13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 3,743 holding rows worth $171,591,427,000.
- Accession
- 0000950123-15-002131
- Filer
- CIK 820027
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A combination report, 6,939 entries on the cover page, a total value of $171,591,427,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $171,591,427,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAmeriprise Financial Inc 028-00139
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Company 028-01045
- reports for this filerAmeriprise Certificate Company 028-00140
- reports for this filerRiverSource Life Insurance Company 028-00143
- reports for this filerRiverSource Life Insurance Company of New York 028-01046
- reports for this filerThreadneedle Asset Management Holdings Ltd 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerAmeriprise Financial Inc 028-00139
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Company 028-01045
- included managerAmeriprise Certificate Company 028-00140
- included managerRiverSource Life Insurance Company 028-00143
- included managerRiverSource Life Insurance Company of New York 028-01046
- included managerThreadneedle Asset Management Holdings Ltd 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 58,307 | $2,315,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 112,605 | $2,295,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973AD3 | NOTE 8.000% 4/0 | 506,372 | $2,291,000 | thousands by filing date | principal |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 75,839 | $2,282,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 33,295 | $2,277,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R109 | SEL LC VAL ETF | 50,022 | $2,277,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 216,900 | $2,277,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 48,126 | $2,274,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 80,620 | $2,270,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 113,583 | $2,267,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 59,491 | $2,263,000 | thousands by filing date | |
| COLUMBIA LG CAP GROWTH ETF | 19761R307 | COM | 52,510 | $2,252,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 111,723 | $2,240,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 55,263 | $2,235,000 | thousands by filing date | |
| SILVER PEAKS SYSTEMS | 82899H930 | CONV PRF | 2,620,545 | $2,227,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 128,181 | $2,226,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 52,078 | $2,220,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 183,034 | $2,215,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 44,346 | $2,209,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 43,377 | $2,196,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 129,268 | $2,196,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 111,122 | $2,194,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 110,704 | $2,191,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 270,438 | $2,188,000 | thousands by filing date | |
| SBERBANK-SPONSORED ADR | B5SC09192 | COM | 539,307 | $2,184,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 159,450 | $2,183,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 210,202 | $2,178,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 41,200 | $2,177,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 70,255 | $2,174,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 523,588 | $2,173,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 16,999 | $2,172,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 20,079 | $2,166,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 93,779 | $2,162,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 120,925 | $2,162,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 389,311 | $2,157,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 266,634 | $2,148,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 112,960 | $2,147,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 23,991 | $2,146,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 30,295 | $2,144,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 208,350 | $2,126,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 13,576 | $2,125,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 317,977 | $2,124,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 78,014 | $2,121,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 81,674 | $2,119,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 77,095 | $2,115,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 373,474 | $2,110,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 49,242 | $2,104,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 267,597 | $2,102,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 256,242 | $2,094,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 45,166 | $2,087,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 546,510 | $2,082,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 142,190 | $2,054,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 67,671 | $2,050,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 135,347 | $2,044,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 18,307 | $2,043,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 59,693 | $2,043,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 17,654 | $2,037,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 154,674 | $2,036,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 31,674 | $2,035,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 41,376 | $2,030,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 54,384 | $2,029,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 194,518 | $2,013,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 38,426 | $2,012,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 77,073 | $1,994,000 | thousands by filing date | |
| ENERGY XXI BERMUDA LTD CONV PFD $14.0625 | 29274U309 | PREFERRED | 35,006 | $1,985,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 54,023 | $1,980,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 134,203 | $1,976,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 195,220 | $1,976,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 34,263 | $1,976,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 86,051 | $1,971,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 79,029 | $1,970,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 89,021 | $1,970,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 99,823 | $1,966,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 236,039 | $1,964,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 107,544 | $1,959,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 82,352 | $1,954,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 281,172 | $1,949,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 81,555 | $1,948,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 110,772 | $1,945,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 51,861 | $1,939,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 87,965 | $1,936,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 207,521 | $1,936,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 232,163 | $1,934,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 134,194 | $1,922,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 186,895 | $1,921,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 92,376 | $1,919,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 74,593 | $1,915,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 52,907 | $1,905,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 50,141 | $1,904,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 48,082 | $1,893,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 20,511 | $1,878,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 273,443 | $1,871,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 135,642 | $1,864,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 25,227 | $1,864,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 42,864 | $1,857,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 119,917 | $1,855,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 265,141 | $1,846,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 252,975 | $1,845,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 86,905 | $1,838,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 87,611 | $1,837,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 87,972 | $1,830,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 17,185 | $1,822,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 124,646 | $1,822,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 17,413 | $1,820,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 22,948 | $1,820,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 393,741 | $1,819,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 27,111 | $1,819,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 240,677 | $1,812,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 189,619 | $1,810,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 85,350 | $1,803,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 106,897 | $1,798,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 38,155 | $1,794,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 93,197 | $1,789,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 418,203 | $1,781,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 65,483 | $1,775,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 20,398 | $1,758,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 40,662 | $1,757,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 49,755 | $1,742,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 244,000 | $1,728,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 81,865 | $1,726,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 117,811 | $1,721,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 33,319 | $1,719,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 14,537 | $1,714,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 23,926 | $1,709,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AA0 | NOTE 4.000% 2/1 | 1,682,000 | $1,708,000 | thousands by filing date | principal |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 104,882 | $1,707,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 67,395 | $1,704,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 955,116 | $1,700,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 14,996 | $1,697,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 41,462 | $1,690,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 55,077 | $1,688,000 | thousands by filing date | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 68,585 | $1,687,000 | thousands by filing date | |
| TREASURY WINE ESTATES ADR | 89465J109 | COM | 431,254 | $1,685,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 28,183 | $1,684,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 13,826 | $1,684,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 81,436 | $1,681,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 71,073 | $1,671,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 149,433 | $1,670,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 1,041,151 | $1,645,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 47,836 | $1,644,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 7,717 | $1,642,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 10,679 | $1,641,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 1,671,547 | $1,639,000 | thousands by filing date | |
| ASSA ABLOY AB ADR | 045387107 | FOREIGN | 61,703 | $1,638,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 173,654 | $1,630,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 1,639,000 | $1,624,000 | thousands by filing date | principal |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 129,609 | $1,618,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 225,074 | $1,618,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 196,129 | $1,605,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 65,225 | $1,604,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 39,648 | $1,603,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 67,705 | $1,600,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 119,787 | $1,596,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 33,010 | $1,592,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 32,792 | $1,585,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 261,192 | $1,583,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 34,042 | $1,582,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 85,423 | $1,581,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 106,297 | $1,580,000 | thousands by filing date | |
| JARDINE MATHESON HLDGS LTD | 471115998 | COM | 26,000 | $1,580,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 99,464 | $1,576,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 59,478 | $1,576,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 16,713 | $1,569,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 40,048 | $1,564,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 85,348 | $1,558,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 78,437 | $1,557,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 13,155 | $1,557,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 102,790 | $1,557,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 334,650 | $1,552,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 60,510 | $1,531,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 123,815 | $1,527,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W364 | BRCLYS NEGTV DUR | 33,889 | $1,526,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 51,497 | $1,522,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 56,106 | $1,516,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 109,339 | $1,512,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 107,940 | $1,510,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 82,050 | $1,509,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 109,317 | $1,509,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 133,126 | $1,508,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 44,106 | $1,507,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 41,929 | $1,503,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 23,812 | $1,499,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 66,600 | $1,490,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 131,569 | $1,487,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 125,157 | $1,474,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 39,498 | $1,470,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 180,035 | $1,470,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 14,810 | $1,468,000 | thousands by filing date | |
| Qwest Corporation 7.50% Notes | 74913G303 | PFD | 54,475 | $1,466,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 83,144 | $1,465,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 66,148 | $1,464,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 189,181 | $1,464,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 122,363 | $1,457,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 60,869 | $1,455,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 5,109 | $1,453,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 35,701 | $1,452,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 95,382 | $1,448,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 191,273 | $1,446,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 614,300 | $1,438,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 59,857 | $1,435,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 61,877 | $1,433,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 28,144 | $1,426,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 101,136 | $1,426,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 51,345 | $1,425,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 27,174 | $1,424,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 65,704 | $1,418,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 116,973 | $1,417,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 41,277 | $1,411,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 18,415 | $1,410,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 83,118 | $1,398,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 140,028 | $1,395,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 181,090 | $1,389,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 39,735 | $1,388,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 62,857 | $1,386,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 18,463 | $1,377,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 48,213 | $1,371,000 | thousands by filing date | |
| MORGAN STANLEY CP TR III $0.0625 PFD | 617460209 | PREFERRED | 53,745 | $1,370,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 45,341 | $1,369,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 52,533 | $1,368,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 26,392 | $1,367,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 18,370 | $1,362,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 14,386 | $1,356,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 152,255 | $1,353,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 43,238 | $1,352,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 45,497 | $1,350,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 59,714 | $1,347,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 62,983 | $1,345,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 149,429 | $1,344,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 144,746 | $1,344,000 | thousands by filing date | |
| KDDI CORP. | 48667L106 | Common stock | 84,586 | $1,342,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 44,884 | $1,342,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 121,135 | $1,339,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 83,745 | $1,336,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 73,950 | $1,331,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 72,861 | $1,330,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 26,618 | $1,323,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 12,340 | $1,318,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 26,822 | $1,317,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 147,804 | $1,316,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 22,632 | $1,313,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 17,069 | $1,309,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 64,396 | $1,309,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 43,480 | $1,307,000 | thousands by filing date | |
| METLIFE INC | 59156R504 | Common Stock | 57,089 | $1,307,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V207 | PRF | 48,396 | $1,307,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 11,661 | $1,306,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 49,434 | $1,290,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 47,171 | $1,290,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 89,732 | $1,289,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 67,970 | $1,284,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 36,515 | $1,284,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 98,476 | $1,282,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 107,798 | $1,282,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 22,759 | $1,280,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 38,997 | $1,278,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 211,324 | $1,275,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 11,169 | $1,274,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 57,407 | $1,269,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 126,017 | $1,268,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 94,612 | $1,267,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 22,889 | $1,266,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 38,540 | $1,266,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 64,364 | $1,265,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 18,799 | $1,263,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 12,441 | $1,262,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 31,598 | $1,261,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 177,049 | $1,260,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 300 | $1,259,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 24,756 | $1,259,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 198,987 | $1,242,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 67,080 | $1,240,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 41,855 | $1,236,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 26,832 | $1,236,000 | thousands by filing date | |
| DAIWA HOUSE INDUS UNSP ADR | 234062206 | COM | 65,072 | $1,236,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 108,597 | $1,231,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 68,597 | $1,231,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 150,149 | $1,229,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 47,500 | $1,229,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 65,207 | $1,228,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 37,688 | $1,223,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 45,027 | $1,223,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 35,183 | $1,223,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 553,376 | $1,223,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 39,518 | $1,222,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 30,633 | $1,221,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 49,196 | $1,219,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 18,818 | $1,218,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 34,702 | $1,217,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 91,974 | $1,217,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 43,650 | $1,213,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 39,598 | $1,207,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 13,361 | $1,204,000 | thousands by filing date | |
| PRUDENTIAL FIN 5.75%52 | 744320607 | ps | 48,435 | $1,202,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 88,654 | $1,200,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 74,490 | $1,199,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 40,968 | $1,196,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 37,157 | $1,193,000 | thousands by filing date | |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 65,432 | $1,193,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 58,235 | $1,188,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 23,000 | $1,184,000 | thousands by filing date | |
| Regions Financial 6.375% Cl 12 | 7591ep308 | PFD | 47,245 | $1,183,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 66,173 | $1,180,000 | thousands by filing date | |
| CONTECH CONSTRUCTION PRODUCT | BAX3LS6W4 | COM | 29,519 | $1,180,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 37,163 | $1,178,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 80,316 | $1,175,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 28,274 | $1,175,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 889,709 | $1,172,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 40,202 | $1,171,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 26,009 | $1,167,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 52,164 | $1,164,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 25,108 | $1,160,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 31,192 | $1,160,000 | thousands by filing date | |
| SWEDBANK AB ADR | 870195104 | COM | 46,555 | $1,160,000 | thousands by filing date | |
| SAMPO OYJ-A SHS-UNSP ADR | 79588J102 | COM | 49,544 | $1,160,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 43,232 | $1,159,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 11,632 | $1,158,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 65,400 | $1,158,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 28,317 | $1,152,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 105,851 | $1,151,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 44,785 | $1,151,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 23,537 | $1,149,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 41,468 | $1,148,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 23,622 | $1,142,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 223,174 | $1,139,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 25,953 | $1,135,000 | thousands by filing date | |
| PARTNERRE LTD 7.25% PFD E | G68603508 | PREFERRED STOCK | 42,360 | $1,128,000 | thousands by filing date | |
| FEDERAL RESERVE BANK | BAX41M5Q1 | COM | 22,486 | $1,124,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 26,669 | $1,122,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 27,104 | $1,121,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 15,240 | $1,119,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 16,186 | $1,118,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 20,936 | $1,116,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 80,720 | $1,115,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 114,192 | $1,114,000 | thousands by filing date | |
| SAMSUNG ELECTR-GDR | CM5495209 | GDR | 1,838 | $1,112,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 116,291 | $1,110,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 312,338 | $1,109,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 100,137 | $1,108,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 59,536 | $1,104,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 131,151 | $1,101,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 76,758 | $1,100,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 12,499 | $1,098,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 61,581 | $1,098,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 6,679 | $1,096,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 64,080 | $1,094,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 155,945 | $1,093,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 24,754 | $1,086,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 98,687 | $1,085,000 | thousands by filing date | |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 43,284 | $1,084,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 20,924 | $1,082,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 38,755 | $1,082,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 172,755 | $1,078,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 174,696 | $1,070,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 254,968 | $1,068,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 14,023 | $1,064,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 124,599 | $1,064,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 56,930 | $1,061,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 21,131 | $1,061,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 96,390 | $1,059,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 46,219 | $1,058,000 | thousands by filing date | |
| MERRILL LYNCH CAPITAL | 59024T203 | PRF | 41,738 | $1,056,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 50,941 | $1,053,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 86,141 | $1,050,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 63,453 | $1,048,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 163,664 | $1,046,000 | thousands by filing date | |
| BORDERFREE INC | 09970L100 | COM | 116,663 | $1,045,000 | thousands by filing date | |
| NorthStar Realty Fin 8.75 CUM | 66704r605 | PFD | 41,308 | $1,042,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 9,596 | $1,039,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 27,070 | $1,039,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 35,841 | $1,038,000 | thousands by filing date | |
| RevShares Ultra Dividend Fund | 761396886 | COM | 34,227 | $1,038,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 24,100 | $1,036,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 48,549 | $1,034,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 78,700 | $1,033,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 21,748 | $1,031,000 | thousands by filing date | |
| TVA VAR 06/01/ 2 134 PFD DUE 06/01/28SUBJ TO XTRO REDEMPTION | 880591300 | PREFERRED DEBT | 43,086 | $1,030,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 29,634 | $1,029,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 23,269 | $1,023,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 16,800 | $1,020,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 114,539 | $1,020,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 18,765 | $1,018,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 401,580 | $1,017,000 | thousands by filing date | |
| ALERIS INTERNATIONAL INC | U01995148 | COM | 25,910 | $1,010,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 43,494 | $1,007,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 164,826 | $1,001,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 20,785 | $996,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 23,151 | $992,000 | thousands by filing date | |
| US Bancorp | 902973817 | PFD | 36,572 | $992,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 273,305 | $990,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 10,212 | $989,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 205,700 | $988,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 40,962 | $983,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 55,184 | $971,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,213 | $967,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 276,125 | $966,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 12,069 | $961,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 32,821 | $952,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 9,794 | $951,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 8,965 | $950,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 6,693 | $948,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 86,173 | $943,000 | thousands by filing date | |
| ALLIANZ SE FUNSPONSORED ADR 1 ADR REPS 0.1 ORD SHS | 018805101 | ADR | 56,631 | $941,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 135,636 | $937,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 40,377 | $933,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 42,986 | $931,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 23,261 | $930,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 71,522 | $928,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 8,758 | $926,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 18,325 | $925,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 78,693 | $924,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 49,095 | $923,000 | thousands by filing date | |
| HUTCHISON PORT HOLDINGS TR-U | 448415984 | COM | 1,343,000 | $923,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 34,654 | $920,000 | thousands by filing date | |
| WOLSELEY PLC - ADR | 977868306 | ADR | 159,555 | $919,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 15,458 | $914,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 76,393 | $912,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 29,730 | $909,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 23,317 | $908,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 223,632 | $899,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 40,160 | $897,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 161,038 | $896,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 73,997 | $895,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 14,665 | $895,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 8,712 | $888,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 37,641 | $888,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 25,147 | $887,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 33,024 | $887,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 94,304 | $873,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 70,150 | $872,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 25,879 | $870,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 40,747 | $862,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 37,951 | $858,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 30,102 | $857,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 21,197 | $855,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 31,555 | $853,000 | thousands by filing date | |
| ROLLS-ROYCE HOLDINGS P FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 775781206 | AMERICAN DEPOSITORY | 12,614 | $851,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 16,637 | $846,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 15,434 | $843,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 27,261 | $841,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 61,580 | $839,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 265,668 | $835,000 | thousands by filing date | |
| MORGAN STANLEY CAP TRUST #4 PF | 617462205 | PREFERR | 32,660 | $828,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 65,515 | $825,000 | thousands by filing date | |
| VALEO SA ADR | 919134304 | COM | 13,267 | $825,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 52,465 | $824,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 11,004 | $823,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 23,069 | $822,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 35,275 | $821,000 | thousands by filing date | |
| AIA GROUP LTD SPONSORED ADR | 001317205 | ADUS | 36,553 | $813,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 349,277 | $810,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 21,265 | $809,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 15,706 | $808,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 30,970 | $807,000 | thousands by filing date | |
| DAIKIN INDS LTD UNSPONS ADR | 23381B106 | FOREIGN | 6,249 | $807,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 37,305 | $805,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 7,371 | $805,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 8,394 | $801,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 28,631 | $789,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 194,540 | $788,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 11,097 | $787,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 56,851 | $786,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 16,578 | $785,000 | thousands by filing date | |
| BBY US 01/17/15 P35 | CM5653835 | OPT | 11,708 | $785,000 | thousands by filing date | put |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 8,151 | $783,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 17,674 | $779,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 19,262 | $779,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 16,550 | $778,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 17,437 | $778,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 60,990 | $775,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 24,440 | $774,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 14,989 | $768,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 31,583 | $763,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 41,676 | $759,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 8,975 | $758,000 | thousands by filing date | |
| JAGUAR MNG INC COM NEW | 47009M400 | Stock | 2,668,666 | $757,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 45,029 | $753,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 45,544 | $752,000 | thousands by filing date | |
| BMW UNSPONSORED ADR | 072743206 | ADR | 20,935 | $751,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 8,431 | $746,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 46,607 | $746,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 522,587 | $745,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 8,711 | $738,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 16,453 | $737,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 14,025 | $736,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.125% $1.53125 PFD | 38145X111 | PREFERRED | 28,686 | $731,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 18,765 | $727,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 11,963 | $727,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 35,157 | $726,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 12,551 | $725,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 33,911 | $723,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 23,811 | $722,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 27,593 | $720,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 16,487 | $717,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 11,397 | $712,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 6,287 | $711,000 | thousands by filing date | |
| Canadian Energy Service | 13566W108 | COM | 129,926 | $711,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 80,912 | $710,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 9,634 | $707,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 23,232 | $707,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 12,374 | $706,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-002131 | this filing | 2015-02-13 | acceptance time not in the bulk data set |