13F-HR filed by MSI Financial Services Inc
MSI Financial Services Inc filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-01-26, with 2,774 holding rows worth $921,542,000.
- Accession
- 0000950123-15-000415
- Filer
- CIK 1422771
- Filed
- 2015-01-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 2,774 entries on the cover page, a total value of $921,542,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $921,542,000 with VALUE read as thousands by filing date, 13F file number 028-12684. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BED BATH & BEYOND INC | 075896100 | COM | 805 | $61,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 9,455 | $61,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 340 | $61,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 770 | $61,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 4,642 | $61,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 1,137 | $61,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 5,692 | $60,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 2,000 | $60,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 4,100 | $60,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 1,213 | $60,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 3,373 | $60,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 1,055 | $59,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 838 | $59,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 1,442 | $59,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 7,980 | $59,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 5,153 | $59,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 500 | $59,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 1,325 | $59,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 508 | $59,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 3,949 | $59,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 1,351 | $59,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 425 | $58,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 819 | $58,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 997 | $58,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 2,501 | $58,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,357 | $58,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 50 | $58,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 3,960 | $58,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 605 | $58,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 4,000 | $58,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 45,000 | $58,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 311 | $57,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 420 | $57,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 6,429 | $57,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 4,546 | $57,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 3,525 | $57,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 3,450 | $57,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 46,000 | $57,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,544 | $56,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 647 | $56,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 5,007 | $56,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 1,095 | $56,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 5,000 | $56,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 3,685 | $56,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 716 | $55,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 786 | $55,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 3,995 | $55,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 1,275 | $55,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 822 | $55,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 2,343 | $55,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 655 | $54,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 808 | $54,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 6,138 | $54,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 1,243 | $54,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 4,330 | $54,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 600 | $54,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 957 | $53,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 194 | $53,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,552 | $53,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 320 | $53,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 2,895 | $53,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 395 | $52,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 4,145 | $52,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 506 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 1,188 | $52,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 1,130 | $52,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 6,300 | $52,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 7,335 | $52,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 2,112 | $52,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 464 | $51,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 1,017 | $51,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 331 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 1,185 | $51,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 755 | $51,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 1,820 | $51,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 3,697 | $51,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 673 | $51,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 2,860 | $50,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 660 | $50,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 3,417 | $50,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 924 | $49,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 1,945 | $49,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 976 | $49,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 1,850 | $49,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 1,505 | $49,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,073 | $49,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 5,444 | $49,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 3,716 | $49,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 3,268 | $49,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1,197 | $49,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 3,056 | $49,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 693 | $49,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 799 | $49,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 2,199 | $49,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 1,202 | $48,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,167 | $48,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 1,532 | $48,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 257 | $48,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,118 | $48,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 4,072 | $48,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 1,419 | $48,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 1,008 | $48,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 1,711 | $48,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 1,175 | $48,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 2,536 | $48,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 3,685 | $48,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 1,925 | $48,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R304 | FALLN ANGL USD | 1,832 | $48,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 2,510 | $48,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 994 | $47,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 3,391 | $47,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 2,653 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 1,890 | $47,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 538 | $47,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 4,207 | $47,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 6,882 | $47,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 3,850 | $47,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 869 | $47,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 501 | $46,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 1,178 | $46,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 805 | $46,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 884 | $46,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 622 | $46,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 1,072 | $46,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 5,769 | $46,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 2,600 | $46,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 3,418 | $46,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 3,399 | $46,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,725 | $46,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38143UTC5 | CNV | 33,000 | $46,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 778 | $45,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 2,820 | $45,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 2,080 | $45,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 830 | $45,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 1,527 | $45,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 905 | $45,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 1,745 | $45,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 628 | $44,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 1,265 | $44,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 2,050 | $44,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 411 | $44,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 996 | $44,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 33 | $44,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 1,163 | $44,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 5,560 | $44,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 35,000 | $44,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 43,000 | $44,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 731 | $43,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 1,339 | $43,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 377 | $43,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 444 | $43,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 861 | $43,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 2,760 | $43,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 3,280 | $43,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,797 | $42,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 15,157 | $42,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 700 | $42,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 4,372 | $42,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,840 | $42,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 681 | $42,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 3,143 | $42,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 3,788 | $42,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 3,000 | $42,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 5,274 | $42,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 568 | $41,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 453 | $41,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 518 | $41,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 803 | $41,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 2,669 | $41,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 727 | $41,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 4,750 | $41,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,900 | $41,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 499 | $41,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 2,120 | $41,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 39,000 | $41,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 765 | $41,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 357 | $40,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,246 | $40,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 2,950 | $40,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 815 | $40,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 1,811 | $40,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 562 | $40,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,086 | $40,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 289 | $39,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,452 | $39,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 755 | $39,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,133 | $39,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 1,400 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 2,250 | $39,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,136 | $39,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 1,088 | $39,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 1,235 | $39,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 375 | $39,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 1,810 | $39,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 1,284 | $39,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 5,289 | $39,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 2,572 | $39,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 194 | $38,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 500 | $38,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 1,000 | $38,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 818 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 790 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,220 | $38,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 1,388 | $38,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,055 | $38,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 1,535 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 610 | $38,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 850 | $37,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 1,205 | $37,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 181 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 744 | $37,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 375 | $37,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 3,925 | $37,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,443 | $37,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 1,452 | $37,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 458 | $37,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 712 | $37,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 424 | $37,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 425 | $37,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C200 | COM NEW | 2,400 | $37,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 810 | $36,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 125 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 900 | $36,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 1,612 | $36,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 400 | $36,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,466 | $36,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,400 | $36,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 2,262 | $36,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 851 | $36,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 650 | $36,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 4,700 | $36,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 11,466 | $36,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 816 | $36,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 779 | $36,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 2,795 | $36,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 761 | $35,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 443 | $35,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,103 | $35,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 332 | $35,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 863 | $35,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 850 | $35,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 274 | $35,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 855 | $35,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 1,340 | $35,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 12,810 | $35,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 34,000 | $35,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1,138 | $34,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 716 | $34,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 427 | $34,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 560 | $34,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 825 | $34,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 1,070 | $34,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 1,241 | $34,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 578 | $34,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,553 | $34,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 300 | $34,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 1,075 | $34,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 1,178 | $34,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 3,331 | $34,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 4,145 | $34,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 647 | $34,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 1,295 | $34,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 380 | $34,000 | thousands by filing date | |
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| TITAN MACHINERY INC | 88830RAB7 | NOTE | 48,000 | $34,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 624 | $33,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 422 | $33,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 3,250 | $33,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 397 | $33,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 2,422 | $33,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 2,093 | $33,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 2,110 | $33,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 399 | $33,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 599 | $33,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 3,257 | $33,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 430 | $33,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 562 | $33,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 2,569 | $33,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 380 | $32,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 232 | $32,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 435 | $32,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 575 | $32,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 2,190 | $32,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 911 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,242 | $32,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 541 | $32,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 944 | $32,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 50 | $32,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 630 | $32,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,600 | $32,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 1,600 | $32,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 1,385 | $32,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 1,966 | $32,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,826 | $32,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 692 | $32,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 17,000 | $32,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 4,440 | $32,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 750 | $32,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 327 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 238 | $31,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 852 | $31,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 607 | $31,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,218 | $31,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 490 | $31,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 403 | $31,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 147 | $31,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 850 | $31,000 | thousands by filing date | |
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| HELMERICH & PAYNE INC | 423452101 | COM | 456 | $31,000 | thousands by filing date | |
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| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 543 | $31,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 430 | $31,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 1,078 | $31,000 | thousands by filing date | |
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| NATUS MEDICAL INC | 639050103 | COM | 874 | $31,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 3,887 | $31,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 2,020 | $31,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 454 | $31,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 947 | $31,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 1,177 | $31,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 2,229 | $31,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 26,000 | $31,000 | thousands by filing date | |
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| ISHARES TR | 46432F834 | COM | 572 | $30,000 | thousands by filing date | |
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| IDEXX LABS INC COM | 45168D104 | Stock | 200 | $30,000 | thousands by filing date | |
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| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 5,018 | $30,000 | thousands by filing date | |
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| Adobe Inc | 00724F101 | COM | 394 | $29,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 257 | $29,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 660 | $29,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 624 | $29,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 388 | $29,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 1,635 | $29,000 | thousands by filing date | |
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| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,030 | $29,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 554 | $29,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,600 | $29,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 924 | $29,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,200 | $29,000 | thousands by filing date | |
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| ESCALADE INC | 296056104 | COMMON STOCK | 1,906 | $29,000 | thousands by filing date | |
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| Lincoln National Corporat | 524901105 | COM | 537 | $29,000 | thousands by filing date | |
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| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 1,365 | $29,000 | thousands by filing date | |
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| KILROY REALTY CORP COM | 49427F108 | REIT | 400 | $28,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 689 | $28,000 | thousands by filing date | |
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| SOUTHERN COPPER CORP | 84265V105 | COM | 1,011 | $28,000 | thousands by filing date | |
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| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 1,543 | $28,000 | thousands by filing date | |
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| FLOTEK INDS INC DEL | 343389102 | COM | 1,500 | $28,000 | thousands by filing date | |
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| CMS ENERGY CORP COM | 125896100 | Stock | 790 | $27,000 | thousands by filing date | |
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| DIODES INC COM | 254543101 | Stock | 969 | $27,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 448 | $27,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 900 | $27,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 464 | $27,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 598 | $27,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 2,220 | $27,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 557 | $27,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 1,750 | $27,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 700 | $27,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 1,200 | $27,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 1,877 | $27,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,150 | $27,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 1,650 | $27,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 28,000 | $27,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 449 | $27,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 522 | $27,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 1,955 | $27,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 325 | $26,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 247 | $26,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 300 | $26,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 133 | $26,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 2,849 | $26,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 600 | $26,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 309 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 897 | $26,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,080 | $26,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,650 | $26,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 700 | $26,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 3,570 | $26,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 311 | $26,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 3,000 | $26,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 396 | $26,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 554 | $26,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 1,271 | $26,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 1,765 | $26,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 932 | $25,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 975 | $25,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 200 | $25,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 227 | $25,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 283 | $25,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,235 | $25,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 248 | $25,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 2,215 | $25,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 1,851 | $25,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 396 | $25,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 1,981 | $25,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 659 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 991 | $25,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 653 | $25,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 422 | $25,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,260 | $25,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,772 | $25,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,750 | $25,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 2,300 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 945 | $25,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 1,370 | $25,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 796 | $25,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 1,011 | $25,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 1,425 | $24,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 307 | $24,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 443 | $24,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 2,153 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 769 | $24,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 229 | $24,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,635 | $24,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 675 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 700 | $24,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 1,372 | $24,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 1,300 | $24,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 877 | $24,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 654 | $24,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 6,070 | $24,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 1,847 | $24,000 | thousands by filing date | |
| ROYAL BANK OF CANADA EXCHANGE TRADED NOTES DUE JULY 19, 2034 LINKED TO THE | 78011D104 | ETF | 1,423 | $24,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 268 | $23,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 300 | $23,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,867 | $23,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 296 | $23,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,615 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 865 | $23,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 447 | $23,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 1,516 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 530 | $23,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 4,848 | $23,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 1,650 | $23,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 925 | $23,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 787 | $23,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 650 | $23,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 800 | $23,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 685 | $23,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 1,050 | $23,000 | thousands by filing date | |
| ISHARES TR | 46429B226 | INDUSTRIAL SCT | 455 | $23,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 431 | $23,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 1,000 | $23,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 527 | $22,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 365 | $22,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 283 | $22,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 594 | $22,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 515 | $22,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,262 | $22,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 341 | $22,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 415 | $22,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 4,159 | $22,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 4,320 | $22,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 533 | $22,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 1,490 | $22,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 199 | $22,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 1,982 | $22,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 290 | $22,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 5,333 | $22,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 675 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 917 | $22,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 1,444 | $22,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 2,600 | $22,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 1,400 | $22,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 450 | $22,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 251 | $21,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 269 | $21,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 323 | $21,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 310 | $21,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 379 | $21,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 1,018 | $21,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-000415 | this filing | 2015-01-26 | acceptance time not in the bulk data set |