13F-HR filed by PINEBRIDGE INVESTMENTS, L.P.
PINEBRIDGE INVESTMENTS, L.P. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 1,118 holding rows worth $2,642,786,000.
- Accession
- 0000950123-15-002588
- Filer
- CIK 1531721
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 1,941 entries on the cover page, a total value of $2,642,786,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,642,786,000 with VALUE read as thousands by filing date, 13F file number 028-14581. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPINEBRIDGE INVESTMENTS LLC 028-04637
- included managerPINEBRIDGE INVESTMENTS ASIA LIMITED
- included managerPINEBRIDGE INVESTMENTS CANADA, INC.
- included managerPINEBRIDGE INVESTMENTS LATIN AMERICA S.A.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REX ENERGY CORPORATION | 761565100 | COM | 10,924 | $56,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 2,970 | $55,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 3,226 | $54,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 7,738 | $54,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 2,121 | $53,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 18,911 | $52,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 2,552 | $52,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 8,121 | $52,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,200 | $51,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,000 | $51,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 5,158 | $51,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 14,009 | $51,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 13,248 | $50,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 19,483 | $50,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 4,629 | $50,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 5,166 | $49,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 2,744 | $49,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 1,693 | $49,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 5,794 | $48,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 7,982 | $48,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 2,200 | $48,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 7,242 | $48,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 3,569 | $48,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 8,488 | $48,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 628 | $46,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 5,672 | $46,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 5,968 | $46,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 1,678 | $45,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 3,732 | $45,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 4,764 | $44,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 17,082 | $40,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 1,039 | $39,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 2,349 | $39,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 2,189 | $39,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 9,666 | $39,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 691 | $38,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 4,369 | $38,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 2,987 | $37,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 735 | $37,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 4,781 | $36,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 202 | $34,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 692 | $32,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 4,216 | $32,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 857 | $32,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 4,105 | $32,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,609 | $32,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,880 | $31,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 410 | $30,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 4,739 | $30,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 2,411 | $28,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 17,982 | $28,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 459 | $27,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 539 | $27,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 389 | $25,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 419 | $21,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 5,592 | $21,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 154 | $18,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 1,238 | $18,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 310 | $18,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 300 | $17,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 277 | $17,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 440 | $17,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 949 | $17,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 100 | $17,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 161 | $16,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 1,196 | $16,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 1,085 | $16,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,581 | $16,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 118 | $15,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 824 | $15,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 3,674 | $15,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 246 | $14,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 303 | $14,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 93 | $14,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 2,069 | $14,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 223 | $14,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 911 | $14,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 1,611 | $14,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 195 | $13,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 137 | $13,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 167 | $13,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 169 | $13,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,554 | $13,000 | thousands by filing date | |
| POWERSHARES DB ITALIAN TREAS | 25154W704 | CMN | 415 | $13,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 399 | $12,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 82 | $12,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 781 | $12,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 112 | $12,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 169 | $12,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 305 | $11,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 300 | $11,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 976 | $11,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 604 | $11,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 84 | $10,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 195 | $9,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 617 | $8,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 23 | $8,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 1,020 | $8,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 135 | $7,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 300 | $7,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 97 | $6,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 534 | $6,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 53 | $6,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 55 | $5,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 100 | $5,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 71 | $4,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 100 | $4,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 24 | $4,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 100 | $4,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 42 | $3,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 30 | $3,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 100 | $3,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 300 | $3,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 100 | $2,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 100 | $2,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 42 | $1,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 200 | $1,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 300 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-002588 | this filing | 2015-02-17 | acceptance time not in the bulk data set |