13F-HR/A filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR/A for the quarter ended 2014-12-31, filed 2015-02-06, with 4,211 holding rows worth $91,029,730,000 by the sum of the rows.
- Accession
- 0000950123-15-001005
- Filer
- CIK 713676
- Filed
- 2015-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, amendment of type restatement, 4,021 entries on the cover page, a total value of $64,380,098,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $91,029,730,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $64,380,098,000, 29% less than the sum of the rows, $91,029,730,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 3,800 | $97,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 2,262 | $96,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 10,545 | $96,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 24,012 | $96,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 3,500 | $96,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 2,000 | $96,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 7,580 | $95,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,487 | $94,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 119,658 | $94,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 6,069 | $94,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 7,238 | $94,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,502 | $93,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 17,300 | $93,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 3,438 | $93,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 4,119 | $93,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 6,684 | $92,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 6,201 | $92,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 9,873 | $92,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 3,102 | $92,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 3,532 | $92,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 6,280 | $92,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 12,400 | $92,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 3,000 | $92,000 | thousands by filing date | |
| Lonza Group AG ADR | 54338V101 | USD | 8,057 | $91,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 3,057 | $91,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 5,103 | $91,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 1,000 | $91,000 | thousands by filing date | |
| PETROLEUM GEO-SERVICES-ADR | 716599105 | ADR | 16,170 | $91,000 | thousands by filing date | |
| C C GROUP PLC | 124651100 | COM | 6,918 | $91,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 7,638 | $90,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 4,110 | $90,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 4,599 | $90,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 4,500 | $90,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 5,000 | $90,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 6,546 | $89,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 9,900 | $89,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 1,468 | $89,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 5,808 | $89,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 3,555 | $89,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 2,588 | $89,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 2,099 | $88,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 4,580 | $88,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 3,014 | $88,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 4,558 | $88,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 3,823 | $88,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 11,000 | $88,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 20,000 | $88,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 5,815 | $88,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 3,180 | $87,000 | thousands by filing date | |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 719 | $87,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 60,000 | $87,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 1,117 | $87,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 2,374 | $86,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 5,800 | $86,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 3,550 | $86,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 10,898 | $86,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 7,780 | $86,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 6,568 | $86,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,012 | $86,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,600 | $85,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 4,961 | $85,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 901 | $85,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 10,500 | $85,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 10,000 | $85,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 1,838 | $85,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 6,012 | $84,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,336 | $84,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 12,240 | $84,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 10,200 | $84,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 3,317 | $84,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 7,500 | $84,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 3,311 | $84,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 6,234 | $83,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 1,205 | $83,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 1,479 | $83,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 5,000 | $83,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 4,457 | $83,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 3,000 | $83,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 2,039 | $82,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 7,000 | $82,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 1,976 | $82,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 6,330 | $82,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 2,834 | $82,000 | thousands by filing date | |
| DIREXION DLY LAT AMER BULL3X | 25459Y652 | CMN | 6,790 | $82,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 8,000 | $82,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 4,817 | $81,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 500 | $80,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 4,984 | $80,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 3,800 | $80,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 1,696 | $80,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 6,220 | $80,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 8,000 | $80,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 3,000 | $80,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 2,538 | $80,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 2,000 | $80,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 2,130 | $79,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 2,883 | $79,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 3,565 | $79,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,850 | $78,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 5,054 | $78,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 5,950 | $78,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 8,754 | $78,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 2,607 | $78,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 8,000 | $78,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 3,134 | $78,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 3,274 | $78,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C200 | COM NEW | 5,150 | $78,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 1,491 | $77,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 2,847 | $77,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 6,703 | $77,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 11,067 | $77,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 2,200 | $77,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 2,454 | $76,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 405 | $76,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 5,038 | $76,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 7,615 | $76,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 4,000 | $76,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 4,636 | $76,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 7,455 | $75,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 1,906 | $75,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 3,167 | $75,000 | thousands by filing date | |
| LIBERTY BB-C RGH2014 | 530307115 | COM | 7,846 | $75,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 5,000 | $74,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 3,400 | $74,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 600 | $74,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 3,940 | $74,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 5,170 | $74,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 3,100 | $73,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 21,750 | $73,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,731 | $73,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,421 | $72,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 8,000 | $72,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 1,574 | $72,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 2,821 | $72,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 3,506 | $72,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 3,072 | $71,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 22,933 | $71,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 1,175 | $71,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 1,504 | $71,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 4,388 | $70,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 11,600 | $70,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 1,800 | $70,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 3,295 | $70,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 1,146 | $70,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 1,930 | $69,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 6,227 | $69,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 4,000 | $69,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 4,067 | $69,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,850 | $69,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 6,040 | $69,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 1,392 | $69,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 1,593 | $68,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,395 | $68,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,000 | $68,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 4,329 | $68,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 10,386 | $68,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 3,497 | $68,000 | thousands by filing date | |
| MARUBENI CORP ADR | 573810207 | ADR | 1,132 | $68,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 5,240 | $67,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 1,126 | $67,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 8,621 | $67,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 24,900 | $67,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 1,354 | $67,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 20,000 | $66,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 1,157 | $66,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 5,072 | $66,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 4,416 | $66,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 1,821 | $66,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 3,000 | $66,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 15,050 | $66,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 2,773 | $66,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 15,589 | $66,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 8,400 | $66,000 | thousands by filing date | |
| FIRST CTZNS BANC CORP | 319459400 | 6.50% PFD SER B | 2,000 | $66,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 518 | $65,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 6,498 | $65,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,374 | $65,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 4,671 | $65,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 9,010 | $65,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 1,286 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 1,057 | $64,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 5,000 | $64,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 4,142 | $64,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 4,390 | $64,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 3,635 | $64,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 327 | $63,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 485 | $63,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,247 | $62,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 3,336 | $62,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 6,996 | $62,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 1,720 | $62,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 2,000 | $62,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 8,086 | $62,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 2,000 | $62,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 1,659 | $62,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 1,815 | $61,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,406 | $61,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 429 | $61,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 984 | $60,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,117 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 400 | $60,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,887 | $60,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 1,235 | $60,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 29,277 | $60,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 35,000 | $60,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 27,328 | $60,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 2,104 | $60,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 3,176 | $59,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 1,320 | $59,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 600 | $59,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 2,231 | $59,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 1,189 | $59,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 1,159 | $59,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 2,755 | $59,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 3,251 | $59,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 830 | $59,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,700 | $58,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 1,975 | $58,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,740 | $58,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,870 | $58,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 2,070 | $58,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 702 | $58,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 6,735 | $58,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 3,056 | $58,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,250 | $58,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 32,248 | $58,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 10,555 | $58,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 5,437 | $58,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 18,626 | $58,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 2,471 | $58,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 844 | $58,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 2,664 | $58,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 8,000 | $58,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 2,770 | $57,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 6,135 | $57,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 1,183 | $57,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 1,420 | $57,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 25,000 | $57,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 1,831 | $57,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 5,000 | $57,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 3,450 | $57,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 4,340 | $57,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 330 | $56,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 2,302 | $56,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,524 | $56,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,800 | $56,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 3,349 | $56,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 1,607 | $56,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 4,100 | $56,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 2,688 | $56,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 742 | $55,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 5,937 | $55,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 4,670 | $55,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 3,750 | $55,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 550 | $55,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,468 | $55,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 2,980 | $55,000 | thousands by filing date | |
| NAVIOS MARITIME HLDGS INC | 63938Y100 | SPN ADR RP PFD G | 2,900 | $55,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1,015 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 522 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 365 | $54,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 2,490 | $54,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 2,093 | $54,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 14,000 | $54,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,895 | $53,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 2,114 | $53,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 3,225 | $53,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 3,400 | $53,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 3,063 | $53,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 552 | $52,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 6,234 | $52,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 2,321 | $52,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 547 | $52,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 4,450 | $52,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 758 | $52,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,651 | $52,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 6,454 | $52,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 3,000 | $51,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,448 | $51,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 801 | $51,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 901 | $51,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 18,434 | $51,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 10,135 | $51,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 2,029 | $51,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 2,531 | $51,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 2,358 | $50,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,528 | $50,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 4,729 | $50,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,959 | $50,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 2,050 | $50,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 731 | $50,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 5,000 | $50,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 1,470 | $50,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 1,200 | $50,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 1,400 | $50,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 5,300 | $50,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 6,632 | $50,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 2,004 | $49,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 5,200 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 355 | $49,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 1,582 | $49,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,729 | $49,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 472 | $48,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 5,070 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1,740 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 400 | $48,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 3,167 | $48,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 6,000 | $48,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 1,310 | $48,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 1,708 | $48,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,920 | $48,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 2,918 | $48,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 2,452 | $48,000 | thousands by filing date | |
| ISHARES TR | 46429B481 | MSCI AUSTRL ETF | 2,800 | $48,000 | thousands by filing date | |
| ISHARES TR | 46429B473 | MSCI CDA SM ETF | 2,353 | $48,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 817 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 420 | $47,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 700 | $47,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 2,165 | $47,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 1,280 | $47,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 1,030 | $47,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 8,930 | $47,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 1,800 | $47,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 1,193 | $46,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 481 | $46,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 885 | $46,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 660 | $46,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 3,900 | $46,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 1,020 | $46,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,544 | $46,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 4,181 | $46,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 1,430 | $46,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 4,104 | $46,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 3,763 | $46,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 2,960 | $46,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 1,002 | $46,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 470 | $45,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 6,000 | $45,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 485 | $45,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 2,000 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 1,250 | $45,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 2,800 | $45,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 2,988 | $45,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 1,607 | $45,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 2,164 | $44,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 1,254 | $44,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 10,000 | $44,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 850 | $44,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 2,761 | $44,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 2,723 | $44,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 18,400 | $44,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 2,216 | $44,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 2,328 | $43,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 630 | $43,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 5,000 | $43,000 | thousands by filing date | |
| LUFTHANSA-SPONS ADR | 251561304 | COM | 2,580 | $43,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 1,555 | $43,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 2,178 | $43,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 4,200 | $43,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 1,466 | $42,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 2,621 | $42,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,045 | $42,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 12,800 | $42,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 5,000 | $42,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 1,953 | $42,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 1,909 | $42,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 1,404 | $42,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 12,500 | $42,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 836 | $41,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 1,089 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,160 | $41,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 5,944 | $41,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,986 | $41,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 4,500 | $41,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 1,185 | $41,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 309 | $40,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,600 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 570 | $40,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,758 | $40,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 1,293 | $40,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 2,400 | $40,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 3,600 | $40,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 13,635 | $40,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 4,758 | $40,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 2,000 | $40,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 18,000 | $40,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 1,552 | $40,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 6,000 | $40,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 4,000 | $40,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,444 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,550 | $39,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 3,655 | $39,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 1,715 | $39,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 965 | $39,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 1,059 | $39,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 956 | $39,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 1,536 | $39,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 950 | $39,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 6,000 | $39,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 1,830 | $38,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 6,130 | $38,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 311 | $38,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,952 | $38,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 1,361 | $38,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 373 | $38,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 9,500 | $38,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 1,184 | $38,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 2,794 | $38,000 | thousands by filing date | |
| INTRAWEST RESORTS HLDGS INC | 46090K109 | COM | 3,140 | $38,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 2,000 | $37,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 2,173 | $37,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 15,660 | $37,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 735 | $37,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 1,213 | $37,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 1,600 | $37,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 2,667 | $37,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,150 | $36,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 1,260 | $36,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,000 | $36,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 1,192 | $36,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 1,645 | $36,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 1,048 | $36,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,200 | $36,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 2,500 | $36,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,000 | $36,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 1,542 | $36,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 15,000 | $36,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 3,903 | $36,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 800 | $36,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 1,400 | $36,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 1,823 | $36,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 2,639 | $36,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 2,098 | $36,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 6,000 | $36,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 6,000 | $36,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 5,100 | $36,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 3,500 | $36,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 4,078 | $35,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 396 | $35,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 1,264 | $35,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 2,200 | $35,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,126 | $35,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 3,623 | $35,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,237 | $35,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,102 | $35,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 1,720 | $35,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 379 | $34,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 1,250 | $34,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 774 | $34,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 5,500 | $34,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,500 | $34,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 1,015 | $34,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 2,164 | $34,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 1,050 | $34,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 35,700 | $34,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 3,200 | $34,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 1,721 | $34,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 20,146 | $34,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 1,406 | $34,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 438 | $33,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 1,073 | $33,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,027 | $33,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,142 | $33,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 1,939 | $33,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 4,068 | $33,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 921 | $33,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 9,069 | $33,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 4,361 | $33,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 992 | $33,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 3,630 | $33,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 2,187 | $33,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 1,300 | $33,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 521 | $32,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,968 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 632 | $32,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,000 | $32,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 3,988 | $32,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,709 | $32,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 1,500 | $32,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 977 | $32,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 6,711 | $32,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 603 | $32,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 3,558 | $32,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 3,273 | $32,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 2,165 | $32,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 944 | $32,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 2,100 | $32,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,700 | $31,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 595 | $31,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 625 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,179 | $31,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 6,521 | $31,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 3,880 | $31,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 766 | $31,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 3,403 | $31,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 480 | $30,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,302 | $30,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 780 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 612 | $30,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 880 | $30,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-000981 | superseded | 2015-02-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-001005 | this filing | 2015-02-06 | acceptance time not in the bulk data set |