13F-HR filed by Virtu KCG Holdings LLC
Virtu KCG Holdings LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 3,083 holding rows worth $4,918,185,000 by the sum of the rows.
- Accession
- 0000950123-15-006387
- Filer
- CIK 1569391
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 3,087 entries on the cover page, a total value of $4,918,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,918,185,000 with VALUE read as thousands by filing date, 13F file number 028-15626. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $4,918,000, about 1/1,000 of the sum of the rows, $4,918,185,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
Other managers
- included managerKCG Americas LLC 028-15067
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CORNERSTONE PROGRESSIVE RTN | 21925C200 | COM NEW | 10,344 | $164,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 10,294 | $163,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 15,064 | $163,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 11,648 | $163,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 115,494 | $163,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 12,324 | $162,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 11,457 | $161,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 28,979 | $160,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 21,649 | $160,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 12,527 | $159,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 18,729 | $158,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 14,220 | $158,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 10,756 | $158,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 11,751 | $157,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 14,573 | $157,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 12,048 | $156,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 24,605 | $156,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 10,667 | $155,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 14,234 | $155,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 11,128 | $155,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 59,961 | $154,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 10,392 | $154,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 27,583 | $154,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 17,390 | $153,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 17,422 | $153,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 10,925 | $153,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 49,240 | $153,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 16,333 | $152,000 | thousands by filing date | |
| SEADRILL LTD | G7945E955 | COM | 16,300 | $152,000 | thousands by filing date | put |
| THIRD PT REINS LTD | G8827U100 | COM | 10,721 | $152,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 46,576 | $151,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 67,563 | $151,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 11,637 | $151,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 12,962 | $151,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 25,500 | $150,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 12,995 | $150,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 15,872 | $150,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 10,776 | $150,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 10,473 | $149,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 14,560 | $149,000 | thousands by filing date | |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 13,229 | $149,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 22,969 | $149,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431901 | CALL | 10,400 | $149,000 | thousands by filing date | call |
| Seadrill Partners, LLC | Y7545W109 | LTD | 12,637 | $148,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 18,700 | $147,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 11,577 | $147,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 10,015 | $146,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 15,806 | $146,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 33,423 | $146,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 19,136 | $146,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 12,083 | $145,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 13,706 | $145,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 19,533 | $145,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 203,145 | $145,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 150,699 | $145,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 76,821 | $144,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 10,233 | $144,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 10,108 | $143,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 11,811 | $143,000 | thousands by filing date | |
| DAKOTA PLAINS | 234255107 | COMMON STOCK | 77,220 | $143,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 76,799 | $143,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 24,235 | $142,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 20,058 | $142,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 14,416 | $141,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 17,721 | $141,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 11,434 | $141,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 12,692 | $140,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 11,704 | $140,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 14,908 | $140,000 | thousands by filing date | |
| XEROX CORP | 984121903 | COM | 10,800 | $139,000 | thousands by filing date | call |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 11,071 | $138,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 39,177 | $138,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 10,490 | $138,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 10,313 | $137,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 57,216 | $137,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 10,699 | $137,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 11,254 | $136,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 10,821 | $136,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 14,474 | $135,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 27,831 | $135,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 25,000 | $134,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 14,941 | $134,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 18,448 | $133,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 32,899 | $133,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 10,781 | $132,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 16,927 | $132,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 14,242 | $132,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 22,969 | $132,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 16,127 | $132,000 | thousands by filing date | |
| VICON INDS INC | 925811101 | COM | 76,443 | $131,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 14,061 | $130,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 16,216 | $129,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 27,935 | $129,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 13,227 | $129,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 26,646 | $128,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 10,639 | $127,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 26,612 | $126,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 70,033 | $126,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 13,216 | $126,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 30,734 | $125,000 | thousands by filing date | |
| MOL GLOBAL INC | 60845Q105 | Depository Receipt | 54,419 | $125,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 27,383 | $124,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 12,039 | $124,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 13,637 | $123,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 17,658 | $123,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 18,145 | $123,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 25,361 | $123,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 15,582 | $122,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 16,408 | $121,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 56,485 | $121,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 12,829 | $121,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 21,385 | $120,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 55,725 | $120,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 11,308 | $120,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 22,348 | $119,000 | thousands by filing date | |
| CEMEX SA EURO MTN BE 144A | 151290909 | SPON ADR NEW | 12,532 | $119,000 | thousands by filing date | call |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 67,497 | $118,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 69,371 | $118,000 | thousands by filing date | |
| SUNGY MOBILE LTD | 86737M100 | ADR | 31,338 | $118,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 17,198 | $117,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 39,519 | $117,000 | thousands by filing date | |
| VALE S A | 91912E955 | SPONSORED ADS | 20,700 | $117,000 | thousands by filing date | put |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 47,481 | $116,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 38,847 | $116,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 36,391 | $116,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 61,220 | $116,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 22,625 | $116,000 | thousands by filing date | |
| RITE AID CORP NEW YORK | 767754954 | Cmn | 13,300 | $116,000 | thousands by filing date | put |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 11,355 | $115,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 50,347 | $115,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 29,765 | $114,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 12,625 | $114,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 13,502 | $114,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 12,110 | $112,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 45,367 | $112,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 50,415 | $112,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 10,041 | $112,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10,330 | $111,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 11,202 | $111,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R400 | COM | 27,149 | $111,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 31,801 | $110,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 11,076 | $109,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 20,913 | $109,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 20,618 | $109,000 | thousands by filing date | |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 12,206 | $109,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 65,443 | $109,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 30,370 | $108,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 29,592 | $108,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 56,018 | $106,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 14,623 | $105,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 12,170 | $104,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 12,147 | $104,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 12,396 | $103,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 20,293 | $103,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 123,334 | $103,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 14,414 | $103,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 10,989 | $102,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 45,035 | $102,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 25,808 | $102,000 | thousands by filing date | |
| TURKISH INVESTMENT FUND | 900145103 | CMN | 10,660 | $102,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 30,101 | $101,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 26,460 | $100,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 122,755 | $100,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 54,300 | $100,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 55,599 | $100,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 16,228 | $99,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 41,757 | $99,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 25,212 | $98,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 38,432 | $98,000 | thousands by filing date | |
| CVSL INC | 12665T206 | Cmn | 42,039 | $98,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 13,995 | $97,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 11,569 | $96,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 14,449 | $96,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 16,363 | $96,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 13,043 | $95,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 16,123 | $94,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 14,865 | $94,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 11,506 | $94,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 13,890 | $93,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 17,198 | $93,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 29,464 | $93,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 30,923 | $93,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 20,383 | $93,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 22,980 | $93,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES INC | 18683K951 | COM | 19,300 | $93,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 32,094 | $91,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 20,699 | $91,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 17,426 | $91,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 23,138 | $91,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 21,406 | $91,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 18,736 | $89,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 17,881 | $89,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 10,559 | $89,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 120,889 | $89,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 26,542 | $88,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 38,914 | $88,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 57,056 | $87,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 14,482 | $87,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 24,389 | $86,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 12,174 | $86,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 36,306 | $86,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 24,100 | $86,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 19,534 | $86,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 14,170 | $86,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 20,469 | $86,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y900 | COM | 24,000 | $86,000 | thousands by filing date | call |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 15,441 | $85,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 19,428 | $84,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 32,117 | $83,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 15,866 | $83,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 19,982 | $82,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 14,507 | $81,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 30,219 | $81,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 33,324 | $81,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 26,884 | $80,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 12,276 | $80,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 15,497 | $79,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 43,714 | $79,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 46,541 | $79,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 13,979 | $79,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 18,243 | $78,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 21,312 | $78,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 69,168 | $78,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 91,401 | $78,000 | thousands by filing date | |
| ALTEVA | 02153V102 | COMM STK | 10,731 | $78,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 31,765 | $78,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 66,870 | $78,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 10,644 | $77,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 10,028 | $77,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 11,274 | $77,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 84,855 | $76,000 | thousands by filing date | |
| ESSEX RENT CORP COM | 297187106 | Common | 57,215 | $76,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 17,207 | $76,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903957 | PUT | 27,800 | $75,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 27,814 | $75,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 28,178 | $74,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 18,534 | $74,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 22,241 | $74,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 24,717 | $73,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 23,140 | $73,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 55,267 | $73,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 10,762 | $73,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 14,753 | $73,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 16,034 | $73,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 30,533 | $73,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 30,335 | $73,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 11,213 | $73,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 13,488 | $72,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 78,454 | $72,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 10,382 | $72,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 23,417 | $72,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 16,703 | $71,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 307,120 | $71,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 57,050 | $71,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 17,527 | $70,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 17,298 | $70,000 | thousands by filing date | |
| COLUMBIA LABS INC | 197779200 | COM NEW | 11,228 | $70,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 42,674 | $69,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 43,498 | $68,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 12,637 | $68,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 12,574 | $67,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 96,146 | $67,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 16,296 | $67,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 210,711 | $67,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 42,244 | $67,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W227 | COM | 21,189 | $67,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 31,304 | $66,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 10,200 | $66,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 23,870 | $66,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 42,271 | $66,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 13,471 | $66,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 62,647 | $66,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 28,922 | $66,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 14,889 | $65,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 28,093 | $65,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 11,139 | $65,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 22,830 | $65,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 29,580 | $65,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 12,267 | $64,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 24,000 | $64,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 12,889 | $64,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 14,352 | $64,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 18,846 | $64,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 13,422 | $64,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 10,702 | $64,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 77,211 | $63,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 18,391 | $63,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 11,943 | $63,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 80,288 | $63,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 19,776 | $62,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 31,957 | $62,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 29,183 | $62,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547958 | COM | 13,900 | $62,000 | thousands by filing date | put |
| GREAT BASIN SCIENTIFIC INC | 39013L106 | COM | 16,021 | $62,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 49,377 | $61,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 15,146 | $61,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 16,464 | $61,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 11,646 | $61,000 | thousands by filing date | |
| TCP International Holdings Ltd | H84689100 | COMMON | 33,074 | $61,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097957 | Cmn | 14,800 | $61,000 | thousands by filing date | put |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 10,050 | $60,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,325 | $60,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 30,142 | $60,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 22,909 | $60,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 116,251 | $60,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 11,311 | $60,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 16,920 | $60,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 27,248 | $59,000 | thousands by filing date | |
| ACTIVE POWER INC | 00504W308 | COM NEW | 26,725 | $59,000 | thousands by filing date | |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 26,964 | $59,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 11,977 | $58,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 69,940 | $58,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 44,993 | $58,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 29,909 | $57,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 23,221 | $57,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 12,129 | $57,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 30,927 | $56,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 20,469 | $56,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 26,259 | $56,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,247 | $55,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 33,008 | $55,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 20,651 | $55,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 62,900 | $55,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES INC | 18683K901 | COM | 11,500 | $55,000 | thousands by filing date | call |
| SEMILEDS CORP | 816645105 | COM | 89,598 | $55,000 | thousands by filing date | |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 22,830 | $55,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 17,551 | $54,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 25,359 | $54,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 10,025 | $53,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 22,107 | $53,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 39,303 | $52,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 13,168 | $52,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 15,940 | $51,000 | thousands by filing date | |
| PAR TECHNOLOGY CORP | 698884103 | COM | 12,172 | $51,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 11,436 | $51,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 10,178 | $51,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 16,644 | $51,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 43,892 | $51,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 29,588 | $50,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 49,134 | $50,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 42,527 | $50,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 19,291 | $49,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 34,016 | $49,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 20,974 | $48,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 14,962 | $48,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 25,371 | $48,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037909 | COM | 12,500 | $48,000 | thousands by filing date | call |
| YAMANA GOLD INC | 98462Y950 | COM | 13,400 | $48,000 | thousands by filing date | put |
| RIVERVIEW BANCORP INC | 769397100 | COM | 10,367 | $47,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 17,527 | $47,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 12,125 | $47,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 39,649 | $47,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 17,760 | $47,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 29,991 | $47,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 35,116 | $47,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 18,820 | $47,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 13,529 | $46,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 28,400 | $46,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 14,557 | $45,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154N530 | DB 3X SHRT UST | 10,431 | $45,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 30,415 | $45,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 127,312 | $45,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 12,505 | $44,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 20,533 | $44,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 11,358 | $44,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 35,531 | $43,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 18,835 | $42,000 | thousands by filing date | |
| COLLABRX INC | 19422J108 | COM | 38,077 | $42,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 50,366 | $41,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 66,040 | $41,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V134 | WAR | 31,245 | $41,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 14,588 | $40,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 105,297 | $40,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 55,126 | $40,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 20,039 | $40,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 15,562 | $39,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 12,354 | $39,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 12,517 | $39,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 41,571 | $39,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 14,090 | $39,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 209,319 | $38,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 26,222 | $38,000 | thousands by filing date | |
| ZYNGA INC - CL A | 98986T908 | COM | 13,200 | $38,000 | thousands by filing date | call |
| RESPONSE GENETICS INC | 76123U105 | COM | 85,970 | $38,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 17,902 | $37,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 10,680 | $37,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 22,869 | $37,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 33,514 | $37,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 23,053 | $37,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 15,640 | $36,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 10,793 | $36,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 14,861 | $36,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 42,425 | $36,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 23,049 | $35,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 31,453 | $35,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 63,419 | $35,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 25,363 | $34,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 33,719 | $34,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 26,947 | $34,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 24,678 | $33,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 45,392 | $33,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 24,617 | $32,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 26,051 | $32,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 18,250 | $32,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 13,108 | $32,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 33,955 | $32,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 10,527 | $32,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 25,370 | $32,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 17,095 | $32,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 30,130 | $31,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 14,970 | $31,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 27,932 | $31,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 12,268 | $31,000 | thousands by filing date | |
| AXION PWR INTL INC | 05460X208 | COM NEW | 777,180 | $31,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 66,088 | $30,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 20,128 | $30,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 30,364 | $29,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 24,201 | $29,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 12,237 | $29,000 | thousands by filing date | |
| METHES ENERGIES INTL LTD | 591517107 | COM | 34,949 | $29,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 16,219 | $29,000 | thousands by filing date | |
| INVENTERGY GLOBAL INC | 46123X102 | Cmn | 44,443 | $29,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E204 | COM NEW | 10,283 | $29,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 11,484 | $28,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 22,898 | $28,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 26,768 | $27,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 19,393 | $27,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 11,551 | $27,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 12,695 | $27,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 11,467 | $27,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 67,095 | $26,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 21,692 | $26,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 37,331 | $26,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 30,635 | $26,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 11,275 | $26,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255302 | COM PAR $0.0001 | 15,601 | $26,000 | thousands by filing date | |
| PARAGON SHIPPING INC | 69913R408 | CL A NEW | 26,328 | $26,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 39,277 | $26,000 | thousands by filing date | |
| CELSUS THERAPEUTICS PLC | 15119A202 | COM | 33,567 | $26,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 14,312 | $25,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 13,781 | $25,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 10,150 | $25,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 11,971 | $25,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 10,455 | $25,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 30,734 | $24,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 119,658 | $24,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 13,950 | $24,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 17,658 | $23,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 29,582 | $23,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 23,901 | $23,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 11,898 | $23,000 | thousands by filing date | |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 22,215 | $23,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 22,125 | $23,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 18,970 | $22,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 39,001 | $22,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 44,482 | $22,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 11,694 | $22,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 16,112 | $22,000 | thousands by filing date | |
| ZUOAN FASHION LTD | 98982X103 | SPONSORED ADR | 27,843 | $22,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 21,860 | $21,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 30,540 | $21,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 98,510 | $21,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 11,137 | $21,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 11,619 | $21,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 11,657 | $21,000 | thousands by filing date | |
| ANDATEE CHINA MARINE FUEL SV | 67086W105 | COM | 18,014 | $21,000 | thousands by filing date | |
| TOP SHIPS INC | Y8897Y149 | SHS NEW 2014 | 19,227 | $21,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 15,962 | $21,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 17,540 | $20,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 12,256 | $20,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 18,147 | $20,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 11,339 | $20,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 63,368 | $20,000 | thousands by filing date | |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 30,015 | $20,000 | thousands by filing date | |
| ACORN INTL INC | 004854105 | SPON ADR | 23,679 | $20,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 18,878 | $19,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 14,807 | $19,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q205 | COM | 38,844 | $19,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 17,205 | $19,000 | thousands by filing date | |
| ARMCO METALS HLDGS XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/20 | 042182204 | COM | 16,596 | $19,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 35,842 | $18,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 14,678 | $18,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 12,529 | $18,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 15,065 | $18,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 15,309 | $18,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 27,821 | $18,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 12,907 | $17,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 10,433 | $17,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 12,522 | $17,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 15,598 | $17,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 10,513 | $17,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 11,981 | $17,000 | thousands by filing date | |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 10,161 | $17,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 25,398 | $16,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 13,167 | $16,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 25,687 | $16,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 29,224 | $16,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 56,198 | $16,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 39,073 | $15,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 19,406 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-006387 | this filing | 2015-05-15 | acceptance time not in the bulk data set |