13F-HR filed by M&T Bank Corp
M&T Bank Corp filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-12, with 2,157 holding rows worth $15,974,116,000.
- Accession
- 0000950123-15-001734
- Filer
- CIK 36270
- Filed
- 2015-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 9,664 entries on the cover page, a total value of $15,974,116,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,974,116,000 with VALUE read as thousands by filing date, 13F file number 028-00267. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerManufacturers & Traders Trust Company 028-03980
- included managerWilmington Trust Investment Advisors, Inc 028-10909
- included managerWilmington Trust National Association 028-03740
- included managerWilmington Trust Company 028-03742
- included managerWilmington Funds Management Corp 028-06601
- included managerWilmington Trust Investment Management, LLC 028-12629
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MENTOR GRAPHICS CORP | 587200106 | COM | 13,504 | $296,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 4,676 | $295,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 6,704 | $295,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 14,908 | $294,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 8,638 | $294,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 12,141 | $293,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,036 | $293,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,777 | $293,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 7,178 | $293,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 12,124 | $293,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,404 | $292,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 28,726 | $291,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 17,150 | $291,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 6,709 | $290,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 5,327 | $290,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 5,334 | $289,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 6,755 | $288,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 34,505 | $287,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 5,255 | $287,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 3,100 | $287,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 5,843 | $287,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 5,103 | $287,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 15,591 | $287,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 4,720 | $286,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 4,927 | $286,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 21,602 | $285,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 5,134 | $285,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 8,644 | $284,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 5,229 | $283,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 38,802 | $283,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 8,810 | $283,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 7,459 | $283,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 11,925 | $283,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 13,572 | $282,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 8,103 | $280,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 7,464 | $280,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 5,137 | $280,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 7,587 | $278,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 5,374 | $278,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 10,306 | $278,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 9,987 | $277,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 7,932 | $277,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 20,069 | $276,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 11,806 | $276,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 34,602 | $276,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 6,361 | $275,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 15,750 | $275,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 34,287 | $274,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 2,864 | $273,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,309 | $273,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 3,385 | $273,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 4,625 | $273,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 6,908 | $273,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 4,382 | $272,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 6,361 | $272,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,878 | $271,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 17,923 | $271,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 5,169 | $271,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 14,627 | $270,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 12,380 | $269,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 4,743 | $269,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 15,217 | $268,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 8,664 | $268,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,100 | $267,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 4,002 | $267,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 5,261 | $267,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 7,963 | $266,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 24,948 | $265,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 4,277 | $264,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 25,807 | $264,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 3,223 | $264,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 7,981 | $263,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 23,000 | $263,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 2,605 | $262,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 12,716 | $262,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 5,662 | $262,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 9,315 | $261,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 4,362 | $261,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 14,817 | $261,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 2,710 | $261,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 8,739 | $260,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 22,818 | $260,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 8,914 | $259,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 4,008 | $259,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 6,877 | $258,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 13,163 | $258,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 3,564 | $258,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 25,738 | $258,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 8,819 | $258,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 1,510 | $257,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 11,328 | $256,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 8,384 | $256,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 2,938 | $256,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 10,684 | $256,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 6,872 | $256,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 5,204 | $256,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 9,660 | $255,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 6,045 | $255,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 4,166 | $255,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 7,838 | $255,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 22,739 | $254,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 34,911 | $254,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 7,365 | $254,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 4,909 | $253,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 61,779 | $253,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 4,150 | $252,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 11,154 | $252,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 8,026 | $252,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 7,833 | $251,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 4,629 | $251,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 12,647 | $250,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 7,380 | $250,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 33,651 | $250,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 13,661 | $250,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 6,580 | $250,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,518 | $249,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 5,285 | $249,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 4,620 | $248,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 856 | $248,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 10,662 | $248,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 9,532 | $248,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 16,669 | $248,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 2,311 | $247,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 4,636 | $247,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 6,344 | $247,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 2,631 | $246,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 21,350 | $246,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 4,086 | $246,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 26,028 | $245,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 9,095 | $245,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 6,277 | $245,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 30,000 | $245,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 11,135 | $245,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 12,727 | $244,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,235 | $244,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 17,304 | $244,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 11,979 | $244,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8,998 | $243,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 36,431 | $243,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 30,134 | $243,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 4,384 | $242,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 35,914 | $242,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 4,854 | $242,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 4,401 | $242,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 3,963 | $241,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 10,926 | $241,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 5,046 | $240,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 9,401 | $239,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 12,000 | $239,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,776 | $238,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 5,203 | $238,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 5,529 | $238,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,896 | $237,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 3,861 | $237,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 9,775 | $237,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 5,363 | $237,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 2,619 | $236,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 3,828 | $236,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 6,390 | $236,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 3,706 | $236,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 4,381 | $235,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 16,220 | $235,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 6,147 | $235,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 13,990 | $235,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 22,903 | $235,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 22,957 | $234,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 9,497 | $234,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 9,525 | $234,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 6,437 | $233,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 28,306 | $233,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 10,776 | $232,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 8,095 | $232,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 5,025 | $232,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 6,683 | $232,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 13,064 | $232,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 15,416 | $231,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 13,039 | $230,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 6,766 | $229,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 7,219 | $229,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 7,607 | $229,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 3,277 | $226,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 15,722 | $225,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 4,016 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 4,927 | $225,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 7,170 | $224,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 5,452 | $224,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 15,242 | $223,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 4,500 | $223,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 12,908 | $222,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,953 | $221,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 6,454 | $221,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 6,601 | $221,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 14,499 | $221,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 6,818 | $221,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 3,872 | $220,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 5,289 | $220,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 5,832 | $219,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 10,330 | $219,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 10,122 | $218,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 4,360 | $217,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 8,654 | $217,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 11,102 | $217,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 5,284 | $217,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 4,276 | $216,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 16,598 | $216,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 6,239 | $216,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 14,700 | $216,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 6,330 | $216,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 3,026 | $216,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 15,567 | $215,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 4,974 | $215,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 6,755 | $215,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 5,335 | $215,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 14,647 | $215,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 4,026 | $215,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 10,000 | $214,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 8,375 | $214,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 2,682 | $214,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 4,017 | $213,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 9,986 | $213,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 9,106 | $213,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 3,532 | $212,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 3,389 | $212,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 5,559 | $212,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 6,971 | $212,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 12,772 | $212,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 7,168 | $212,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 23,290 | $211,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 7,980 | $211,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 5,774 | $211,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 3,924 | $211,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 5,159 | $210,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 16,092 | $210,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 26,515 | $209,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 3,970 | $209,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 7,600 | $209,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 3,801 | $208,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 14,000 | $208,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 7,162 | $208,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 10,033 | $208,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 11,383 | $208,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 4,287 | $207,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 5,184 | $207,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 14,625 | $207,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 2,299 | $206,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 472 | $206,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 31,701 | $206,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 8,608 | $205,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 6,182 | $205,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 1,702 | $205,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 4,275 | $205,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 11,688 | $205,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 4,694 | $204,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 2,478 | $204,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 4,572 | $204,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 11,122 | $204,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 2,583 | $204,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 7,452 | $203,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 9,939 | $203,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 5,235 | $202,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 9,055 | $202,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,882 | $201,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 2,973 | $201,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 200,000 | $201,000 | thousands by filing date | principal |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 21,785 | $199,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 12,126 | $198,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 15,054 | $198,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 12,279 | $198,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 20,837 | $197,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 32,702 | $196,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 19,240 | $196,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 19,739 | $194,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 18,381 | $194,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 10,408 | $193,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 30,100 | $192,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096508 | COM | 12,933 | $192,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 22,855 | $192,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 18,091 | $191,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 23,493 | $190,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 11,381 | $190,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 10,628 | $190,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 23,204 | $189,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 64,800 | $188,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 10,547 | $188,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 12,733 | $187,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 13,557 | $186,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 24,483 | $184,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 13,620 | $184,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 18,273 | $183,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 10,674 | $182,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 15,919 | $181,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 22,175 | $181,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 25,461 | $180,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 13,751 | $179,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 12,982 | $177,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 10,681 | $176,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 10,183 | $176,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 20,765 | $176,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 11,594 | $175,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 38,157 | $174,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 20,165 | $174,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 13,066 | $174,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 26,902 | $174,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 10,290 | $174,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 13,046 | $172,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 12,212 | $172,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 11,171 | $171,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 11,625 | $171,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 15,267 | $168,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 13,703 | $168,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 21,763 | $168,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 10,502 | $167,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 14,806 | $166,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 17,200 | $165,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 14,075 | $164,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 10,116 | $164,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 159,000 | $164,000 | thousands by filing date | principal |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 14,497 | $163,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,600 | $161,000 | thousands by filing date | call |
| FNFV GROUP | 31620R402 | COM | 10,285 | $161,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 12,980 | $159,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 12,712 | $157,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 10,101 | $157,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 11,800 | $156,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 10,205 | $155,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 17,286 | $154,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 20,305 | $153,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 14,757 | $152,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 18,945 | $152,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 10,515 | $149,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 10,935 | $149,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 10,133 | $147,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 74,000 | $147,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 18,477 | $140,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 20,002 | $138,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 15,597 | $137,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 103,500 | $136,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 78,200 | $135,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 18,883 | $134,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,454 | $133,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 12,363 | $129,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 115,000 | $129,000 | thousands by filing date | principal |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 10,115 | $126,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 30,069 | $125,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,945 | $125,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 15,243 | $124,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 13,591 | $123,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 44,100 | $123,000 | thousands by filing date | call |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 11,830 | $123,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 20,157 | $122,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 10,109 | $122,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 10,850 | $121,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 16,548 | $119,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 107,000 | $119,000 | thousands by filing date | principal |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 37,070 | $118,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 16,904 | $118,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 13,537 | $117,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 10,238 | $116,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 21,817 | $114,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 42,000 | $113,000 | thousands by filing date | principal |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 23,333 | $111,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 15,120 | $110,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 29,081 | $109,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 13,232 | $109,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 13,141 | $107,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 86,000 | $107,000 | thousands by filing date | principal |
| MEDLEY CAP CORP | 58503F106 | COM | 11,519 | $106,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 12,044 | $103,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 11,216 | $102,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 14,684 | $101,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 10,798 | $100,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 10,835 | $99,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 19,890 | $97,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 19,536 | $97,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 85,000 | $97,000 | thousands by filing date | principal |
| MAXLINEAR INC | 57776J100 | COM | 12,927 | $96,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 12,552 | $94,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 23,160 | $92,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,676 | $91,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 94,000 | $91,000 | thousands by filing date | principal |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 20,970 | $91,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 16,227 | $90,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 50,000 | $90,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 21,300 | $89,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 13,511 | $89,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 15,277 | $88,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 14,006 | $86,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 31,900 | $85,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 15,330 | $84,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 149,300 | $83,000 | thousands by filing date | call |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 81,000 | $82,000 | thousands by filing date | principal |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 11,634 | $80,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 12,700 | $80,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 27,701 | $78,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 75,000 | $77,000 | thousands by filing date | principal |
| MCDERMOTT INTL INC | 580037109 | COM | 26,236 | $77,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 10,617 | $75,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 10,886 | $74,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 15,552 | $73,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 38,939 | $71,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 63,000 | $71,000 | thousands by filing date | principal |
| AK STEEL HOLDING CORP | 001547108 | COM | 11,946 | $70,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 65,000 | $69,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 50,000 | $68,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 60,000 | $67,000 | thousands by filing date | principal |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 19,330 | $67,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 66,000 | $67,000 | thousands by filing date | principal |
| ZYNGA INC. | 98986T108 | CL A | 24,849 | $66,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 67,000 | $66,000 | thousands by filing date | principal |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 72,597 | $66,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 50,000 | $66,000 | thousands by filing date | principal |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 60,000 | $65,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 55,000 | $65,000 | thousands by filing date | principal |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 127,529 | $65,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1,100 | $64,000 | thousands by filing date | call |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 50,000 | $64,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 60,000 | $64,000 | thousands by filing date | principal |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 10,763 | $64,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 55,000 | $57,000 | thousands by filing date | principal |
| SILICON IMAGE INC | 82705T102 | COM | 10,062 | $56,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 55,000 | $55,000 | thousands by filing date | principal |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 45,000 | $53,000 | thousands by filing date | principal |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 35,000 | $53,000 | thousands by filing date | principal |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 36,451 | $53,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 50,000 | $53,000 | thousands by filing date | principal |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 16,350 | $52,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 13,800 | $51,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 29,000 | $50,000 | thousands by filing date | principal |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 10,189 | $49,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 10,005 | $49,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 17,145 | $48,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 44,900 | $48,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 45,000 | $48,000 | thousands by filing date | principal |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 45,000 | $47,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 41,000 | $47,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 50,000 | $47,000 | thousands by filing date | principal |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 11,000 | $46,000 | thousands by filing date | principal |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 50,000 | $46,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 50,000 | $46,000 | thousands by filing date | principal |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 45,000 | $45,000 | thousands by filing date | principal |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 10,990 | $44,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,300 | $43,000 | thousands by filing date | call |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 38,000 | $42,000 | thousands by filing date | principal |
| PepsiCo,Inc. | 713448108 | COM | 20,000 | $41,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 6,000 | $40,000 | thousands by filing date | call |
| SEQUENOM INC COM NEW | 817337405 | COM | 10,572 | $40,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 11,000 | $40,000 | thousands by filing date | principal |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 25,000 | $40,000 | thousands by filing date | principal |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 25,200 | $39,000 | thousands by filing date | put |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 39,000 | $39,000 | thousands by filing date | principal |
| UNILIFE CORP NEW | 90478E103 | COM | 11,590 | $39,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 7,200 | $38,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 25,000 | $38,000 | thousands by filing date | principal |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 10,400 | $36,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 20,702 | $36,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 20,765 | $36,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 45,000 | $34,000 | thousands by filing date | principal |
| GERON CORP | 374163103 | COM | 10,157 | $33,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 12,369 | $33,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 30,000 | $33,000 | thousands by filing date | principal |
| QUIKSILVER INC | 74838C106 | COM | 14,800 | $33,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 25,000 | $33,000 | thousands by filing date | principal |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 20,000 | $33,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 40,000 | $33,000 | thousands by filing date | principal |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 30,000 | $32,000 | thousands by filing date | principal |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 35,000 | $32,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 31,000 | $31,000 | thousands by filing date | principal |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 16,600 | $31,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 30,000 | $31,000 | thousands by filing date | principal |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 33,000 | $30,000 | thousands by filing date | principal |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 30,000 | $30,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 23,000 | $30,000 | thousands by filing date | principal |
| SYNAPTICS INC COM | 87157D109 | Stock | 4,700 | $29,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,800 | $29,000 | thousands by filing date | call |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 27,000 | $28,000 | thousands by filing date | principal |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,400 | $27,000 | thousands by filing date | put |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 15,000 | $27,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,200 | $26,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 12,900 | $26,000 | thousands by filing date | call |
| SanDisk Corporation | 80004C101 | COM | 3,100 | $26,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 25,700 | $25,000 | thousands by filing date | call |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,300 | $25,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 3,000 | $25,000 | thousands by filing date | call |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 14,889 | $25,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 21,000 | $25,000 | thousands by filing date | principal |
| MEDIVATION INC | 58501N101 | COM | 1,000 | $25,000 | thousands by filing date | call |
| STEMCELLS INC | 85857R204 | COM NEW | 25,392 | $24,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,600 | $23,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 5,100 | $23,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 2,000 | $23,000 | thousands by filing date | call |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 14,256 | $23,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 23,000 | $23,000 | thousands by filing date | principal |
| RACKSPACE HOSTING INC | 750086100 | COM | 4,500 | $23,000 | thousands by filing date | call |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 38,396 | $23,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 14,094 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 59,000 | $21,000 | thousands by filing date | call |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 1,000 | $21,000 | thousands by filing date | call |
| QUANTUM CORP | 747906204 | COM DSSG | 12,120 | $21,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 28,740 | $21,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 20,000 | $21,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-001734 | this filing | 2015-02-12 | acceptance time not in the bulk data set |