13F-HR/A filed by Virtu KCG Holdings LLC
Virtu KCG Holdings LLC filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2014-12-29, with 3,540 holding rows worth $5,181,386,000.
- Accession
- 0000950123-14-012911
- Filer
- CIK 1569391
- Filed
- 2014-12-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, amendment of type restatement, 3,545 entries on the cover page, a total value of $5,181,386,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,181,386,000 with VALUE read as thousands by filing date, 13F file number 028-15626. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKCG Americas LLC 028-15067
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FONAR CORP | 344437405 | COM NEW | 16,018 | $176,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 314,505 | $176,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 18,880 | $176,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 7,825 | $175,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 12,864 | $175,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 28,481 | $175,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 19,515 | $175,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 14,561 | $174,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y546 | DRX DLYBRZB 3X | 10,342 | $174,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 10,986 | $173,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 12,385 | $173,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 14,648 | $173,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 13,076 | $173,000 | thousands by filing date | |
| CEMEX SA EURO MTN BE 144A | 151290959 | SPON ADR NEW | 13,300 | $173,000 | thousands by filing date | put |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 12,165 | $173,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 13,980 | $172,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 120,159 | $172,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 12,811 | $171,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 11,694 | $170,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 12,259 | $170,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 26,625 | $169,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 23,250 | $169,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 11,735 | $169,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 10,538 | $169,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 17,354 | $169,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 30,278 | $167,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 14,582 | $167,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 25,008 | $166,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 9,436 | $166,000 | thousands by filing date | |
| VALE S A | 91912E905 | SPONSORED ADS | 15,100 | $166,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 10,212 | $166,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 14,315 | $166,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 12,098 | $165,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704906 | COM | 66,500 | $165,000 | thousands by filing date | call |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 10,260 | $165,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 14,028 | $165,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 34,123 | $164,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 13,559 | $164,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 15,532 | $163,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC | 43289P906 | SPONSORED ADR | 16,100 | $163,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916955 | PUT | 20,300 | $163,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H955 | COM | 12,100 | $163,000 | thousands by filing date | put |
| CALLON PETE CO DEL | 13123X102 | COM | 18,348 | $162,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 14,683 | $162,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E192 | GBL X MSCI PT ET | 11,688 | $162,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 26,871 | $162,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 33,185 | $161,000 | thousands by filing date | |
| RITE AID CORP NEW YORK | 767754954 | Cmn | 33,200 | $161,000 | thousands by filing date | put |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 10,554 | $160,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 14,123 | $160,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 32,368 | $160,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 31,840 | $160,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 47,455 | $160,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 10,792 | $160,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 11,755 | $160,000 | thousands by filing date | |
| AVON PRODUCTS INC | 054303902 | COM | 12,700 | $160,000 | thousands by filing date | call |
| Alcatel-Lucent | 013904905 | Sponsored ADR | 52,900 | $160,000 | thousands by filing date | call |
| KEYCORP | 493267958 | PUT | 11,900 | $159,000 | thousands by filing date | put |
| INUVO INC | 46122W204 | COM NEW | 106,225 | $159,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 13,494 | $159,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 17,225 | $159,000 | thousands by filing date | |
| NEW GOLD INC | 644535956 | COM | 31,500 | $159,000 | thousands by filing date | put |
| VOXELJET AG | 92912L107 | ADS | 11,454 | $159,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 11,607 | $158,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 33,182 | $158,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 13,416 | $158,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 14,257 | $158,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 10,347 | $158,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 10,133 | $157,000 | thousands by filing date | |
| EMPRESA DIST Y COMERCIAL NOR | 29244A102 | SPON ADR | 14,142 | $157,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 19,222 | $157,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 14,700 | $157,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 24,486 | $156,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 11,791 | $155,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 17,248 | $155,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 41,506 | $155,000 | thousands by filing date | |
| COBALT INTERNATIONAL ENERGY | 19075F956 | COM | 11,400 | $155,000 | thousands by filing date | put |
| EPIRUS Biopharmaceuticals Inc | 29428P107 | Common Stock | 21,785 | $154,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 14,175 | $153,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 14,146 | $153,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 42,547 | $153,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 44,652 | $153,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,201 | $152,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 36,897 | $152,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 45,935 | $151,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090906 | SPON ADR REP5ORD | 16,300 | $151,000 | thousands by filing date | call |
| COFFEE HLDG CO INC | 192176105 | COM | 27,342 | $150,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 13,542 | $149,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 11,109 | $149,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 14,071 | $148,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 16,492 | $147,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 20,310 | $147,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 25,053 | $147,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 10,748 | $147,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J907 | COM | 11,500 | $147,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547908 | COM | 18,300 | $147,000 | thousands by filing date | call |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 40,625 | $146,000 | thousands by filing date | |
| LOUISIANA PAC CORP | 546347905 | COM | 10,700 | $145,000 | thousands by filing date | call |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 11,329 | $145,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 24,971 | $145,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 34,687 | $144,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902904 | COM | 43,300 | $143,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 12,499 | $142,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 23,739 | $142,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 13,574 | $141,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 20,945 | $141,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 21,243 | $141,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,133 | $140,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 15,938 | $140,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW | 7591EP950 | COM | 13,900 | $140,000 | thousands by filing date | put |
| HOVNANIAN ENTERPRISES-A | 442487953 | COM | 37,900 | $139,000 | thousands by filing date | put |
| SUPERVALU INC | 868536903 | COM | 15,600 | $139,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P957 | Cmn | 32,500 | $139,000 | thousands by filing date | put |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 19,119 | $137,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 10,586 | $137,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 26,059 | $136,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 61,894 | $136,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 15,808 | $136,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 12,340 | $135,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 11,757 | $134,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 10,367 | $134,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 12,904 | $134,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 31,586 | $134,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 11,280 | $133,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 47,577 | $133,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 21,479 | $132,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 23,899 | $131,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 77,654 | $131,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 39,525 | $130,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 10,530 | $130,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW | 7591EP900 | COM | 12,900 | $130,000 | thousands by filing date | call |
| GLOBAL X | 37950E762 | EXCHANGE TRADED | 10,476 | $130,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 11,406 | $130,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 11,952 | $129,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 25,724 | $129,000 | thousands by filing date | |
| RAMBUS INC DEL | 750917906 | COM | 10,300 | $129,000 | thousands by filing date | call |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 141,368 | $129,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 10,494 | $128,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 10,949 | $127,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 27,696 | $127,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 22,798 | $126,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 13,663 | $125,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 42,407 | $125,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,818 | $124,000 | thousands by filing date | |
| SINOCOKING COAL & COKE CH IN | 829357102 | COM | 32,736 | $123,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 1,802 | $122,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 12,229 | $122,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 13,446 | $122,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 13,694 | $121,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143901 | CALL | 11,200 | $119,000 | thousands by filing date | call |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 15,825 | $119,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 16,586 | $117,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 17,866 | $117,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 14,203 | $116,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 18,583 | $116,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 52,609 | $116,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 14,682 | $116,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 85,152 | $116,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 18,351 | $115,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC CALL JUL 550 | 007903907 | CALL JUL 550 | 33,600 | $115,000 | thousands by filing date | call |
| MOLYCORP INC DEL | 608753109 | COM | 96,561 | $115,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904955 | PUT | 37,800 | $115,000 | thousands by filing date | put |
| WINDSTREAM HOLDINGS INC | 97382A951 | Cmn | 10,700 | $115,000 | thousands by filing date | put |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 24,360 | $114,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 18,433 | $114,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 13,657 | $114,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 12,702 | $113,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 10,103 | $113,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 10,420 | $113,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 17,294 | $113,000 | thousands by filing date | |
| MGIC INVT CORP WIS | 552848903 | COM | 14,300 | $112,000 | thousands by filing date | call |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 11,255 | $112,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 32,395 | $112,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 26,481 | $111,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 15,411 | $110,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10,037 | $110,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 14,562 | $109,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 10,816 | $109,000 | thousands by filing date | |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 11,419 | $109,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 30,356 | $108,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 19,549 | $107,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 15,938 | $107,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 10,498 | $107,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 10,608 | $106,000 | thousands by filing date | |
| GABELLI EQUITY TR INC | 362397184 | RIGHT 10/20/2014 | 1,813,024 | $105,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 36,927 | $104,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X902 | COM | 42,000 | $104,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806909 | COM | 10,500 | $104,000 | thousands by filing date | call |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 13,108 | $103,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 19,397 | $103,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P907 | COM | 24,100 | $103,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 14,244 | $102,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 14,811 | $102,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 19,694 | $102,000 | thousands by filing date | |
| LENTUO INTL INC | 526353107 | SPONSORED ADS | 53,774 | $101,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,092 | $100,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 20,848 | $100,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 102,597 | $100,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 38,016 | $100,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 33,041 | $100,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 11,880 | $99,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 13,191 | $99,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 16,353 | $99,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 92,846 | $98,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 17,380 | $98,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 36,060 | $97,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 14,130 | $97,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 11,777 | $96,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 48,190 | $95,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 20,392 | $95,000 | thousands by filing date | |
| ZYNGA INC - CL A | 98986T958 | COM | 35,100 | $95,000 | thousands by filing date | put |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 25,201 | $95,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 11,489 | $94,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 12,024 | $94,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 19,025 | $94,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 15,565 | $94,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 11,042 | $93,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,237 | $93,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 27,397 | $93,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 31,083 | $93,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 30,906 | $93,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 19,186 | $92,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 24,700 | $92,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 30,835 | $92,000 | thousands by filing date | |
| HALCON RESOURCES CORP | 40537Q959 | Cmn | 23,300 | $92,000 | thousands by filing date | put |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 15,328 | $91,000 | thousands by filing date | |
| Intercloud Systems, Inc | 458488202 | com | 20,094 | $91,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 13,329 | $90,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 15,216 | $90,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 10,859 | $90,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 17,591 | $88,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 10,296 | $88,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 11,192 | $87,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 80,948 | $87,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X952 | COM | 35,100 | $87,000 | thousands by filing date | put |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 21,997 | $86,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 75,050 | $86,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 22,827 | $86,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 10,329 | $86,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 11,436 | $85,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 23,601 | $85,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 16,133 | $84,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 11,833 | $84,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 11,376 | $83,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 12,482 | $83,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 22,537 | $83,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 2,062 | $82,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 16,054 | $82,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 6,857 | $82,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 11,672 | $82,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 22,799 | $81,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 11,595 | $80,000 | thousands by filing date | |
| WALTER ENERGY INC | 93317Q905 | COM | 34,400 | $80,000 | thousands by filing date | call |
| MOSYS INC COM | 619718109 | COM | 32,516 | $79,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 1,229 | $79,000 | thousands by filing date | |
| CHC GROUP LTD | G07021101 | SHS | 14,035 | $79,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V134 | WAR | 89,465 | $79,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 114,996 | $78,000 | thousands by filing date | |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 43,830 | $78,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 55,526 | $77,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 20,924 | $77,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 13,376 | $77,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 42,575 | $77,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDING | 890260201 | COM NEW | 11,318 | $77,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 30,890 | $76,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 33,832 | $75,000 | thousands by filing date | |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 59,356 | $75,000 | thousands by filing date | |
| COEUR MNG INC | 192108904 | CALL | 14,900 | $74,000 | thousands by filing date | call |
| ARCH COAL INC | 039380900 | COM | 34,800 | $74,000 | thousands by filing date | call |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 41,306 | $74,000 | thousands by filing date | |
| DRYSHIPS INC COMMON STOCK | Y2109Q951 | Cmn | 29,800 | $74,000 | thousands by filing date | put |
| SUNGY MOBILE LTD | 86737M100 | ADR | 11,364 | $74,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 50,778 | $73,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 16,708 | $72,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 13,637 | $72,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 13,958 | $72,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 53,291 | $72,000 | thousands by filing date | |
| INVENTERGY GLOBAL INC | 46123X102 | Cmn | 41,542 | $72,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 18,151 | $71,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 10,657 | $71,000 | thousands by filing date | |
| ARRHYTHMIA RESH TECHNOLOGY I | 042698308 | COM PAR $0.01 | 10,550 | $70,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037909 | COM | 12,200 | $70,000 | thousands by filing date | call |
| GIGA TRONICS INC | 375175106 | COM | 35,946 | $70,000 | thousands by filing date | |
| HALCON RESOURCES CORP | 40537Q909 | Cmn | 17,700 | $70,000 | thousands by filing date | call |
| LIVEDEAL INC | 538144304 | COM NEW | 23,542 | $70,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A958 | COM | 10,400 | $68,000 | thousands by filing date | put |
| HERCULES OFFSHORE INC | 427093959 | Cmn | 31,100 | $68,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B903 | OPTION | 19,500 | $68,000 | thousands by filing date | call |
| NEOGENOMICS INC | 64049M209 | COM NEW | 12,977 | $67,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 5,616 | $67,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 13,325 | $67,000 | thousands by filing date | |
| NXT ID INC COM | 67091J107 | Stock | 26,014 | $67,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 13,469 | $66,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 159,906 | $66,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 18,671 | $66,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 81,537 | $66,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 28,986 | $66,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 13,526 | $65,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704956 | PUT | 26,400 | $65,000 | thousands by filing date | put |
| ZION OIL & GAS INC | 989696109 | COM | 38,653 | $65,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 23,894 | $65,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 14,194 | $65,000 | thousands by filing date | |
| OXIGENE INC | 691828404 | COM PAR$.001 | 30,161 | $65,000 | thousands by filing date | |
| SILVER STANDARD RESOURCES | 82823L906 | COM | 10,600 | $65,000 | thousands by filing date | call |
| ACORN INTL INC | 004854105 | SPON ADR | 30,026 | $65,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 18,124 | $65,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 15,242 | $65,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 32,556 | $64,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 13,448 | $64,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 24,546 | $64,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 23,857 | $64,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 8,193 | $63,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 16,953 | $63,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 27,017 | $63,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 40,265 | $63,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 46,415 | $63,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 42,299 | $63,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037959 | COM | 11,000 | $63,000 | thousands by filing date | put |
| AWARE INC MASS | 05453N100 | CMN | 16,951 | $62,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 31,546 | $62,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 52,126 | $61,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 15,684 | $61,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 52,451 | $61,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 15,200 | $60,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 11,630 | $60,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 25,378 | $60,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 97,702 | $60,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 10,789 | $59,000 | thousands by filing date | |
| ARCH COAL INC | 039380950 | COM | 27,700 | $59,000 | thousands by filing date | put |
| NANOVIRICIDES INC | 630087203 | COM NEW | 19,750 | $59,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 12,151 | $58,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 16,032 | $58,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 15,659 | $58,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 45,786 | $58,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 57,082 | $58,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 21,451 | $58,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 17,282 | $58,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 19,293 | $57,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 15,211 | $57,000 | thousands by filing date | |
| XUEDA ED GROUP | 98418W109 | SPONSORED ADR | 19,099 | $56,000 | thousands by filing date | |
| IAO KUN GROUP HLDG CO LTD | G47204105 | ORD USD SHS | 24,017 | $55,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 15,385 | $54,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 73,653 | $54,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 22,714 | $53,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 53,587 | $53,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 27,308 | $53,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 49,083 | $53,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 45,204 | $52,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 21,874 | $52,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 27,185 | $52,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 16,434 | $52,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 13,859 | $52,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 18,635 | $52,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q901 | COM | 21,200 | $52,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 49,596 | $51,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 46,259 | $51,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 32,878 | $51,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 58,366 | $50,000 | thousands by filing date | |
| ANDATEE CHINA MARINE FUEL SV | 67086W105 | COM | 15,461 | $50,000 | thousands by filing date | |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 17,804 | $49,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 10,473 | $49,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 43,355 | $49,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 32,293 | $49,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 31,780 | $49,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 13,025 | $48,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902954 | COM | 14,400 | $48,000 | thousands by filing date | put |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 10,521 | $48,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 17,675 | $48,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 25,831 | $48,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 251,104 | $48,000 | thousands by filing date | |
| China Recycling Energy Corp | 168913101 | Com | 38,994 | $48,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 50,011 | $48,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 118,283 | $48,000 | thousands by filing date | |
| E FUTURE INFORMATION TECH IN | G29438101 | SHS | 10,914 | $48,000 | thousands by filing date | |
| Onconova Therapeutics | 68232V108 | Common | 11,156 | $48,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 37,372 | $47,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 13,657 | $47,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 27,372 | $47,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 33,628 | $46,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 32,769 | $46,000 | thousands by filing date | |
| BAXANO SURGICAL | 071773105 | COM | 265,029 | $46,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES IN | 043635309 | COM NEW | 20,908 | $46,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 12,277 | $45,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 35,589 | $45,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 18,337 | $44,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 40,703 | $44,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 20,336 | $44,000 | thousands by filing date | |
| ORBIT INTERNATIONAL CORP | 685559304 | COM | 15,185 | $44,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 22,199 | $44,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 12,366 | $43,000 | thousands by filing date | |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 32,994 | $42,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 37,829 | $42,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 14,486 | $42,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 13,029 | $42,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 108,170 | $42,000 | thousands by filing date | |
| GENETIC TECHNOLOGIES LTD | 37185R109 | SPONSORED ADR | 73,744 | $42,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 20,567 | $41,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 21,495 | $41,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 16,502 | $41,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 22,853 | $40,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 67,073 | $40,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 11,696 | $40,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 73,294 | $40,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 35,433 | $40,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 21,500 | $40,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 76,312 | $40,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 13,321 | $40,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 70,728 | $40,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 27,821 | $39,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 46,648 | $38,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 17,457 | $38,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 115,717 | $38,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 21,440 | $38,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 19,328 | $37,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,314 | $36,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 18,378 | $36,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 27,166 | $36,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 18,083 | $36,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 14,654 | $36,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 29,071 | $35,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 14,081 | $35,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 17,319 | $35,000 | thousands by filing date | |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 24,028 | $35,000 | thousands by filing date | |
| RADA ELECTR INDS LTD | M81863116 | SHS NEW | 11,933 | $35,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 10,158 | $34,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 20,181 | $34,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 16,202 | $34,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 12,634 | $33,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 23,047 | $33,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 44,906 | $32,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 12,077 | $32,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 23,058 | $32,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 13,340 | $31,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 54,708 | $31,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255302 | COM PAR $0.0001 | 17,765 | $31,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 27,601 | $31,000 | thousands by filing date | |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 21,374 | $31,000 | thousands by filing date | |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 14,565 | $31,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 10,521 | $31,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 20,108 | $30,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 11,635 | $30,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 31,596 | $30,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 12,237 | $29,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 11,404 | $29,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 23,834 | $29,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 10,107 | $29,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 3,784 | $29,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 16,121 | $28,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 23,991 | $28,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q205 | COM | 42,950 | $28,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 1,203 | $27,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 40,444 | $27,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 42,222 | $27,000 | thousands by filing date | |
| GUANWEI RECYCLING CORP | 400685202 | COM NEW | 41,526 | $27,000 | thousands by filing date | |
| VAPOR CORP NEV COM NEW | 922099205 | US SMALL AND MID-CAP EQUITIES | 19,335 | $27,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 18,001 | $26,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 12,413 | $26,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 11,279 | $26,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 43,265 | $26,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 60,022 | $25,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 11,874 | $25,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 11,963 | $25,000 | thousands by filing date | |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 39,095 | $25,000 | thousands by filing date | |
| ZUOAN FASHION LTD | 98982X103 | SPONSORED ADR | 21,777 | $25,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 20,893 | $24,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 10,138 | $24,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 38,523 | $24,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 26,712 | $24,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V206 | COM | 37,422 | $24,000 | thousands by filing date | |
| WALTER ENERGY INC | 93317Q955 | COM | 10,100 | $24,000 | thousands by filing date | put |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 28,282 | $23,000 | thousands by filing date | |
| AGRIA CORP | 00850H103 | SPONSORED ADR | 20,875 | $23,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 33,088 | $23,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 14,191 | $22,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 23,821 | $22,000 | thousands by filing date | |
| ALCO STORES INC | 001600105 | COM | 10,929 | $22,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 16,570 | $22,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751103 | SHS | 11,884 | $22,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 21,072 | $22,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 15,780 | $21,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 21,265 | $21,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 11,790 | $20,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 17,617 | $20,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 17,291 | $20,000 | thousands by filing date | |
| IFM INVTS LTD | 45172L209 | ADS CL A NEW | 15,477 | $20,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 22,389 | $20,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 12,178 | $19,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 13,446 | $19,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 9,325 | $19,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 20,688 | $19,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 14,235 | $19,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 16,358 | $19,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 33,227 | $19,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 11,102 | $19,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 12,905 | $19,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 10,920 | $18,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 60,572 | $18,000 | thousands by filing date | |
| Amedica Corporation | 023435100 | COM | 11,021 | $18,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 37,285 | $17,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 10,480 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011957 | superseded | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-012911 | this filing | 2014-12-29 | acceptance time not in the bulk data set |