13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-13, with 4,067 holding rows worth $86,343,432,000.
- Accession
- 0000950123-15-005679
- Filer
- CIK 927971
- Filed
- 2015-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 12,946 entries on the cover page, a total value of $86,343,432,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $86,343,432,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO INVESTORLINE INC.
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
- included managerBMO DELAWARE TRUST COMPANY
- included managerLGM (BERMUDA) LIMITED
- included managerTAPLIN CANIDA & HABACHT, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COHERENT INC | 192479103 | COM | 151 | $10,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,455 | $10,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 400 | $10,000 | thousands by filing date | principal |
| Hugoton Royalty Trust | 444717102 | COM | 1,630 | $10,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,000 | $10,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 200 | $10,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 1,016 | $10,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 114 | $10,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 8,000 | $10,000 | thousands by filing date | principal |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 253 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 149 | $10,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 500 | $10,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 1,613 | $10,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 1,000 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 400 | $10,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 3,200 | $10,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 320 | $10,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 195 | $10,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 186 | $9,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 340 | $9,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 1,538 | $9,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,000 | $9,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 277 | $9,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 500 | $9,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 445 | $9,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 220 | $9,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 575 | $9,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 135 | $9,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 166 | $9,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 873 | $9,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1,000 | $9,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 414 | $9,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,150 | $9,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 2,000 | $9,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 673 | $9,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 687 | $9,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 2,206 | $9,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 1,115 | $9,000 | thousands by filing date | |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 25 | $9,000 | thousands by filing date | principal |
| CELADON GROUP INC | 150838100 | COM | 332 | $9,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 1,000 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 589 | $9,000 | thousands by filing date | |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 1,000 | $9,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 500 | $9,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 143 | $8,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 310 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 160 | $8,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 199 | $8,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 500 | $8,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 400 | $8,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 273 | $8,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 505 | $8,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 376 | $8,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 2,709 | $8,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 549 | $8,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 1,097 | $8,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 599 | $8,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 6,901 | $8,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 11,960 | $8,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 3,407 | $8,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 679 | $7,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 3,746 | $7,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 338 | $7,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 296 | $7,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 301 | $7,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 720 | $7,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 178 | $7,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 410 | $7,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 365 | $7,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 838 | $7,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 292 | $7,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 489 | $7,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 236 | $7,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 639 | $7,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 21 | $7,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 2,000 | $7,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 151 | $7,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 680 | $7,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 872 | $7,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,000 | $7,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 400 | $7,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 400 | $7,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 183 | $7,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 150 | $6,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 60 | $6,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 200 | $6,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 184 | $6,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 138 | $6,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 107 | $6,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 123 | $6,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 177 | $6,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 300 | $6,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 422 | $6,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 300 | $6,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 1,500 | $6,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 240 | $6,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $6,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 200 | $6,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,113 | $6,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 103 | $6,000 | thousands by filing date | |
| ALDERON IRON ORE CORP | 01434T100 | COM | 26,000 | $6,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 425 | $6,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 175 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 105 | $6,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 225 | $6,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 141 | $6,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 2,133 | $6,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 1,390 | $6,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 578 | $6,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 14 | $6,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 398 | $6,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 417 | $6,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 938 | $6,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 400 | $6,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 429 | $6,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 126 | $6,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 250 | $6,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 3,188 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 325 | $6,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 1,000 | $6,000 | thousands by filing date | principal |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 500 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 201 | $6,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 3,200 | $6,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 415 | $5,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 284 | $5,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 225 | $5,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 164 | $5,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 540 | $5,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,862 | $5,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 256 | $5,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 3,254 | $5,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 78 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 35 | $5,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 200 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 115 | $5,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 116 | $5,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 132 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 180 | $5,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 160 | $5,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 308 | $5,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 311 | $5,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 150 | $5,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 1,060 | $5,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 248 | $5,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 2,558 | $5,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,339 | $5,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 8,116 | $5,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 200 | $5,000 | thousands by filing date | principal |
| ZWEIG FUND INC. | 989834205 | COM | 300 | $5,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 36 | $5,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 200 | $5,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 275 | $5,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 1,000 | $5,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 1,894 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F176 | COM | 130 | $5,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 386 | $5,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 2,817 | $5,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 124 | $5,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 100 | $5,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 350 | $5,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 100 | $4,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 69 | $4,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 81 | $4,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 70 | $4,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 68 | $4,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 700 | $4,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 426 | $4,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 697 | $4,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 368 | $4,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 235 | $4,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 135 | $4,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,306 | $4,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 379 | $4,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 177 | $4,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 154 | $4,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 280 | $4,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 99 | $4,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 190 | $4,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 137 | $4,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 6,680 | $4,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 750 | $4,000 | thousands by filing date | |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 1,000 | $4,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 100 | $4,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 274 | $4,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 116 | $4,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 3,592 | $4,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 1,000 | $4,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 164 | $4,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 1,102 | $4,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 395 | $4,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 738 | $4,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 200 | $4,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 165 | $4,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 234 | $4,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 1,000 | $4,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 2,626 | $4,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 254 | $4,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 262 | $4,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 79 | $4,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 370 | $4,000 | thousands by filing date | |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 2,088 | $4,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 299 | $4,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 86 | $4,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 300 | $4,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 58 | $3,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 50 | $3,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 1,026 | $3,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 2,120 | $3,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 52 | $3,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 634 | $3,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,509 | $3,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 40 | $3,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 30 | $3,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 724 | $3,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 81 | $3,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 146 | $3,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 87 | $3,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 87 | $3,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 190 | $3,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 44 | $3,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 544 | $3,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 280 | $3,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 44 | $3,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 151 | $3,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 60 | $3,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 1,063 | $3,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 525 | $3,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 127 | $3,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 90 | $3,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 285 | $3,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 380 | $3,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 5,000 | $3,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 570 | $3,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 264 | $3,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 462 | $3,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 427 | $3,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 200 | $3,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 1,260 | $3,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 258 | $3,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 198 | $3,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 142 | $3,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 200 | $3,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 410 | $3,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 3,199 | $3,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 232 | $3,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 174 | $3,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 497 | $3,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 120 | $3,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 13,500 | $3,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 3,075 | $3,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 133 | $3,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 1,143 | $3,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 197 | $3,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 115 | $3,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 289 | $3,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 175 | $3,000 | thousands by filing date | |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 2,645 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 150 | $3,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 66 | $2,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 80 | $2,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 22 | $2,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 70 | $2,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 22 | $2,000 | thousands by filing date | put |
| Salesforce.com, Inc | 79466L302 | COM | 34 | $2,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 26 | $2,000 | thousands by filing date | put |
| EXXON MOBIL CORP | 30231G102 | COM | 25 | $2,000 | thousands by filing date | call |
| EMERSON ELEC CO COM | 291011104 | Stock | 38 | $2,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 20 | $2,000 | thousands by filing date | put |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 22 | $2,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 55 | $2,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 68 | $2,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 57 | $2,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 91 | $2,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 119 | $2,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 511 | $2,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 59 | $2,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 31 | $2,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 14 | $2,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 200 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 40 | $2,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 34 | $2,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 125 | $2,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 278 | $2,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 196 | $2,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 66 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 59 | $2,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 1,090 | $2,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 163 | $2,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 133 | $2,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 109 | $2,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 8 | $2,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 142 | $2,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 6,900 | $2,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 30 | $2,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 50 | $2,000 | thousands by filing date | call |
| VOC ENERGY TR | 91829B103 | TR UNIT | 400 | $2,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 74 | $2,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P204 | SPON ADR A | 144 | $2,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 250 | $2,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 20 | $2,000 | thousands by filing date | put |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 150 | $2,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 100 | $2,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 221 | $2,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 71 | $2,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 187 | $2,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 200 | $2,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 200 | $2,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 1,500 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 106 | $2,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 5,000 | $2,000 | thousands by filing date | principal |
| ZION OIL & GAS INC | 989696109 | COM | 1,000 | $2,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 180 | $2,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 62 | $2,000 | thousands by filing date | |
| POWER REIT | 73933H101 | COM | 215 | $2,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 293 | $2,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 10 | $2,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 176 | $2,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 7,471 | $2,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 70 | $2,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 459 | $2,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 84 | $2,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 3,125 | $2,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 2,848 | $2,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 1,247 | $2,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 1,349 | $2,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 500 | $2,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 430 | $2,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 2,820 | $2,000 | thousands by filing date | |
| MINCO GOLD CORPORATION | 60254D108 | COM | 7,400 | $2,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 413 | $2,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 151 | $2,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 4,397 | $2,000 | thousands by filing date | |
| REMY INTL INC NEW | 75971M108 | COM | 111 | $2,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 219 | $2,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 137 | $2,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 538 | $2,000 | thousands by filing date | |
| OI SA SPONSORED ADR CMN | 670851302 | COM | 1,000 | $2,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 291 | $2,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 91 | $1,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 25 | $1,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 243 | $1,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 8 | $1,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 122 | $1,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 30 | $1,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 254 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 19 | $1,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 59 | $1,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 21 | $1,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 140 | $1,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 60 | $1,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 92 | $1,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 131 | $1,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 100 | $1,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 22 | $1,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 16 | $1,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 18 | $1,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 82 | $1,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 64 | $1,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 65 | $1,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 34 | $1,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 199 | $1,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 100 | $1,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 41 | $1,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 58 | $1,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 53 | $1,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 36 | $1,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 144 | $1,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 342 | $1,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 106 | $1,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 118 | $1,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 283 | $1,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 87 | $1,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 2,000 | $1,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 32 | $1,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 3,000 | $1,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 69 | $1,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 1,510 | $1,000 | thousands by filing date | |
| GLOBAL X ARTIFICIAL INTELLIGENCE & TECHNOLOGY ETF | 018606301 | COM | 33 | $1,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 41 | $1,000 | thousands by filing date | |
| VILLAGE BK & TR FINL CORP | 92705T200 | COM | 40 | $1,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 866 | $1,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 609 | $1,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 268 | $1,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 88 | $1,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 400 | $1,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 29 | $1,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 66 | $1,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 73 | $1,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 1,052 | $1,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 50 | $1,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 71 | $1,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 459 | $1,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 168 | $1,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 145 | $1,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 165 | $1,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 62 | $1,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 91 | $1,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 96 | $1,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 115 | $1,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 264 | $1,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 10 | $1,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 6,000 | $1,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 602 | $1,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 2,780 | $1,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 275 | $1,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 75 | $1,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 752 | $1,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 74 | $1,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 657 | $1,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 318 | $1,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 500 | $1,000 | thousands by filing date | |
| BBX CAPITAL CORP-A | 05540P100 | CL A | 41 | $1,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 53 | $1,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 439 | $1,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 175 | $1,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 176 | $1,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 70 | $1,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 700 | $1,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 146 | $1,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 16 | $1,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 30 | $1,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 39 | $1,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 286 | $1,000 | thousands by filing date | |
| GENVEC INC NEW | 37246C307 | cs | 500 | $1,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 152 | $1,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 200 | $1,000 | thousands by filing date | |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 250 | $1,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 116 | $1,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 339 | $1,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 1,632 | $1,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 25 | $1,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 400 | $1,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 176 | $1,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 73 | $1,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 100 | $1,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 429 | $1,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 34 | $1,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 66 | $1,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 417 | $1,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 38 | $1,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 616 | $1,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC NEW | 86852R108 | COM | 462 | $1,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 2,000 | $1,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYR GROUP INC | 55405W104 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIMONEIRA CO | 532746104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KOPIN CORP | 500600101 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Dawson Geophysical Co Ne | 239360100 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARK ENERGY INC | 846511103 | CL A COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFCO INDS INC | 826546103 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 169 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 412 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERTEX ENERGY INC | 92534K107 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 884 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 261 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROFIRE ENERGY INC | 74316X101 | COM | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MECHEL OAO | 583840103 | SPONSORED ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEARLAB CORP | 878193101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWIFT ENERGY CO | 870738101 | COM | 398 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 261 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXFO INC | 302046107 | SUB VTG SHS | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMOS NETWORKS CORP | 550283105 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMYRIS INC | 03236M101 | COM | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROUSE PPTYS INC | 779287101 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 89 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVACOPPER INC | 66988K102 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Female Health Company | 314462102 | COM | 143 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 5,000 | $0 | thousands by filing date | principalValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-005679 | this filing | 2015-05-13 | acceptance time not in the bulk data set |