13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 3,947 holding rows worth $174,225,823,000.
- Accession
- 0000950123-15-005969
- Filer
- CIK 820027
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A combination report, 7,260 entries on the cover page, a total value of $174,225,823,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $174,225,823,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial Inc028-00139
- reports for this filerColumbia Management Investment Advisers, LLC028-10477
- reports for this filerAmeriprise Trust Co028-10458
- reports for this filerAmeriprise Certificate Co028-00140
- reports for this filerRiverSource Life Insurance Co028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD028-10644
- reports for this filerAmeriprise Financial Services, Inc.028-14918
- included managerAmeriprise Financial Inc 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 1,851,767 | $2,406,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 29,349 | $2,404,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 141,750 | $2,400,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 96,394 | $2,399,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 320,994 | $2,392,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 214,952 | $2,392,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 97,246 | $2,391,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 22,675 | $2,388,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 79,519 | $2,384,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 154,214 | $2,383,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 437,892 | $2,373,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 620,199 | $2,369,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 146,297 | $2,367,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 230,939 | $2,364,000 | thousands by filing date | |
| CENGAGE LEARNING INC | CM2582898 | COM | 103,698 | $2,352,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 107,421 | $2,348,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 45,961 | $2,338,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 83,004 | $2,327,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 79,956 | $2,324,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 21,252 | $2,322,000 | thousands by filing date | |
| MAIL.RU GROUP LTD. | 560317208 | COMMON STOCK | 116,550 | $2,316,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 24,839 | $2,305,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 60,925 | $2,301,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 99,345 | $2,301,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 110,255 | $2,299,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 240,776 | $2,295,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 71,053 | $2,293,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 254,347 | $2,292,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 56,642 | $2,290,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 86,479 | $2,285,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 242,083 | $2,277,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R109 | SEL LC VAL ETF | 50,022 | $2,273,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 24,648 | $2,265,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 85,585 | $2,264,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 45,670 | $2,260,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 17,740 | $2,253,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 132,407 | $2,237,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 117,037 | $2,231,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 128,426 | $2,227,000 | thousands by filing date | |
| SILVER PEAKS SYSTEMS | 82899H930 | CONV PRF | 2,620,545 | $2,227,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 69,235 | $2,224,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 37,764 | $2,224,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 811,025 | $2,215,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 211,112 | $2,212,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 219,894 | $2,210,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 16,825 | $2,208,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 88,529 | $2,208,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 116,592 | $2,208,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 230,266 | $2,205,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 43,352 | $2,204,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 917,659 | $2,204,000 | thousands by filing date | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 60,042 | $2,194,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 192,512 | $2,189,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 2,957,800 | $2,189,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 31,524 | $2,173,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 123,623 | $2,170,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 74,232 | $2,164,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 31,906 | $2,163,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,816,715 | $2,162,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 108,750 | $2,159,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 241,795 | $2,157,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 217,793 | $2,152,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 42,757 | $2,151,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 83,205 | $2,149,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 60,623 | $2,144,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 86,600 | $2,141,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 325,485 | $2,129,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 8,909 | $2,128,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 69,793 | $2,115,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 42,566 | $2,113,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 64,788 | $2,111,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 109,444 | $2,110,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 44,195 | $2,109,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 118,392 | $2,107,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 28,703 | $2,106,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 219,628 | $2,100,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 69,131 | $2,098,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 142,100 | $2,098,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 30,355 | $2,092,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 85,029 | $2,090,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 196,759 | $2,089,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 980,174 | $2,088,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 14,043 | $2,087,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 21,085 | $2,079,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 53,911 | $2,070,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 225,869 | $2,063,000 | thousands by filing date | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 80,661 | $2,060,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 38,945 | $2,057,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 102,598 | $2,055,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 188,565 | $2,052,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 320,057 | $2,029,000 | thousands by filing date | |
| ADEPTUS HEALTH | 006855100 | Common Stock | 40,217 | $2,020,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 122,051 | $2,015,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 158,098 | $2,005,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 18,338 | $1,993,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 112,754 | $1,993,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 17,409 | $1,990,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 251,023 | $1,989,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 66,275 | $1,987,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 20,894 | $1,981,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 73,904 | $1,977,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 57,808 | $1,961,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 280,550 | $1,958,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 38,155 | $1,956,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 73,703 | $1,956,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 271,347 | $1,951,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 109,713 | $1,931,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 23,631 | $1,922,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 128,130 | $1,921,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 43,388 | $1,921,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 28,429 | $1,918,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 255,517 | $1,917,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 41,755 | $1,915,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 168,588 | $1,905,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 51,615 | $1,903,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 133,096 | $1,901,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 24,844 | $1,894,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 90,787 | $1,892,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 80,034 | $1,891,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 77,844 | $1,885,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 28,445 | $1,882,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 43,247 | $1,878,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 95,306 | $1,875,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 21,331 | $1,870,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 53,647 | $1,865,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 110,249 | $1,855,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 44,924 | $1,852,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 83,929 | $1,848,000 | thousands by filing date | |
| Continental AG | 210771200 | Equity | 39,153 | $1,845,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 167,988 | $1,839,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 107,839 | $1,837,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 49,880 | $1,834,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 198,229 | $1,834,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 76,586 | $1,832,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 94,500 | $1,830,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 380,574 | $1,830,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 91,547 | $1,830,000 | thousands by filing date | |
| ASSA ABLOY AB ADR | 045387107 | FOREIGN | 61,512 | $1,828,000 | thousands by filing date | |
| KDDI CORP. | 48667L106 | Common stock | 106,039 | $1,806,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 5,455 | $1,802,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 100,745 | $1,800,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 79,110 | $1,795,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 34,051 | $1,795,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 47,120 | $1,790,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 21,280 | $1,783,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 32,128 | $1,780,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 4,800,000 | $1,779,000 | thousands by filing date | principal |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 117,770 | $1,770,000 | thousands by filing date | |
| SCHNEIDER ELEC SA ADR | 80687P106 | COM | 113,647 | $1,762,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 129,871 | $1,761,000 | thousands by filing date | |
| LINDE AG-SPONSORED ADR | 535223200 | COM | 86,490 | $1,761,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 125,390 | $1,757,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 55,041 | $1,753,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 35,406 | $1,745,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 81,310 | $1,731,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 30,570 | $1,728,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 117,157 | $1,725,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 127,386 | $1,718,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 285,685 | $1,717,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 76,221 | $1,715,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 33,315 | $1,712,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 417,104 | $1,711,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 280,643 | $1,703,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 28,336 | $1,703,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 50,954 | $1,697,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 60,152 | $1,696,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 114,429 | $1,692,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 155,166 | $1,691,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 26,922 | $1,685,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 36,861 | $1,682,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 36,761 | $1,681,000 | thousands by filing date | |
| TREASURY WINE ESTATES ADR | 89465J109 | COM | 431,747 | $1,680,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 31,494 | $1,678,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 51,210 | $1,678,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 124,522 | $1,675,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 36,902 | $1,673,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 25,640 | $1,667,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 15,401 | $1,665,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 37,177 | $1,662,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 46,952 | $1,650,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 138,663 | $1,644,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 12,389 | $1,642,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,632,812 | $1,633,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 17,587 | $1,629,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 94,347 | $1,628,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 130,698 | $1,627,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 23,588 | $1,624,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 58,741 | $1,622,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 30,183 | $1,621,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 180,733 | $1,618,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 71,023 | $1,616,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 195,902 | $1,616,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 186,895 | $1,615,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 62,927 | $1,612,000 | thousands by filing date | |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 75,996 | $1,597,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 26,030 | $1,590,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 75,114 | $1,590,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 60,877 | $1,585,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 160,635 | $1,585,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 1,092,780 | $1,584,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 73,694 | $1,581,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 49,265 | $1,579,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 33,011 | $1,571,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 111,655 | $1,564,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 98,005 | $1,561,000 | thousands by filing date | |
| Qwest Corporation 7.50% Notes | 74913G303 | PFD | 58,370 | $1,559,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 52,083 | $1,557,000 | thousands by filing date | |
| Bunzl PLC ADR | 120738406 | USD | 57,417 | $1,557,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 279,570 | $1,554,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 107,940 | $1,554,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 112,447 | $1,554,000 | thousands by filing date | |
| HUTCHISON PORT HOLDINGS TR-U | 448415984 | COM | 2,232,700 | $1,550,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 121,916 | $1,548,000 | thousands by filing date | |
| JARDINE MATHESON HLDGS LTD | 471115998 | COM | 24,500 | $1,548,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 122,290 | $1,543,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 120,420 | $1,541,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 24,273 | $1,539,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 197,281 | $1,538,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 34,446 | $1,525,000 | thousands by filing date | |
| METLIFE INC | 59156R504 | Common Stock | 61,440 | $1,523,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 16,566 | $1,516,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 58,630 | $1,513,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 63,098 | $1,511,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 58,295 | $1,510,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 65,225 | $1,507,000 | thousands by filing date | |
| ENERGY XXI BERMUDA LTD CONV PFD $14.0625 | 29274U309 | PREFERRED | 35,006 | $1,504,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 23,344 | $1,501,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 55,458 | $1,494,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 125,157 | $1,487,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 168,232 | $1,486,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 81,118 | $1,482,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 96,970 | $1,482,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 86,691 | $1,478,000 | thousands by filing date | |
| PRUDENTIAL FIN 5.75%52 | 744320607 | ps | 57,185 | $1,478,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 43,708 | $1,476,000 | thousands by filing date | |
| PRIMERO MINING CORP | 74164WAA4 | CONV BND | 1,484,000 | $1,476,000 | thousands by filing date | principal |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 19,097 | $1,475,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 41,482 | $1,475,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 36,379 | $1,466,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 79,862 | $1,458,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 94,297 | $1,458,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 13,451 | $1,453,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 111,210 | $1,447,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 148,926 | $1,444,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 30,604 | $1,444,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 47,118 | $1,441,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 94,309 | $1,439,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 46,652 | $1,437,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 138,537 | $1,436,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 14,899 | $1,435,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 43,244 | $1,435,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 26,748 | $1,429,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 154,283 | $1,429,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 28,894 | $1,424,000 | thousands by filing date | |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 55,806 | $1,424,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 26,376 | $1,415,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 132,507 | $1,414,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 49,284 | $1,412,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 61,735 | $1,412,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 18,823 | $1,410,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 40,773 | $1,403,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 54,082 | $1,403,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 54,496 | $1,397,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 277,494 | $1,396,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 28,746 | $1,394,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 67,420 | $1,390,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 56,792 | $1,389,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 28,873 | $1,387,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 74,396 | $1,384,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 30,569 | $1,366,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 181,070 | $1,366,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 37,145 | $1,365,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 329,418 | $1,358,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 31,094 | $1,356,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 107,902 | $1,354,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 115,089 | $1,349,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 41,912 | $1,347,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 21,595 | $1,345,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 42,991 | $1,345,000 | thousands by filing date | |
| MORGAN STANLEY CP TR III $0.0625 PFD | 617460209 | PREFERRED | 52,423 | $1,344,000 | thousands by filing date | |
| KONINKLIJKE AHOLD NV-SP ADR | 500467105 | ADR | 68,336 | $1,344,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 96,313 | $1,342,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 41,929 | $1,342,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 118,065 | $1,339,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V207 | PRF | 48,525 | $1,336,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 18,436 | $1,335,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 12,362 | $1,333,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 95,340 | $1,333,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 23,890 | $1,329,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 37,530 | $1,322,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 183,918 | $1,322,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 13,778 | $1,320,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 613,300 | $1,319,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 33,884 | $1,315,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 317 | $1,311,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 48,229 | $1,303,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 36,856 | $1,299,000 | thousands by filing date | |
| AKZO NOBEL N.V. SPON ADR | 010199305 | ADR | 51,461 | $1,296,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 50,568 | $1,294,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 42,097 | $1,287,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 593,193 | $1,287,000 | thousands by filing date | |
| DAIWA HOUSE INDUS UNSP ADR | 234062206 | COM | 65,237 | $1,283,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 35,515 | $1,282,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 368,593 | $1,279,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 116,781 | $1,279,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 30,926 | $1,278,000 | thousands by filing date | |
| TVA VAR 06/01/ 2 134 PFD DUE 06/01/28SUBJ TO XTRO REDEMPTION | 880591300 | PREFERRED DEBT | 51,309 | $1,277,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 144,252 | $1,274,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 19,605 | $1,272,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 30,894 | $1,269,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 42,919 | $1,261,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 104,917 | $1,256,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 45,035 | $1,255,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 422,251 | $1,250,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 191,409 | $1,246,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 89,312 | $1,245,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 67,900 | $1,244,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 207,786 | $1,243,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 22,131 | $1,240,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 47,645 | $1,239,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 13,570 | $1,235,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 12,371 | $1,231,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 40,225 | $1,230,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 16,247 | $1,229,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 16,636 | $1,227,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 40,580 | $1,222,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 50,206 | $1,221,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 11,521 | $1,219,000 | thousands by filing date | |
| HENKEL AG AND CO KGAA ADR | 42550U208 | COM | 10,359 | $1,219,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 76,148 | $1,219,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 151,837 | $1,217,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 16,611 | $1,216,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 57,065 | $1,212,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 33,815 | $1,209,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 30,594 | $1,206,000 | thousands by filing date | |
| Regions Financial 6.375% Cl 12 | 7591ep308 | PFD | 47,745 | $1,203,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 52,740 | $1,200,000 | thousands by filing date | |
| VOLKSWAGEN AG REPSTG PFD | 928662402 | COM | 22,556 | $1,199,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 76,312 | $1,197,000 | thousands by filing date | |
| PARTNERRE LTD 7.25% PFD E | G68603508 | PREFERRED STOCK | 44,553 | $1,196,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 61,210 | $1,194,000 | thousands by filing date | |
| RevShares Ultra Dividend Fund | 761396886 | COM | 40,160 | $1,192,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 33,393 | $1,191,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 32,298 | $1,187,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 32,813 | $1,186,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD | 17133Q106 | SPON ADR NEW10 | 36,928 | $1,184,000 | thousands by filing date | |
| SAMSUNG ELECTR-GDR | CM5495209 | GDR | 1,838 | $1,183,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 77,752 | $1,182,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 44,692 | $1,182,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 21,764 | $1,180,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 46,159 | $1,178,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 27,521 | $1,175,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 24,645 | $1,170,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 40,940 | $1,169,000 | thousands by filing date | |
| SAMPO OYJ-A SHS-UNSP ADR | 79588J102 | COM | 46,318 | $1,168,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 41,151 | $1,166,000 | thousands by filing date | |
| Sodexo | 833792104 | COM | 11,935 | $1,165,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 146,011 | $1,164,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 38,631 | $1,162,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 24,216 | $1,161,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 54,487 | $1,160,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 31,631 | $1,159,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 34,632 | $1,158,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 36,811 | $1,154,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 51,989 | $1,152,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 36,741 | $1,151,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 10,708 | $1,150,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 174,396 | $1,149,000 | thousands by filing date | |
| SMC CORP J | 78445W306 | USD | 76,995 | $1,145,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 92,110 | $1,145,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 13,723 | $1,141,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 12,783 | $1,139,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 95,928 | $1,139,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 100,612 | $1,138,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 65,240 | $1,138,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 81,617 | $1,134,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 31,826 | $1,134,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 91,217 | $1,133,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 32,998 | $1,131,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 59,376 | $1,130,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 94,880 | $1,128,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 25,752 | $1,127,000 | thousands by filing date | |
| VALEO SA ADR | 919134304 | COM | 15,099 | $1,126,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 126,926 | $1,125,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 72,204 | $1,123,000 | thousands by filing date | |
| FEDERAL RESERVE BANK | BAX41M5Q1 | COM | 22,457 | $1,123,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 72,069 | $1,116,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 84,156 | $1,116,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 53,461 | $1,115,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 76,602 | $1,115,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 34,640 | $1,113,000 | thousands by filing date | |
| Julius Baer Group Ltd ADR | 48137C108 | USD | 111,828 | $1,113,000 | thousands by filing date | |
| PUBLICIS S A NEW SPONSORED ADR | 74463M106 | ADUS | 57,686 | $1,112,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 32,382 | $1,112,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 136,200 | $1,111,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 159,930 | $1,109,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 35,986 | $1,109,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 62,099 | $1,107,000 | thousands by filing date | |
| CONTECH CONSTRUCTION PRODUCT | BAX3LS6W4 | COM | 29,519 | $1,107,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 7,008 | $1,098,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 71,555 | $1,097,000 | thousands by filing date | |
| MERRILL LYNCH CAPITAL | 59024T203 | PRF | 42,926 | $1,097,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 71,713 | $1,096,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 17,925 | $1,095,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 45,833 | $1,094,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 20,029 | $1,093,000 | thousands by filing date | |
| SWEDBANK AB ADR | 870195104 | COM | 45,655 | $1,091,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 89,817 | $1,091,000 | thousands by filing date | |
| NorthStar Realty Fin 8.75 CUM | 66704r605 | PFD | 41,308 | $1,091,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 85,230 | $1,090,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 62,459 | $1,088,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 28,137 | $1,083,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 50,100 | $1,082,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 84,200 | $1,082,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 29,459 | $1,079,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 32,428 | $1,076,000 | thousands by filing date | |
| JAPAN TOBA | 471105205 | USD | 67,530 | $1,076,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 580,986 | $1,075,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 16,431 | $1,071,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 82,043 | $1,070,000 | thousands by filing date | |
| Australia & New Zealand Bankin | 052528304 | ADR | 38,257 | $1,070,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 57,702 | $1,068,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 21,480 | $1,065,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 26,075 | $1,065,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 37,517 | $1,064,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 18,647 | $1,064,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 4,718 | $1,064,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 207,626 | $1,064,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 19,709 | $1,062,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 102,880 | $1,057,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 75,102 | $1,055,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 10,676 | $1,053,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 12,964 | $1,053,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 99,958 | $1,050,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 34,869 | $1,039,000 | thousands by filing date | |
| NORDEA BK AB SWED | 65557A206 | COM | 85,172 | $1,038,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 131,033 | $1,037,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 98,470 | $1,034,000 | thousands by filing date | |
| US Bancorp | 902973817 | PFD | 37,856 | $1,034,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 54,509 | $1,030,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 46,650 | $1,029,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 22,036 | $1,027,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 89,065 | $1,020,000 | thousands by filing date | |
| JARDINE MATHESON HLDGS LTD ADR | 471115402 | ADR | 16,134 | $1,020,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 34,085 | $1,018,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 32,428 | $1,018,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 19,504 | $1,015,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 43,285 | $1,014,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 54,181 | $1,012,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,213 | $1,010,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 19,531 | $1,010,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 28,573 | $1,009,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 19,441 | $1,009,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 60,955 | $1,007,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 162,121 | $1,006,000 | thousands by filing date | |
| SAFRAN S A SPON ADR | 786584102 | ADUS | 57,999 | $1,006,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 45,622 | $1,005,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 1,004,152 | $1,004,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 19,595 | $1,004,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 284,520 | $1,002,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 168,267 | $1,001,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 42,957 | $1,000,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 30,289 | $993,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 16,843 | $991,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 14,992 | $991,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 74,180 | $988,000 | thousands by filing date | |
| WOLSELEY PLC - ADR | 977868306 | ADR | 164,017 | $977,000 | thousands by filing date | |
| SGS SA UNSPONSORED ADR | 818800104 | ADUS | 51,097 | $973,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.125% $1.53125 PFD | 38145X111 | PREFERRED | 37,762 | $973,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 15,774 | $972,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 22,154 | $970,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 19,760 | $964,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 10,828 | $960,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 127,382 | $959,000 | thousands by filing date | |
| ALERIS INTERNATIONAL INC | U01995148 | COM | 25,910 | $959,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 171,217 | $953,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 6,794 | $953,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 79,489 | $952,000 | thousands by filing date | |
| BMW UNSPONSORED ADR | 072743206 | ADR | 22,915 | $952,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 19,590 | $949,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 49,580 | $943,000 | thousands by filing date | |
| BG GROUP PLC - SPON ADR | 055434203 | ADR | 76,366 | $941,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 18,524 | $940,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 64,025 | $936,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 23,013 | $934,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 27,869 | $932,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 49,503 | $915,000 | thousands by filing date | |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 26,985 | $914,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 21,714 | $913,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 36,422 | $912,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 25,295 | $908,000 | thousands by filing date | |
| AIA GROUP LTD SPONSORED ADR | 001317205 | ADUS | 35,906 | $904,000 | thousands by filing date | |
| QWEST CORP | 74913G501 | PFD | 34,419 | $901,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 19,362 | $901,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 18,814 | $898,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 47,276 | $897,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 178,118 | $892,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 25,873 | $891,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 28,764 | $885,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 60,674 | $884,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-005969 | this filing | 2015-05-14 | acceptance time not in the bulk data set |