13F-HR filed by NEW ENGLAND SECURITIES CORP /MA/
NEW ENGLAND SECURITIES CORP /MA/ filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-01-26, with 1,690 holding rows worth $285,097,000.
- Accession
- 0000950123-15-000414
- Filer
- CIK 910316
- Filed
- 2015-01-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 1,690 entries on the cover page, a total value of $285,097,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $285,097,000 with VALUE read as thousands by filing date, 13F file number 028-15121. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SAP SE SPON ADR | 803054204 | ADR | 184 | $13,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 222 | $13,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 86 | $13,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,849 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 555 | $13,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 820 | $13,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 370 | $13,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 157 | $13,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 319 | $13,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 126 | $13,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 261 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 115 | $13,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 750 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 513 | $13,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 265 | $13,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 885 | $13,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 800 | $13,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 500 | $13,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 720 | $13,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 333 | $13,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 226 | $13,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 892 | $13,000 | thousands by filing date | |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 300 | $13,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 350 | $12,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 315 | $12,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 166 | $12,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 235 | $12,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 256 | $12,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 65 | $12,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 131 | $12,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 317 | $12,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 225 | $12,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 43 | $12,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 375 | $12,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 86 | $12,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 859 | $12,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 495 | $12,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 447 | $12,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 154 | $12,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 200 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 238 | $12,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 210 | $12,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 175 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 305 | $12,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 793 | $12,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 161 | $11,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 100 | $11,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 2,002 | $11,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 122 | $11,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 248 | $11,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 387 | $11,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 38 | $11,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 280 | $11,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,000 | $11,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 500 | $11,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 330 | $11,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 340 | $11,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 990 | $11,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 685 | $11,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 158 | $11,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 999 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 253 | $11,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 550 | $11,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 217 | $11,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 673 | $11,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 10,000 | $11,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 429 | $11,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,341 | $11,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 934 | $11,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 400 | $11,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 532 | $11,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 423 | $11,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 208 | $10,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,514 | $10,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 100 | $10,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 200 | $10,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 87 | $10,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 110 | $10,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 94 | $10,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 77 | $10,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 160 | $10,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 145 | $10,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 450 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 302 | $10,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 700 | $10,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 350 | $10,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 389 | $10,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 609 | $10,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 150 | $10,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 900 | $10,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 68 | $10,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 268 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 225 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 400 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 164 | $10,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 101 | $10,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 500 | $10,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,349 | $10,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 400 | $10,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 165 | $10,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 532 | $10,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 434 | $10,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,250 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 400 | $10,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 9,430 | $10,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 403 | $10,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 740 | $10,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 898 | $10,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 109 | $9,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 200 | $9,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 82 | $9,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 100 | $9,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 392 | $9,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 358 | $9,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 450 | $9,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 217 | $9,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 400 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 350 | $9,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 250 | $9,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 672 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 216 | $9,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 109 | $9,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 747 | $9,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 376 | $9,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 900 | $9,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 400 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 200 | $9,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 74 | $9,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 89 | $9,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 200 | $9,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 650 | $9,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 338 | $9,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 571 | $9,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 512 | $9,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 125 | $9,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 213 | $9,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 191 | $9,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 150 | $8,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 150 | $8,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 100 | $8,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 190 | $8,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 600 | $8,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 114 | $8,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 710 | $8,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 167 | $8,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 165 | $8,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 76 | $8,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 120 | $8,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 143 | $8,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 304 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 600 | $8,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,500 | $8,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 150 | $8,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 282 | $8,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 95 | $8,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 243 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 257 | $8,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 356 | $8,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 340 | $8,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 82 | $8,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 1,745 | $8,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 231 | $8,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 185 | $8,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 450 | $8,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 1,000 | $8,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 300 | $8,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 1,752 | $8,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 156 | $8,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 1,000 | $8,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 31 | $7,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 250 | $7,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 220 | $7,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 238 | $7,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 478 | $7,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 78 | $7,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 68 | $7,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 60 | $7,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 200 | $7,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 100 | $7,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 500 | $7,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 150 | $7,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 198 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 211 | $7,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 168 | $7,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 273 | $7,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 45 | $7,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 118 | $7,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 195 | $7,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 350 | $7,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 336 | $7,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 141 | $7,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 57 | $7,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 500 | $7,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 901 | $7,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 470 | $7,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 750 | $7,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 150 | $7,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 300 | $7,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 405 | $7,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 52 | $7,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 950 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 496 | $7,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 122 | $7,000 | thousands by filing date | |
| FIRST TRUST MULTI STRGY ALTER ETF | 73935B870 | ALT MULTI STRG | 300 | $7,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 50 | $6,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 300 | $6,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 50 | $6,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 100 | $6,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 59 | $6,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 150 | $6,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 300 | $6,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 277 | $6,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 161 | $6,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 53 | $6,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 71 | $6,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 200 | $6,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 84 | $6,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 240 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 167 | $6,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 82 | $6,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 140 | $6,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 141 | $6,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 250 | $6,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 190 | $6,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 400 | $6,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 205 | $6,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 450 | $6,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 700 | $6,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 130 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 70 | $6,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,120 | $6,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 225 | $6,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 750 | $6,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 108 | $6,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 40 | $6,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 365 | $6,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 140 | $6,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 42 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 114 | $6,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 207 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 300 | $6,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 250 | $6,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 301 | $6,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 350 | $6,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 239 | $6,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 353 | $6,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 303 | $6,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 34 | $5,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 94 | $5,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 103 | $5,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 31 | $5,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 300 | $5,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 55 | $5,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 250 | $5,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 302 | $5,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 65 | $5,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 25 | $5,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 250 | $5,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 180 | $5,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 172 | $5,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 295 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 93 | $5,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 519 | $5,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 300 | $5,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 653 | $5,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 341 | $5,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 115 | $5,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 770 | $5,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 309 | $5,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 148 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 112 | $5,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 264 | $5,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 362 | $5,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 300 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 93 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 75 | $5,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 238 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 400 | $5,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 100 | $5,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 100 | $5,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 89 | $5,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 116 | $5,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 270 | $5,000 | thousands by filing date | |
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| POWERSHARES | 73935X708 | EXCHANGE TRADED | 150 | $5,000 | thousands by filing date | |
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| ETF | 26923A106 | EXCHANGE TRADED | 59 | $5,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 60 | $5,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 200 | $5,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 30 | $5,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 40 | $5,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 74 | $5,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 200 | $5,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 270 | $5,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 100 | $5,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 215 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 146 | $5,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 73 | $5,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 4,000 | $5,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 75 | $5,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 3,000 | $5,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 4,000 | $5,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 600 | $5,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 250 | $5,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 610 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 220 | $5,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 100 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U332 | MUN BD CLOSED | 200 | $5,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 50 | $4,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 46 | $4,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 46 | $4,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 111 | $4,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 50 | $4,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 60 | $4,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 156 | $4,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 340 | $4,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 10 | $4,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 77 | $4,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 102 | $4,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 108 | $4,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 67 | $4,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 40 | $4,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 144 | $4,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 45 | $4,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 77 | $4,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 75 | $4,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 375 | $4,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 100 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 100 | $4,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 158 | $4,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 95 | $4,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 82 | $4,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 321 | $4,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 106 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 123 | $4,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 100 | $4,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 90 | $4,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 769 | $4,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 550 | $4,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 40 | $4,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 95 | $4,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 88 | $4,000 | thousands by filing date | |
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| CHICOS FAS INC | 168615102 | COM | 224 | $4,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 86 | $4,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 500 | $4,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 100 | $4,000 | thousands by filing date | |
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| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 93 | $4,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 100 | $4,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 116 | $4,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 52 | $4,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 887 | $4,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 100 | $4,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 252 | $4,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 120 | $4,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 40 | $4,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 455 | $4,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 1,000 | $4,000 | thousands by filing date | |
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| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 4,750 | $4,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 500 | $4,000 | thousands by filing date | |
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| FQF TR | 351680400 | QUANTSHARE SIZ | 183 | $4,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 300 | $4,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 25 | $3,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 39 | $3,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 87 | $3,000 | thousands by filing date | |
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| SMITH A O CORP COM | 831865209 | Stock | 50 | $3,000 | thousands by filing date | |
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| WILLIAMS COS INC COM | 969457100 | Stock | 57 | $3,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 150 | $3,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 100 | $3,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 250 | $3,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 180 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 137 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 200 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 200 | $3,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 40 | $3,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 250 | $3,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 200 | $3,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 80 | $3,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 97 | $3,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 163 | $3,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 41 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 100 | $3,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 25 | $3,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 262 | $3,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 143 | $3,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 321 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 86 | $3,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 15 | $3,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 350 | $3,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
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| LEUCADIA NATL CORP | 527288104 | COM | 141 | $3,000 | thousands by filing date | |
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| Walter Energy Inc | 93317Q105 | COM | 1,900 | $3,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 478 | $3,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 100 | $3,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 1,000 | $3,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 205 | $3,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 89 | $3,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 175 | $3,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 90 | $3,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 900 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 100 | $3,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 1,000 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 109 | $3,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 110 | $3,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 125 | $3,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 50 | $3,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 200 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R102 | ASIA 50 ADR | 100 | $3,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 150 | $3,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 180 | $2,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 59 | $2,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 21 | $2,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 20 | $2,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 110 | $2,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 47 | $2,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 89 | $2,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 50 | $2,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 18 | $2,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 25 | $2,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 16 | $2,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 44 | $2,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 35 | $2,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 67 | $2,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 140 | $2,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 51 | $2,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 32 | $2,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 31 | $2,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 47 | $2,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 12 | $2,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 30 | $2,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 41 | $2,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 66 | $2,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 10 | $2,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 28 | $2,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 50 | $2,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 19 | $2,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 100 | $2,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 150 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 50 | $2,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 36 | $2,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 60 | $2,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 50 | $2,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 70 | $2,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 114 | $2,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 40 | $2,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 34 | $2,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 50 | $2,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 47 | $2,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 112 | $2,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 56 | $2,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 32 | $2,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 25 | $2,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 34 | $2,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 67 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 72 | $2,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 27 | $2,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 106 | $2,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 32 | $2,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 38 | $2,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 141 | $2,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 150 | $2,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 50 | $2,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 30 | $2,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 55 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 70 | $2,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 500 | $2,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 50 | $2,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 425 | $2,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 62 | $2,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 142 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 227 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-15-000414 | this filing | 2015-01-26 | acceptance time not in the bulk data set |