13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-06, with 4,211 holding rows worth $91,029,730,000 by the sum of the rows.
- Accession
- 0000950123-15-000981
- Filer
- CIK 713676
- Filed
- 2015-02-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 4,021 entries on the cover page, a total value of $64,380,098,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $91,029,730,000 with VALUE read as thousands by filing date, 13F file number 028-01235. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $64,380,098,000, 29% less than the sum of the rows, $91,029,730,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 2,104 | $30,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 3,300 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 600 | $30,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 500 | $30,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,554 | $30,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 194 | $30,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 532 | $29,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 1,425 | $29,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 20,000 | $29,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 4,740 | $29,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 377 | $29,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 1,921 | $29,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 600 | $28,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 2,000 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 200 | $28,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 345 | $28,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 745 | $28,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,099 | $28,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 1,716 | $28,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 624 | $28,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,432 | $28,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 345 | $28,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 403 | $28,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 888 | $28,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 1,400 | $28,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 1,060 | $28,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 92,000 | $28,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 9,183 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,150 | $27,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,121 | $27,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 1,032 | $27,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 2,000 | $27,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,269 | $27,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 1,050 | $27,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 717 | $27,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 1,200 | $27,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 1,000 | $27,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 12,050 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 1,146 | $27,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 290 | $26,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 2,000 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 550 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 240 | $26,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 1,018 | $26,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 1,500 | $26,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 5,200 | $26,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 968 | $26,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 427 | $26,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 1,128 | $26,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 543 | $26,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,800 | $26,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 15,060 | $26,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 1,898 | $26,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 650 | $26,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,700 | $26,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 2,940 | $26,000 | thousands by filing date | |
| SYSOREX GLOBAL COM NEW | 87184N203 | Stock | 13,200 | $26,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 442 | $25,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 453 | $25,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 2,639 | $25,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 1,876 | $25,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 1,060 | $25,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,760 | $25,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 630 | $25,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 5,525 | $25,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,840 | $25,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 589 | $25,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 1,581 | $25,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 261 | $25,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 907 | $25,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 750 | $25,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 7,000 | $25,000 | thousands by filing date | |
| LEVY ACQUISITION CORP | 52748T203 | COM | 2,500 | $25,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 439 | $24,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 881 | $24,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 590 | $24,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 1,800 | $24,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 486 | $24,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,018 | $24,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 404 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 745 | $24,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 822 | $24,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 1,584 | $24,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 852 | $24,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 320 | $24,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 5,752 | $24,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 1,065 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 366 | $24,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 2,000 | $24,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,622 | $24,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 610 | $24,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 1,065 | $24,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 200 | $24,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 447 | $23,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 763 | $23,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 2,106 | $23,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 2,623 | $23,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 2,000 | $23,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,275 | $23,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,555 | $23,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,200 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 500 | $23,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 500 | $23,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 772 | $23,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 6,050 | $23,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 2,566 | $23,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 1,206 | $23,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 550 | $23,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 1,253 | $23,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 724 | $23,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 1,130 | $23,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 136 | $22,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 543 | $22,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 2,000 | $22,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 2,000 | $22,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 1,154 | $22,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 532 | $22,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,280 | $22,000 | thousands by filing date | |
| YARA INTERNATIONAL ADR | 984851204 | COM | 486 | $22,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 965 | $22,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 665 | $22,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 32,480 | $22,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,390 | $22,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 14,000 | $22,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 1,500 | $22,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 2,500 | $22,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 1,600 | $22,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 569 | $22,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 2,531 | $21,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 135 | $21,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 3,024 | $21,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 2,911 | $21,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 613 | $21,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 346 | $21,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 3,000 | $21,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 808 | $21,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,868 | $21,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,050 | $21,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 2,198 | $21,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 780 | $21,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 1,354 | $21,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 1,400 | $21,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 1,000 | $21,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 4,590 | $21,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 3,400 | $21,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 686 | $20,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 830 | $20,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 1,087 | $20,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,380 | $20,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 670 | $20,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,780 | $20,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 600 | $20,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 4,130 | $20,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 491 | $20,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 3,708 | $20,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 140 | $20,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 433 | $20,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 4,000 | $20,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 626 | $20,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 140 | $20,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 1,371 | $20,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 674 | $20,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 2,500 | $20,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 300 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 938 | $20,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 170 | $20,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 2,400 | $20,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 529 | $20,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 1,001 | $19,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 829 | $19,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,111 | $19,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 500 | $19,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 489 | $19,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 1,150 | $19,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 967 | $19,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 360 | $19,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 360 | $19,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 380 | $18,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 930 | $18,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 216 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 300 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,332 | $18,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 523 | $18,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 648 | $18,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 2,000 | $18,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 723 | $18,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 874 | $18,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 259 | $18,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 1,884 | $18,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 3,000 | $18,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 3,240 | $18,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 3,000 | $18,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 1,000 | $18,000 | thousands by filing date | |
| NOVOZYMES A/S-UNSPONS ADR | 670108109 | COM | 416 | $18,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 1,200 | $18,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 291 | $18,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 250 | $18,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 1,600 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 358 | $18,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 3,200 | $18,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 2,690 | $18,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 600 | $18,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 1,200 | $18,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 303 | $17,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 3,846 | $17,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,200 | $17,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,200 | $17,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,195 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 361 | $17,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 518 | $17,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 859 | $17,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 216 | $17,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 935 | $17,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,000 | $17,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 324 | $17,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,250 | $17,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 650 | $17,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 620 | $17,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 2,761 | $17,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 374 | $17,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 24,079 | $17,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 760 | $17,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 1,350 | $17,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 2,917 | $16,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 1,000 | $16,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 750 | $16,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 334 | $16,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 269 | $16,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,341 | $16,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 600 | $16,000 | thousands by filing date | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 1,158 | $16,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 612 | $16,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 2,685 | $16,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 9,605 | $16,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 1,011 | $16,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 470 | $16,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 5,036 | $16,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 3,000 | $16,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 17,000 | $16,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 10,000 | $16,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 742 | $16,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 2,000 | $16,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 1,580 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 100 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 180 | $15,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 522 | $15,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 650 | $15,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 298 | $15,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 1,085 | $15,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 257 | $15,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 760 | $15,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 3,000 | $15,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 1,000 | $15,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 10,000 | $15,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 483 | $15,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 1,743 | $15,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 21,500 | $15,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 17,572 | $15,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 15,000 | $15,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 985 | $14,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 400 | $14,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 249 | $14,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 317 | $14,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 450 | $14,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 814 | $14,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 970 | $14,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 475 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 316 | $14,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 600 | $14,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 1,270 | $14,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 2,000 | $14,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 647 | $14,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 3,802 | $14,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 295 | $14,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 386 | $14,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 339 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 410 | $14,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 650 | $14,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 3,800 | $14,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 600 | $14,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 1,677 | $14,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 2,062 | $14,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 789 | $14,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 900 | $14,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 450 | $14,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 2,000 | $14,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 477 | $14,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 237 | $13,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 4,955 | $13,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 187 | $13,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 334 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 270 | $13,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 581 | $13,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 831 | $13,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 250 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 947 | $13,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 321 | $13,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 616 | $13,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 435 | $13,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 335 | $13,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 1,500 | $13,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 705 | $13,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 570 | $13,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,000 | $13,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 2,127 | $13,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 604 | $13,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 554 | $13,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 1,600 | $13,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 1,000 | $13,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 500 | $13,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 462 | $13,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 609 | $12,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 408 | $12,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,833 | $12,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 233 | $12,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,078 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 350 | $12,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 284 | $12,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 880 | $12,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,192 | $12,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 238 | $12,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 500 | $12,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 569 | $12,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,000 | $12,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 8,200 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 151 | $12,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 590 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 500 | $12,000 | thousands by filing date | |
| IBERDROLA SA SPON ADR | 450737101 | ADUS | 441 | $12,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 734 | $12,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 1,621 | $12,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 2,500 | $12,000 | thousands by filing date | |
| PROSHARES | 74348A442 | EXCHANGE TRADED | 325 | $12,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 3,484 | $12,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 730 | $12,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 9,430 | $12,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,000 | $12,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 710 | $12,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 313 | $12,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 326 | $12,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 252 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 900 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 1,000 | $12,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 2,204 | $12,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 944 | $12,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 1,000 | $12,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 2,849 | $12,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 111 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 400 | $11,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 315 | $11,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,844 | $11,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 579 | $11,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 13,263 | $11,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,344 | $11,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 15,000 | $11,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,665 | $11,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 640 | $11,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 139 | $11,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 501 | $11,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 2,155 | $11,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 122 | $11,000 | thousands by filing date | |
| MORGAN STANLEY CAPITAL TRUST 6.45% $1.6125 PFD | 61753R200 | PREFERRED | 450 | $11,000 | thousands by filing date | |
| KAO CORP SPONSORED ADR | 485537302 | COM | 281 | $11,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 666 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E218 | MSCI NXT EMRNG | 471 | $11,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 383 | $11,000 | thousands by filing date | |
| MONITISE PLC SHS | G6258F105 | PLC SHS | 27,000 | $11,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 110 | $11,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 261 | $10,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 448 | $10,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 10,000 | $10,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,250 | $10,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 168 | $10,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 500 | $10,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 60 | $10,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 422 | $10,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 740 | $10,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 972 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 150 | $10,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 500 | $10,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 518 | $10,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 224 | $10,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,000 | $10,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 9,700 | $10,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 410 | $10,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 701 | $10,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 550 | $10,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 500 | $10,000 | thousands by filing date | |
| DEUTSCHE BANK CAPITAL FUNDING VIII 6.375% | 25153U204 | PREFERRED | 400 | $10,000 | thousands by filing date | |
| ANNALY CAP MGMT INC PFDSER D % | 035710805 | PFD | 400 | $10,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 840 | $10,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 622 | $9,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 452 | $9,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 210 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 106 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 346 | $9,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 423 | $9,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 62 | $9,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 461 | $9,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 403 | $9,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 780 | $9,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 171 | $9,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,091 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 200 | $9,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 3,770 | $9,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 214 | $9,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 172 | $9,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 1,283 | $9,000 | thousands by filing date | |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 496 | $9,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 395 | $9,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 550 | $9,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 684 | $9,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 518 | $9,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 15,000 | $9,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 531 | $9,000 | thousands by filing date | |
| KONINKLIJKE AHOLD NV-SP ADR | 500467105 | ADR | 510 | $9,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 297 | $8,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 320 | $8,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 690 | $8,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 301 | $8,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 200 | $8,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 1,394 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 200 | $8,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 800 | $8,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 231 | $8,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 400 | $8,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 400 | $8,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 443 | $8,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 284 | $8,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 281 | $8,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 400 | $8,000 | thousands by filing date | |
| FRIEDMAN INDUSTRIES | 358435105 | COMMON STOCK | 1,270 | $8,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 191 | $8,000 | thousands by filing date | |
| TOKIO MARINE HOLDINGS INC ADR | 889094108 | ADUS | 258 | $8,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 266 | $8,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 439 | $8,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 343 | $8,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 800 | $8,000 | thousands by filing date | |
| DILLARD S CAPITAL TRUST I 7.50000 08/01/2038 | 25406P200 | PFD STK | 300 | $8,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 600 | $8,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 10,000 | $8,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 765 | $8,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 8,000 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 200 | $8,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 2,000 | $8,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 600 | $8,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 1,020 | $8,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 142 | $8,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 130 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 500 | $8,000 | thousands by filing date | |
| CORPORATE BACKED CALL TR CTFS | 21988T207 | PFD | 500 | $8,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 137 | $8,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 833 | $7,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 318 | $7,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 500 | $7,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 240 | $7,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 426 | $7,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 500 | $7,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,069 | $7,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 433 | $7,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 500 | $7,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 820 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 500 | $7,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 526 | $7,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 360 | $7,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,250 | $7,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 223 | $7,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 140 | $7,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 500 | $7,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 152 | $7,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 484 | $7,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 220 | $7,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 362 | $7,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 2,376 | $7,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 300 | $7,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 8,370 | $7,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,540 | $7,000 | thousands by filing date | |
| SKY PLC SPONSORED ADR | 83084V106 | Stock | 126 | $7,000 | thousands by filing date | |
| MYOS CORP | 554051201 | Cmn | 1,000 | $7,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 1,570 | $6,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 568 | $6,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 138 | $6,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 148 | $6,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 61 | $6,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 480 | $6,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 140 | $6,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 200 | $6,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 219 | $6,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 180 | $6,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 126 | $6,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 100 | $6,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 270 | $6,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 97 | $6,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 55 | $6,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 423 | $6,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 250 | $6,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 283 | $6,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 137 | $6,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 1,000 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 276 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-000981 | this filing | 2015-02-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-001005 | base | 2015-02-06 | acceptance time not in the bulk data set |