13F-HR filed by M&T Bank Corp
M&T Bank Corp filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 2,133 holding rows worth $16,033,535,000.
- Accession
- 0000950123-15-005916
- Filer
- CIK 36270
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 9,670 entries on the cover page, a total value of $16,033,535,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,033,535,000 with VALUE read as thousands by filing date, 13F file number 028-00267. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerManufacturers & Traders Trust Company 028-03980
- included managerWilmington Trust Investment Advisors, Inc 028-10909
- included managerWilmington Trust National Association 028-03740
- included managerWilmington Trust Company 028-03742
- included managerWilmington Funds Management Corp 028-06601
- included managerWilmington Trust Investment Management, LLC 028-12629
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IAC INTERACTIVECORP | 44919P508 | COM | 4,136 | $280,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 16,320 | $280,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 34,602 | $280,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 20,072 | $279,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 9,064 | $279,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 1,694 | $279,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 3,359 | $279,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,576 | $278,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 9,960 | $278,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 13,798 | $277,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 5,155 | $277,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 4,195 | $277,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 6,204 | $276,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 8,773 | $276,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 4,314 | $276,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,576 | $275,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 2,092 | $274,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 9,351 | $274,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 13,480 | $274,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 11,228 | $273,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 7,769 | $273,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 3,799 | $272,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 4,720 | $272,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 4,954 | $271,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 11,135 | $271,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,232 | $270,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 4,452 | $270,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,562 | $269,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 6,774 | $269,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 7,006 | $269,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 23,000 | $269,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 7,697 | $268,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 8,715 | $268,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 31,863 | $268,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 5,662 | $268,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 6,119 | $267,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 18,111 | $267,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 20,943 | $267,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 7,239 | $266,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 15,750 | $266,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 12,449 | $266,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 8,534 | $266,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 4,536 | $264,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 2,855 | $264,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 3,521 | $263,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 10,835 | $263,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 5,405 | $263,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 3,186 | $263,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 10,770 | $263,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 9,660 | $263,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 3,407 | $262,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 11,757 | $262,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 927 | $262,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 5,442 | $262,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,987 | $262,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 6,918 | $261,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,528 | $261,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 9,417 | $261,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 3,445 | $261,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 17,606 | $261,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 5,836 | $261,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 7,365 | $261,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 9,945 | $261,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 18,273 | $260,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,135 | $260,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 4,980 | $260,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 7,067 | $260,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 10,038 | $260,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 7,618 | $259,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 22,803 | $259,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 5,291 | $259,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 5,673 | $258,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 2,698 | $258,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 4,800 | $258,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 14,249 | $258,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 5,057 | $257,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 6,090 | $257,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 2,646 | $256,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 13,972 | $256,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 2,451 | $255,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 5,841 | $254,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 5,024 | $254,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 8,248 | $254,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 9,042 | $254,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 6,866 | $254,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 13,418 | $253,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 4,968 | $253,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 4,044 | $253,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 52,617 | $253,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 8,819 | $253,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 23,175 | $252,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 22,418 | $252,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 5,066 | $252,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 35,050 | $252,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 3,762 | $252,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 7,404 | $251,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 3,332 | $251,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,232 | $250,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 2,635 | $250,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 11,588 | $250,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 12,868 | $250,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 6,975 | $249,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 7,495 | $249,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 5,962 | $249,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 5,411 | $248,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 25,250 | $248,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 9,235 | $248,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 18,081 | $248,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 13,701 | $248,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 17,298 | $247,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 35,043 | $247,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 7,092 | $247,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 5,132 | $246,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 9,212 | $246,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 10,434 | $245,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 8,657 | $244,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 20,574 | $244,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 3,757 | $244,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 7,812 | $243,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 13,295 | $243,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,845 | $242,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 6,333 | $242,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 10,779 | $242,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 4,034 | $241,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 230 | $241,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 16,368 | $241,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 4,314 | $241,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 10,476 | $240,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 10,677 | $238,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 4,405 | $238,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 2,560 | $237,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 16,597 | $237,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 2,552 | $236,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 4,464 | $236,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 7,960 | $236,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 12,000 | $236,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 6,033 | $235,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 10,591 | $235,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 8,705 | $235,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 11,506 | $234,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 4,197 | $234,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 9,911 | $234,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 8,721 | $234,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,558 | $233,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 12,541 | $233,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 4,799 | $233,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 8,187 | $233,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 11,409 | $233,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 2,527 | $232,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,653 | $232,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 3,828 | $232,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 38,452 | $232,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 3,195 | $231,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 3,269 | $231,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 4,500 | $231,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 5,635 | $230,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4,053 | $229,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 6,480 | $229,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 3,811 | $229,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 3,829 | $229,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 5,284 | $229,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 8,713 | $229,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 14,807 | $228,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 9,246 | $227,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 28,603 | $227,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,052 | $226,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 3,683 | $226,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 1,675 | $226,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 3,983 | $226,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 30,000 | $226,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 844 | $225,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 6,350 | $225,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 6,105 | $225,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 3,447 | $224,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 9,364 | $224,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,166 | $223,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 16,079 | $223,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 28,610 | $223,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 22,379 | $222,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 5,492 | $222,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 4,545 | $221,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 9,284 | $221,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 24,842 | $221,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 3,604 | $220,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 8,264 | $220,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 6,165 | $220,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 42,307 | $220,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 27,934 | $220,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 10,541 | $219,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 2,769 | $219,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 6,597 | $219,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 5,932 | $219,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 4,039 | $219,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 2,632 | $219,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 4,393 | $219,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 2,599 | $219,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 3,015 | $218,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 4,147 | $218,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 9,748 | $218,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 9,041 | $217,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 2,370 | $217,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 4,379 | $217,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 9,474 | $216,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 2,994 | $216,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 3,136 | $216,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 2,324 | $216,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 12,394 | $216,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 3,660 | $216,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 8,747 | $216,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 472 | $215,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 4,901 | $215,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 9,260 | $215,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 3,938 | $213,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 15,242 | $213,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 4,189 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 9,008 | $213,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 3,986 | $213,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 8,473 | $212,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 4,899 | $212,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 7,031 | $212,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 11,990 | $212,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 8,515 | $212,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 11,383 | $212,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 5,609 | $211,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 22,604 | $211,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 7,252 | $211,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 13,047 | $211,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 27,573 | $210,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 2,759 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 19,240 | $209,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 5,039 | $209,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 3,861 | $208,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 3,761 | $207,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 5,914 | $207,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 3,164 | $207,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 12,279 | $207,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 6,087 | $206,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 3,252 | $206,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8,159 | $205,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 3,326 | $205,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 4,674 | $205,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 5,489 | $205,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 2,973 | $205,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 14,892 | $205,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 200,000 | $205,000 | thousands by filing date | principal |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 12,326 | $204,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 3,023 | $204,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 5,365 | $203,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 8,147 | $202,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 8,759 | $202,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 3,549 | $202,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 25,000 | $202,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 9,182 | $201,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 6,417 | $201,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 5,990 | $201,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 20,572 | $199,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 16,782 | $199,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 14,000 | $198,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 21,063 | $194,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 11,471 | $192,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 150,000 | $192,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 32,756 | $191,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 13,602 | $190,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 20,165 | $188,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 19,226 | $184,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 22,343 | $183,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 22,175 | $182,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 28,493 | $180,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 12,073 | $179,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,600 | $178,000 | thousands by filing date | call |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 15,954 | $178,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 17,899 | $177,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 11,014 | $177,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 10,158 | $177,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 12,704 | $175,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 19,323 | $174,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 10,826 | $174,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 10,295 | $173,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 13,096 | $173,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 10,205 | $173,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 13,453 | $172,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 10,391 | $170,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 13,196 | $170,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 10,194 | $170,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 14,497 | $169,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 16,091 | $169,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 10,502 | $167,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 17,200 | $166,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 10,563 | $166,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 20,305 | $166,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 21,767 | $165,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 10,101 | $164,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 19,762 | $163,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 25,161 | $163,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 12,060 | $162,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 15,762 | $160,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 14,718 | $160,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 15,007 | $160,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 21,445 | $158,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 10,430 | $158,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 14,540 | $158,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 15,134 | $156,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 13,091 | $156,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 17,371 | $155,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 61,029 | $155,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 12,191 | $154,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 21,406 | $154,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 32,044 | $152,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 20,291 | $152,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 11,625 | $150,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 83,679 | $148,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 23,180 | $147,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 10,785 | $146,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 23,503 | $144,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 10,207 | $144,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 16,217 | $143,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 10,115 | $143,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 11,330 | $142,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 10,441 | $140,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 10,160 | $139,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 15,377 | $137,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 12,254 | $136,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 12,317 | $135,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 18,350 | $134,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 75,500 | $134,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 10,468 | $132,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 12,235 | $130,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 11,219 | $130,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 25,895 | $130,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 12,980 | $128,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,969 | $127,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 25,544 | $126,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 112,000 | $123,000 | thousands by filing date | principal |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 18,014 | $120,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 21,097 | $119,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 29,901 | $118,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 11,090 | $117,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 77,000 | $117,000 | thousands by filing date | principal |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 94,000 | $117,000 | thousands by filing date | principal |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 21,300 | $112,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 15,443 | $110,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 23,333 | $104,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 11,216 | $104,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 10,109 | $103,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 18,192 | $100,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 10,759 | $99,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 20,970 | $99,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 60,000 | $98,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 12,461 | $96,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,680 | $95,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 19,000 | $90,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 28,460 | $90,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 13,511 | $90,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 16,227 | $88,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 14,940 | $88,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 15,277 | $87,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 31,900 | $85,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 11,398 | $84,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 26,720 | $84,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 10,311 | $83,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 21,702 | $83,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 43,800 | $81,000 | thousands by filing date | put |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 10,386 | $81,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 36,451 | $80,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 19,886 | $79,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 75,000 | $76,000 | thousands by filing date | principal |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 10,500 | $76,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 13,396 | $75,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 12,700 | $74,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 72,000 | $74,000 | thousands by filing date | principal |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 70,000 | $74,000 | thousands by filing date | principal |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 127,529 | $73,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 24,849 | $72,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 69,000 | $71,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 65,000 | $70,000 | thousands by filing date | principal |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 15,844 | $69,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 72,597 | $69,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 57,000 | $69,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 65,000 | $68,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 60,700 | $66,000 | thousands by filing date | call |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 59,000 | $65,000 | thousands by filing date | principal |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 10,140 | $64,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 10,420 | $64,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 43,000 | $64,000 | thousands by filing date | principal |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 54,000 | $64,000 | thousands by filing date | principal |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 66,000 | $63,000 | thousands by filing date | principal |
| CINCINNATI BELL INC NEW | 171871106 | COM | 17,840 | $63,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 60,000 | $63,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 50,000 | $62,000 | thousands by filing date | principal |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 60,000 | $62,000 | thousands by filing date | principal |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 48,000 | $60,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 53,000 | $58,000 | thousands by filing date | principal |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 50,000 | $58,000 | thousands by filing date | principal |
| SYNAPTICS INC COM | 87157D109 | Stock | 4,700 | $56,000 | thousands by filing date | call |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 58,000 | $56,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 54,000 | $56,000 | thousands by filing date | principal |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 48,000 | $56,000 | thousands by filing date | principal |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 10,400 | $55,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 48,000 | $55,000 | thousands by filing date | principal |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 59,000 | $55,000 | thousands by filing date | principal |
| Broadcom Inc | Y0486S104 | Common | 1,700 | $54,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 46,000 | $54,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 61,000 | $53,000 | thousands by filing date | principal |
| TESORO CORP | 881609101 | COM | 4,400 | $52,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 17,145 | $51,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 62,000 | $50,000 | thousands by filing date | principal |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 58,100 | $48,000 | thousands by filing date | call |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 41,000 | $48,000 | thousands by filing date | principal |
| AK STEEL HOLDING CORP | 001547108 | COM | 10,946 | $48,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 49,000 | $48,000 | thousands by filing date | principal |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 61,400 | $47,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 11,590 | $47,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 47,000 | $47,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 36,000 | $47,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 45,000 | $46,000 | thousands by filing date | principal |
| REX ENERGY CORPORATION | 761565100 | COM | 12,095 | $45,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 29,000 | $43,000 | thousands by filing date | principal |
| MEDIVATION INC | 58501N101 | COM | 1,000 | $43,000 | thousands by filing date | call |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 25,000 | $43,000 | thousands by filing date | principal |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 15,550 | $42,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 10,572 | $42,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 10,990 | $42,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 48,700 | $41,000 | thousands by filing date | call |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 45,000 | $41,000 | thousands by filing date | principal |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 36,000 | $41,000 | thousands by filing date | principal |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 40,000 | $40,000 | thousands by filing date | principal |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 38,000 | $40,000 | thousands by filing date | principal |
| TARGET CORP COM | 87612E106 | Stock | 3,000 | $39,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 150,000 | $38,000 | thousands by filing date | put |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 10,056 | $36,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 30,000 | $36,000 | thousands by filing date | principal |
| FOOT LOCKER INC | 344849104 | COM | 2,000 | $35,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 6,100 | $34,000 | thousands by filing date | call |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 15,552 | $34,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 33,371 | $34,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,200 | $33,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 18,000 | $33,000 | thousands by filing date | principal |
| EXELIXIS INC COM | 30161Q104 | Stock | 12,562 | $32,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 28,000 | $32,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 28,000 | $32,000 | thousands by filing date | principal |
| PepsiCo,Inc. | 713448108 | COM | 20,000 | $31,000 | thousands by filing date | put |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 19,000 | $30,000 | thousands by filing date | principal |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 30,000 | $30,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,700 | $29,000 | thousands by filing date | call |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 12,369 | $28,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 25,400 | $27,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 13,800 | $27,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 21,000 | $27,000 | thousands by filing date | principal |
| QUIKSILVER INC | 74838C106 | COM | 14,624 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 16,500 | $26,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 26,000 | $26,000 | thousands by filing date | principal |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 25,000 | $25,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 23,000 | $25,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 25,000 | $25,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 24,000 | $24,000 | thousands by filing date | principal |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 24,000 | $24,000 | thousands by filing date | principal |
| HALCON RES CORP | 40537Q209 | COM NEW | 15,207 | $23,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 30,000 | $23,000 | thousands by filing date | principal |
| Union Pacific Corporation | 907818108 | COM | 3,400 | $22,000 | thousands by filing date | call |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 800 | $22,000 | thousands by filing date | call |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 40,300 | $22,000 | thousands by filing date | call |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 15,000 | $22,000 | thousands by filing date | principal |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 20,000 | $21,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 16,000 | $21,000 | thousands by filing date | principal |
| BIOGEN INC COM | 09062X103 | Stock | 400 | $20,000 | thousands by filing date | call |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 17,000 | $20,000 | thousands by filing date | principal |
| Accenture Plc Class A | G1151C101 | COM | 1,000 | $19,000 | thousands by filing date | call |
| QUANTUM CORP | 747906204 | COM DSSG | 12,120 | $19,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 15,000 | $19,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 18,000 | $19,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 22,000 | $18,000 | thousands by filing date | principal |
| ZOGENIX INC | 98978L105 | COM | 13,190 | $18,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 26,740 | $18,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 15,000 | $18,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,000 | $17,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 12,300 | $17,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 5,000 | $17,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 12,000 | $17,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,000 | $17,000 | thousands by filing date | put |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,000 | $17,000 | thousands by filing date | call |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 13,717 | $17,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 15,000 | $17,000 | thousands by filing date | principal |
| PHILLIPS 66 COM | 718546104 | Stock | 10,000 | $16,000 | thousands by filing date | call |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 900 | $16,000 | thousands by filing date | call |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 14,256 | $16,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 16,000 | $16,000 | thousands by filing date | principal |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,200 | $15,000 | thousands by filing date | call |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 14,889 | $15,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 13,000 | $15,000 | thousands by filing date | principal |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 12,084 | $15,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 10,700 | $15,000 | thousands by filing date | |
| OMNICARE | 681904AQ1 | NOTE3 | 12,000 | $15,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,300 | $14,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,000 | $14,000 | thousands by filing date | call |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 14,882 | $14,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 13,000 | $13,000 | thousands by filing date | principal |
| GOODRICH | 382410AG3 | NOTE5 | 25,000 | $13,000 | thousands by filing date | principal |
| RENTECH INC COM | 760112102 | COM | 10,840 | $12,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,400 | $11,000 | thousands by filing date | call |
| AETNA INC NEW | 00817Y108 | COM | 1,200 | $11,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-005916 | this filing | 2015-05-14 | acceptance time not in the bulk data set |