDC PARTNERS INC | 552697904 | CALL | 400 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W909 | CALL | 6,500 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT RLTY CAP INC NEW | 84860W902 | CALL | 900 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FULL CIRCLE CAP CORP | 359671954 | Cmn | 3,200 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GERUI ADV MAT GR LTD | G21101137 | USD NEW ORD SHS ADDED | 17,195 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRESTWOOD EQUITY PARTNERS LP | 226344909 | UNIT LTD PARTNER | 1,900 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEOSTEM INC COMMON STOCK | 640650954 | Cmn | 4,400 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LANDSTAR SYS INC COM | 515098101 | Stock | 158 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORKIVA INC | 98139A905 | CALL | 700 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LATTICE SEMICONDUCTOR CORP | 518415954 | PUT | 1,500 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REVVITY INC | 714046959 | PUT | 200 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 27,459 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONSTER WORLDWIDE INC | 611742107 | COM | 1,616 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 2,257 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 3,421 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLONDER TONGUE LABS INC | 093698108 | COM | 10,319 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERES INC | 156773103 | COM | 29,623 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROSETTA STONE INC | 777780907 | Cmn | 1,300 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TICC CAPITAL CORPORATION | 87244T909 | Cmn | 1,400 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JAKKS PAC INC CMN STOCK | 47012E956 | Cmn | 1,400 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANWORTH MORTGAGE ASSET CORP CMN STOCK | 037347951 | Cmn | 1,900 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANWORTH MORTGAGE ASSET CORP CMN STOCK | 037347901 | Cmn | 1,900 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARTHA STEWART LIVING CMN STOCK | 573083952 | Cmn | 1,500 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KEY ENERGY GROUP INC CMN STK | 492914956 | Cmn | 5,700 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRIMERO MNG CORP | 74164W906 | COM | 3,000 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VOCERA COMMUNICATIONS INC | 92857F907 | COM | 1,000 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENTEROMEDICS INC | 29365M908 | COM NEW | 10,800 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P958 | COM | 5,000 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W959 | COM PAR $0.0005 | 6,100 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Amedica Corporation | 023435100 | COM | 27,556 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AROTECH CORP | 042682903 | CALL | 3,100 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ABENGOA YIELD PLC | G00349953 | Cmn | 300 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DOT HILL SYSTEMS CORP CMN STOCK | 25848T959 | Cmn | 1,800 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRINET GROUP INC COM | 896288107 | Stock | 252 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BED BATH & BEYOND INC | 690370101 | COM | 383 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDMORE SHIPPING CORP | Y0207T900 | COM | 900 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CADENCE DESIGN SYSTEM INC | 127387958 | COM | 500 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| A10 NETWORKS INC | 002121951 | PUT | 2,000 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GETTY RLTY CORP NEW | 374297959 | PUT | 500 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDIFAST INC | 58470H951 | PUT | 300 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENTEX CORP | 371901909 | CALL | 500 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASSOCIATED BANC-CORP | 045487955 | PUT | 500 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 5,032 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL PWR CORP | 253862106 | COM | 11,185 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| II-VI INC CMN STK | 902104958 | Cmn | 500 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XO GROUP INC | 983772954 | Cmn | 500 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK | 33582V908 | Cmn | 1,000 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559953 | Cmn | 2,500 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EVERBANK FINL CORP | 29977G952 | COM | 500 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269901 | COM | 3,600 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVESTORS REAL ESTATE TR | 461730903 | SH BEN INT | 1,200 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BOINGO WIRELESS INC | 09739C902 | COM | 1,200 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RICHMONT MINES INC | 76547T906 | COM | 2,700 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROUNDYS INC | 779268951 | COM | 1,900 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESEARCH FRONTIERS INC | 760911957 | PUT | 1,500 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARCHEX INC | 56624R908 | CALL | 2,300 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CUTERA INC | 232109908 | COM | 700 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639958 | PUT | 2,000 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTRAWEST RESORTS HLDGS INC | 46090K909 | COM | 1,000 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IGC PHARMA INC | 45408X308 | COM NEW | 18,385 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOTRONICS INC | 719405902 | COM | 900 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL TECHNICAL INST INC | 913915954 | COM | 800 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VAALCO ENERGY INC | 91851C901 | COM NEW | 3,200 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U901 | COM | 1,900 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST INTST BANCSYSTEM INC | 32055Y901 | CALL | 300 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MATERION CORP | 576690951 | PUT | 200 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OFG BANCORP | 67103X902 | CALL | 500 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AXALTA COATING SYS LTD | G0750C908 | CALL | 300 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 301 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD | 876511956 | PUT | 12,700 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZOGENIX INC | 98978L105 | COM | 5,586 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WAGEWORKS INC | 930427109 | COM | 151 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKERVISION INC | 701354102 | COM | 10,041 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 6,190 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VITESSE SEMICONDUCTOR CORP | 928497904 | CALL | 1,500 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN DG ENERGY INC | 025398108 | COM | 16,171 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERIDIAN BIOSCIENCE INC CMN STK | 589584901 | Cmn | 400 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICALS COMMON STOCK | 885807906 | Cmn | 2,000 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEACHANGE INTL INC CMN STOCK | 811699957 | Cmn | 1,000 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCCLATCHY COMPANY -CL A CMN STK | 579489905 | Cmn | 4,500 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M954 | Cmn | 1,700 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALIMERA SCIENCES INC | 016259903 | COM | 1,600 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REAL GOODS SOLAR INC | 75601N954 | CL A | 30,300 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HILLTOP HOLDINGS INC | 432748951 | PUT | 400 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENVISION HEALTHCARE HLDGS IN | 29413U903 | Cmn | 200 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARTE-HANKS INC | 416196953 | Cmn | 1,000 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEWPORT CORP | 651824904 | Cmn | 400 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FURMANITE CORPORATION | 361086951 | COM | 1,000 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,888 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 157 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXTRA SPACE STORAGE INC | 30225T952 | PUT | 100 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST AMERN FINL CORP | 31847R902 | CALL | 200 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 17,032 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LESAKA TECHNOLOGIES INC | 64107N956 | COM NEW | 500 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 932 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOES JEANS INC | 47777N101 | COM | 32,530 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK MNG INC | 205750102 | COM | 11,602 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPSTEAD MORTGAGE CORP | 14067E956 | COM | 600 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TWO HARBORS INVESTMENT CORP | 90187B951 | Cmn | 700 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRIVATEBANCORP INC(IPO) CMN STOCK | 742962953 | Cmn | 200 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXZA PHARMACEUTICALS INC | 015384909 | Cmn | 3,200 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVESTMENT CORP COMMON STOCK | 03761U906 | Cmn | 900 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEETME INC | 585141904 | Cmn | 3,800 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PETROQUEST ENERGY INC CMN STOCK | 716748908 | Cmn | 3,100 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHRISTOPHER & BANKS CORP CMN STK | 171046905 | Cmn | 1,200 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO CMN STK | 701081951 | Cmn | 2,000 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAFTECH INTL LTD CMN STOCK | 384313902 | Cmn | 1,800 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RICHMONT MINES INC | 76547T956 | COM | 2,100 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DENNYS CORP | 24869P954 | PUT | 600 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZOGENIX INC | 98978L955 | Cmn | 5,100 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BELDEN INC COM | 077454106 | Stock | 60 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 594 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B907 | CALL | 1,000 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TFS FINL CORP | 87240R907 | COM | 400 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AUDIOCODES LTD | M15342904 | ORD | 1,400 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722905 | ORD | 800 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST INTST BANCSYSTEM INC | 32055Y951 | PUT | 200 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRANDYWINE RLTY TR | 105368903 | CALL | 400 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLD STD VENTURES CORP | 380738104 | COM | 13,468 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 10,722 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTOBYTEL INC | 05275N205 | COM | 373 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINCO GOLD CORPORATION | 60254D108 | COM | 29,580 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAZAARVOICE INC | 073271908 | Cmn | 1,000 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CTC MEDIA INC | 12642X906 | Cmn | 1,500 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MINING INC | 58039P907 | Cmn | 5,500 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERION NETWORK LTD | M78673906 | Cmn | 1,900 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION | 87600U904 | Cmn | 17,600 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBE SPECIALTY METALS INC | 37954N906 | Cmn | 300 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIGMA DESIGNS INC CMN STK | 826565953 | Cmn | 700 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G905 | COM NEW | 1,200 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIANA CONTAINERSHIPS INC | Y2069P901 | COM | 2,600 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORBCOMM INC | 68555P950 | PUT | 1,000 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMPIRE RESORTS INC | 292052906 | COM NEW | 1,300 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PARAGON OFFSHORE PLC | G6S01W908 | SHS | 4,500 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VITESSE SEMICONDUCTOR CORP CMN STK | 928497954 | Cmn | 1,100 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 14,385 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMCOR GROUP INC | 29084Q950 | PUT | 100 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GALLAGHER ARTHUR J & CO | 363576909 | CALL | 100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMDOCS LTD | G02602903 | SHS | 100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORASURE TECHNOLOGIES INC | 68554V908 | COM | 800 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BROADWIND INC | 11161T907 | COM NEW | 1,000 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BROADWIND INC | 11161T957 | COM NEW | 1,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENDEAVOUR SILVER CORP | 29258Y903 | COM | 2,600 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARTIVION INC | 228903900 | CALL | 500 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W309 | COM | 2,782 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA HOUSING & LAND DEV INC | 16939V103 | COM | 14,151 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERVAL LEISURE GROUP | 46113M958 | Cmn | 200 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCLARO INC COMMON STOCK | 67555N956 | Cmn | 2,700 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UMPQUA HOLDINGS CORP CMN STOCK | 904214903 | Cmn | 300 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M954 | Cmn | 4,200 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V959 | Cmn | 2,900 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PETROQUEST ENERGY INC CMN STOCK | 716748958 | Cmn | 2,100 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SINOVAC BIOTECH LTD. COMMON STOCK | P8696W954 | Cmn | 1,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIODELIVERY SCIENCES INTL IN | 09060J906 | COM | 500 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DYNAMIC MATLS CORP | 267888905 | COM | 400 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTCOVE INC | 10921T901 | COM | 700 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARTHA STEWART LIVING OMNIME | 573083902 | CL A | 700 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SORRENTO THERAPEUTICS INC | 83587F952 | PUT | 400 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORION ENERGY SYSTEMS INC | 686275958 | PUT | 1,500 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UTSTARCOM HOLDINGS CORP | G9310A904 | SHS NEW | 1,900 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CANTEL MEDICAL CORP | 138098958 | PUT | 100 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OAKTREE CAP GROUP LLC | 674001901 | CALL | 100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONTINENTAL BLDG PRODS INC | 211171903 | CALL | 200 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EP ENERGY CORP | 268785952 | PUT | 500 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TONIX PHARMACEUTICALS HLDG C | 890260951 | COM NEW | 800 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VWR CORP | 91843L903 | CALL | 200 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DOT HILL SYS CORP | 25848T909 | COM | 900 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZOGENIX INC | 98978L905 | Cmn | 3,400 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CUMULUS MEDIA CMN STOCK | 231082908 | Cmn | 2,000 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO BULKERS INC | Y7546A956 | Cmn | 2,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STEVEN MADDEN LTD | 556269908 | COM NEW | 100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DYNAGAS LNG PARTNERS LP | Y2188B908 | COM UNIT LTD PT | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LSB INDS INC | 502160954 | COM | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SILVERCORP METALS INC | 82835P903 | COM | 3,100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LOEWS CORP | 540424908 | CALL | 100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASTEC INDS INC | 046224951 | PUT | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COHU INC | 192576956 | PUT | 400 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 16,028 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERYWARE GLOBAL INC | 300439106 | COM | 3,236 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISION-SCIENCES INC | 927912105 | COM | 12,114 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 1,173 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILLENNIAL MEDIA INC | 60040N905 | COM | 2,500 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Two Harbors Invt Corp | 90187B901 | COM | 400 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIMELIGHT NETWORKS INC | 53261M954 | Cmn | 1,200 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MINING INC | 58039P957 | Cmn | 4,300 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FX ENERGY INC CMN STOCK | 302695901 | Cmn | 3,200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RESOURCES LTD COMMON STOCK | 64156L951 | Cmn | 1,200 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORANDA ALUMINUM HOLDING COR | 65542W957 | Cmn | 1,500 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARBONITE INC | 141337905 | COM | 300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENZO BIOCHEM INC | 294100902 | COM | 1,200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNILIFE CORP NEW | 90478E953 | COM | 1,000 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEONODE INC | 64051M952 | COM NEW | 1,300 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALMADEN MINERALS LTD | 020283957 | COM | 4,800 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARCHEX INC | 56624R958 | PUT | 1,000 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 21,849 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605904 | CALL | 1,900 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RADIUS HEALTH INC | 750469957 | PUT | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENESIS HEALTHCARE INC | 37185X956 | PUT | 600 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION | 15117N954 | COM PAR | 1,600 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FLEETMATICS GROUP PLC | G35569955 | Cmn | 100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MATTSON TECHNOLOGY INC | 577223950 | COM | 1,000 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 40 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TTM TECHNOLOGIES INC | 87305R959 | PUT | 300 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP | 916896953 | PUT | 1,900 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TETRA TECHNOLOGIES INC DEL | 88162F955 | COM | 500 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RAYONIER INC | 754907903 | COM | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MGP INGREDIENTS INC NEW | 55303J956 | COM | 200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WERNER ENTERPRISES INC | 950755958 | PUT | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 140 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNSTONE HOTEL INVS INC NEW | 867892901 | CALL | 200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNI-PIXEL INC | 904572203 | COM | 365 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICALS COMMON STOCK | 885807956 | Cmn | 700 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TICC CAPITAL CORPORATION | 87244T959 | Cmn | 400 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FELCOR LODGING TRUST INC CMN STOCK | 31430F901 | Cmn | 300 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE PHARMACEUTICALS INC COMMON STOCK | 713661954 | Cmn | 2,400 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FUEL TECH INC CMN STOCK | 359523907 | Cmn | 1,000 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W955 | Cmn | 1,900 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Paramount Gold and Silver Corp | 69924P952 | Cmn | 2,900 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE ENERGY CORP | 76116A908 | Cmn | 4,600 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UQM TECHNOLOGIES INC | 903213906 | COM | 2,900 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G957 | COM | 3,000 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC DRILLING SA LUXEMBOU | L7257P956 | REG SHS | 800 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Zurn Water Solutions Corporation | 76169B902 | COM | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OMNOVA SOLUTIONS INC | 682129951 | PUT | 300 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CUMULUS MEDIA INC | 231082958 | PUT | 1,200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MALIBU BOATS INC | 56117J950 | COM CL A | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LT | 66510M954 | COM NEW | 6,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CNH INDL N V | N20944959 | SHS | 200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L903 | COM | 600 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LADDER CAP CORP | 505743954 | CL A | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALIX INC | 13100M959 | COM | 200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUAD / GRAPHICS INC | 747301959 | PUT | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMPIRE ST RLTY TR INC | 292104956 | PUT | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALIFORNIA WTR SVC GROUP | 130788902 | CALL | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 84,176 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN CAPITAL MORTGAGE IN | 02504A904 | Cmn | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RUBY TUESDAY INC CMN STK | 781182950 | Cmn | 300 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NANOMETRICS INC CMN STK | 630077955 | Cmn | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP COMMON STOCK | 892000900 | Cmn | 1,000 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P908 | Cmn | 900 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRUEBLUE INC | 89785X901 | Cmn | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHIMERA INVESTMENT CORP | 16934Q909 | Cmn | 500 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STRATEGIC HOTELS & RESORTS INC. COMMON STOCK | 86272T906 | Cmn | 200 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORPORATION | 00439T956 | Cmn | 500 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMED REALTY TRUST COMMON STOCK | 09063H957 | Cmn | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC CMN STOCK | 74365A901 | Cmn | 1,100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARTE HANKS INC CMN STK | 416196903 | Cmn | 300 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUTCHINSON TECH CMN STK | 448407956 | Cmn | 600 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P956 | Cmn | 5,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WILLBROS GROUP INC | 969203958 | Cmn | 600 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO CMN STK | 701081901 | Cmn | 500 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC COMMON STOCK | 72940R952 | Cmn | 600 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC CMN STOCK | 04269E957 | Cmn | 700 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SINOVAC BIOTECH LTD. COMMON STOCK | P8696W904 | Cmn | 400 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE CAPITAL CORP COMMON STOCK | 76120W902 | Cmn | 500 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P908 | COM | 1,500 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P958 | COM | 1,500 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDLEY CAP CORP | 58503F906 | COM | 200 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEARLAB CORP | 878193901 | COM | 1,000 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY LABORATORIES INC N | 254668953 | COM NEW | 2,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DYNAGAS LNG PARTNERS LP | Y2188B958 | COM UNIT LTD PT | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESOURCES CONNECTION INC | 76122Q955 | PUT | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORION ENERGY SYSTEMS INC | 686275908 | CALL | 700 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 89 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BELLICUM PHARMACEUTICALS INC | 079481957 | PUT | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AEROHIVE NETWORKS INC | 007786906 | CALL | 400 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCLARO INC | 67555N906 | CALL | 1,000 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WP GLIMCHER IN | 92939N902 | Cmn | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SWISHER HYGIENE INC | 870808900 | Cmn | 1,200 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEWCASTLE INVT CORP NEW | 65105M903 | Cmn | 400 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AXCELIS TECHNOLOGIES INC | 054540959 | Cmn | 1,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MULTI FINELINE ELECTRONIX IN | 62541B901 | Cmn | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARMONIC INC | 413160902 | COM | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENERGY RECOVERY INC | 29270J950 | COM | 200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK TIMES CO MTN BE | 650111957 | CL A | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FUEL TECH INC | 359523957 | PUT | 200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WATERSTONE FINL INC MD | 94188P901 | CALL | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 413 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFC INDUSTRIAL LTD | 55278T905 | Cmn | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORPORATION | 00439T906 | Cmn | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GTX INC COMMON STOCK | 40052B908 | Cmn | 1,700 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORION MARINE GROUP INC | 68628V958 | Cmn | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GOLD & SILVER CORP | 69924P902 | COM | 500 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GEVO INC | 374396959 | COM | 6,400 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COUSINS PPTYS INC | 222795906 | COM | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP | 67076P902 | COM | 800 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP | 67076P952 | COM | 900 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNSHINE HEART INC | 86782U906 | COM | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REAL GOODS SOLAR INC | 75601N904 | CL A | 3,700 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G907 | COM | 500 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNATIONAL TOWER HILL MIN | 46050R902 | CALL | 3,300 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENESIS HEALTHCARE INC | 37185X906 | CALL | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XCERRA CORP | 98400J958 | PUT | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FEDERAL MOGUL HOLDINGS CORP | 313549954 | Cmn | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IGNITE RESTAURANT GROUP INC | 451730905 | OPTION | 200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DELCATH SYS INC | 24661P951 | PUT | 1,200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL STEEL HOLDINGS INC CMN STK | 370853953 | Cmn | 1,100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PREMIERE GLOBAL SVCS INC | 740585904 | CALL | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL STEEL HOLDINGS INC CMN STK | 370853903 | Cmn | 1,000 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WAVE SYSTEMS CORP CMN STK | 943526950 | Cmn | 1,200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| METABOLIX INC COMMON STOCK | 591018959 | Cmn | 1,100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WAYFAIR INC | 94419L101 | CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY INC | 25470F302 | COM SER C | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| LEAPFROG ENTERPRISES INC | 52186N906 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ANADIGICS INC CMN STOCK | 032515908 | Cmn | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TELECOMMUNICATION SYSTEMS-A | 87929J903 | Cmn | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MCCLATCHY COMPANY -CL A CMN STK | 579489955 | Cmn | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION | 87600U954 | Cmn | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS CO | 381119906 | Cmn | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK | 38119T954 | Cmn | 1,100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| NEOSTEM INC | 640650404 | Common equity shares | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| UQM TECHNOLOGIES INC | 903213956 | COM | 400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ENTEROMEDICS INC | 29365M958 | COM NEW | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| MATTSON TECHNOLOGY INC | 577223900 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CEL SCI CORP | 150837177 | *W EXP 10/11/201 | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY INC | 92763A951 | Cmn | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ZHONE TECHNOLOGIES INC NEW | 98950P904 | CALL | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FALCONSTOR SOFTWARE INC CMN STK | 306137900 | Cmn | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ROCK CREEK PHARMACEUTICALS INC | 772081955 | Cmn | 1,400 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ROCK CREEK PHARMACEUTICALS INC | 772081905 | Cmn | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EUROSEAS LTD | Y23592900 | Cmn | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-006476 | this filing | 2015-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-007135 | added | 2015-06-26 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-008209 | added | 2015-08-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-011053 | added | 2015-11-09 | acceptance time not in the bulk data set |