13F-HR/A filed by ALPS ADVISORS INC
ALPS ADVISORS INC filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2014-12-18, with 606 holding rows worth $12,874,179,000.
- Accession
- 0000950123-14-012784
- Filer
- CIK 1376113
- Filed
- 2014-12-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, amendment of type restatement, 606 entries on the cover page, a total value of $12,874,179,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $12,874,178,000 with VALUE read as thousands by filing date, 13F file number 028-12230. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMatrix Asset Advisors, Inc. 028-05690
- reports for this filerTCW Investment Management Co. 028-06683
- reports for this filerTCW Group, Inc. 028-02494
- reports for this filerSchneider Capital Management Corp. 028-03579
- reports for this filerM.A. Weatherbie and Co., Inc. 028-04129
- reports for this filerPzena Investment Management 028-03791
- reports for this filerWellington Management Company, LLP 028-04557
- reports for this filerCornerstone Capital Management, Inc. 028-05923
- reports for this filerClough Capital Partners LP 028-10679
- reports for this filerJefferies Group, Inc. 028-10917
- reports for this filerCoreCommodity Management, LLC 028-11239
- reports for this filerRiverFront Investment Group 028-13577
- reports for this filerRed Rocks Capital LLC 028-14056
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DXP ENTERPRISES INC | 233377407 | COM NEW | 7,543 | $556,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 8,800 | $556,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 37,100 | $556,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 19,875 | $556,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 9,909 | $556,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 9,100 | $555,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 4,387 | $555,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 95,200 | $555,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 7,900 | $554,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 15,429 | $554,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 10,600 | $554,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 15,307 | $553,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 62,800 | $553,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 32,723 | $552,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 8,170 | $551,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 13,607 | $550,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 15,217 | $548,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 6,325 | $548,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 20,300 | $548,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 26,100 | $548,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 40,412 | $548,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 15,744 | $547,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 16,815 | $546,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 72,900 | $546,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 10,350 | $545,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 7,200 | $545,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 30,800 | $544,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 10,200 | $544,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 14,764 | $544,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 20,295 | $543,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 12,980 | $543,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 10,357 | $542,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 63,800 | $542,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 467 | $541,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 102,164 | $541,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 7,825 | $540,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 102,200 | $540,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 12,800 | $540,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 28,230 | $539,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 16,148 | $539,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 16,505 | $539,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 20,000 | $537,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 108,700 | $537,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 37,035 | $537,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 55,160 | $536,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 131,221 | $533,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 27,989 | $533,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 12,422 | $532,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 39,500 | $531,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 6,800 | $530,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 14,416 | $528,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 56,494 | $527,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 70,378 | $526,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 23,700 | $524,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 10,923 | $521,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 23,600 | $521,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 25,163 | $520,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 8,300 | $519,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 30,600 | $519,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 23,800 | $518,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 170,423 | $516,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 12,139 | $513,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 40,700 | $509,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 14,407 | $506,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 6,900 | $503,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 13,391 | $503,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 26,879 | $502,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 35,500 | $496,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 13,543 | $494,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 9,500 | $490,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 7,907 | $478,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 18,977 | $475,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 11,735 | $463,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 363,900 | $462,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 6,038 | $458,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 14,482 | $456,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 11,504 | $448,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 17,459 | $448,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 73,100 | $444,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 30,644 | $435,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 12,723 | $416,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 25,084 | $404,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,848 | $390,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 51,110 | $312,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 6,848 | $311,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,722 | $297,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 2,259 | $290,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 2,951 | $277,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 3,437 | $261,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 3,282 | $250,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,733 | $239,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 5,080 | $231,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 8,666 | $227,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 5,324 | $222,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 14,486 | $216,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,094 | $215,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 3,308 | $215,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 38,938 | $193,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 15,099 | $181,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 22,635 | $109,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 27,947 | $99,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 13,344 | $79,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 25,585 | $51,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 15,974 | $40,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 11,282 | $39,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 12,353 | $37,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-012508 | superseded | 2014-11-24 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-012784 | this filing | 2014-12-18 | acceptance time not in the bulk data set |