13F-HR filed by M&T Bank Corp
M&T Bank Corp filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 2,328 holding rows worth $15,573,931,000.
- Accession
- 0000950123-14-012052
- Filer
- CIK 36270
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 10,134 entries on the cover page, a total value of $15,573,931,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,573,931,000 with VALUE read as thousands by filing date, 13F file number 028-00267. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerManufacturers & Traders Trust Company 028-03980
- included managerWilmington Trust Investment Advisors, Inc 028-10909
- included managerWilmington Trust National Association 028-03740
- included managerWilmington Trust Company 028-03742
- included managerWilmington Funds Management Corp 028-06601
- included managerWilmington Trust Investment Management, LLC 028-12629
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 18,305 | $114,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 11,940 | $114,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 37,070 | $113,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 14,875 | $112,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 10,837 | $112,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 13,746 | $111,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 13,135 | $110,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 44,900 | $110,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 13,310 | $110,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 107,000 | $110,000 | thousands by filing date | principal |
| AMER RLTY CAP HEALTHCAR TR INC COM | 02917R108 | COM | 10,500 | $110,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 31,900 | $109,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 27,370 | $105,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 10,560 | $104,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 12,010 | $103,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 17,560 | $103,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 10,008 | $102,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 11,106 | $102,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 30,739 | $101,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 10,368 | $101,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 11,302 | $99,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 28,910 | $99,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 17,168 | $98,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 21,542 | $97,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 25,750 | $97,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 10,566 | $96,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 18,636 | $96,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 10,790 | $95,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 10,763 | $93,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 91,000 | $92,000 | thousands by filing date | principal |
| GFI GROUP INC | 361652209 | COM | 17,010 | $92,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 82,000 | $92,000 | thousands by filing date | principal |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 12,129 | $91,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 90,000 | $89,000 | thousands by filing date | principal |
| STANDARD PAC CORP NEW | 85375C101 | COM | 11,999 | $89,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 12,000 | $87,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 11,138 | $87,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,000 | $85,000 | thousands by filing date | call |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 80,000 | $81,000 | thousands by filing date | principal |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 75,000 | $78,000 | thousands by filing date | principal |
| SILICON IMAGE INC | 82705T102 | COM | 15,518 | $78,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 75,000 | $76,000 | thousands by filing date | principal |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 73,000 | $76,000 | thousands by filing date | principal |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 10,768 | $75,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 10,477 | $73,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 10,102 | $73,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,900 | $72,000 | thousands by filing date | call |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 65,000 | $72,000 | thousands by filing date | principal |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 70,000 | $72,000 | thousands by filing date | principal |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 127,529 | $71,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 1,100 | $70,000 | thousands by filing date | call |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 65,000 | $70,000 | thousands by filing date | principal |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 55,000 | $70,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 72,000 | $69,000 | thousands by filing date | principal |
| GOODRICH | 382410AG3 | NOTE5 | 64,000 | $68,000 | thousands by filing date | principal |
| ZYNGA INC. | 98986T108 | CL A | 25,099 | $67,000 | thousands by filing date | |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 65,000 | $67,000 | thousands by filing date | principal |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 13,704 | $67,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 26,395 | $65,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 65,000 | $65,000 | thousands by filing date | principal |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 36,451 | $65,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 60,000 | $64,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 60,000 | $63,000 | thousands by filing date | principal |
| GLOBALSTAR INC | 378973408 | COM | 17,220 | $63,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 75,000 | $63,000 | thousands by filing date | principal |
| EXTREME NETWORKS INC | 30226D106 | COM | 12,868 | $62,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 11,897 | $62,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 50,000 | $62,000 | thousands by filing date | principal |
| PROLOGIS INC 3.250 | 74340XAT8 | NOTE 3.250% 3/1 | 59,000 | $62,000 | thousands by filing date | principal |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 20,000 | $60,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 12,396 | $58,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 23,000 | $57,000 | thousands by filing date | call |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 17,292 | $57,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 28,157 | $56,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 10,190 | $56,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 32,820 | $56,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 26,704 | $56,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 11,850 | $55,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 15,890 | $54,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 27,400 | $53,000 | thousands by filing date | call |
| SEQUENOM INC COM NEW | 817337405 | COM | 18,002 | $53,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 50,000 | $53,000 | thousands by filing date | principal |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 10,560 | $52,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 50,000 | $52,000 | thousands by filing date | principal |
| SYNAPTICS INC COM | 87157D109 | Stock | 4,700 | $51,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 40,000 | $51,000 | thousands by filing date | principal |
| PLUG PWR INC | 72919P202 | COM NEW | 10,860 | $50,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 35,239 | $49,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 50,000 | $49,000 | thousands by filing date | principal |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 50,000 | $49,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 45,000 | $49,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 50,000 | $48,000 | thousands by filing date | principal |
| SUPPORT COM INC | 86858W101 | COM | 21,762 | $47,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 45,000 | $46,000 | thousands by filing date | principal |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 50,000 | $46,000 | thousands by filing date | principal |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 10,990 | $46,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 21,102 | $45,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 35,000 | $44,000 | thousands by filing date | principal |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 30,000 | $43,000 | thousands by filing date | principal |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,900 | $40,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 20,000 | $40,000 | thousands by filing date | principal |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 45,000 | $39,000 | thousands by filing date | principal |
| ROVI CORP | 779376AB8 | CORPORATE OBLIG | 39,000 | $39,000 | thousands by filing date | principal |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 53,016 | $39,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 11,480 | $38,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 17,310 | $38,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 14,989 | $37,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 11,000 | $36,000 | thousands by filing date | call |
| WHIRLPOOL CORP COM | 963320106 | Stock | 1,200 | $36,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 13,042 | $36,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 24,740 | $36,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 34,340 | $36,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 10,620 | $36,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 10,400 | $35,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 10,064 | $35,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 29,600 | $35,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 20,829 | $35,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 10,746 | $34,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 14,070 | $34,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 25,000 | $34,000 | thousands by filing date | principal |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 12,510 | $33,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 10,177 | $33,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 11,423 | $32,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 31,000 | $31,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 30,000 | $31,000 | thousands by filing date | principal |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 30,000 | $30,000 | thousands by filing date | principal |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 49,900 | $29,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 12,270 | $29,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 21,050 | $29,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 14,256 | $28,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 13,510 | $28,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,400 | $27,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 2,600 | $27,000 | thousands by filing date | call |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 14,193 | $27,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 11,590 | $27,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 21,424 | $27,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 4,500 | $26,000 | thousands by filing date | call |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 25,000 | $26,000 | thousands by filing date | principal |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 25,000 | $26,000 | thousands by filing date | principal |
| PENDRELL CORP | 70686R104 | COM | 19,830 | $26,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 18,183 | $26,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 12,340 | $25,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 11,151 | $25,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 12,200 | $24,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 21,000 | $24,000 | thousands by filing date | principal |
| Microsoft Corp | 594918104 | COM | 7,400 | $23,000 | thousands by filing date | call |
| EAGLE MATLS INC COM | 26969P108 | Stock | 1,000 | $23,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 7,200 | $23,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 2,000 | $23,000 | thousands by filing date | call |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 14,000 | $23,000 | thousands by filing date | principal |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 11,561 | $23,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 3,100 | $23,000 | thousands by filing date | call |
| MEDIVATION INC | 58501N101 | COM | 1,000 | $23,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 16,600 | $22,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AC7 | NOTE | 20,000 | $22,000 | thousands by filing date | principal |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 20,061 | $22,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 10,490 | $22,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 12,000 | $21,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,500 | $20,000 | thousands by filing date | call |
| EXELIXIS INC COM | 30161Q104 | Stock | 12,992 | $20,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 10,720 | $20,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 10,243 | $20,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 2,000 | $19,000 | thousands by filing date | put |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 15,000 | $19,000 | thousands by filing date | principal |
| MOLYCORP INC DEL | 608753109 | COM | 16,430 | $19,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 15,000 | $18,000 | thousands by filing date | principal |
| DENISON MINES CORP | 248356107 | COM | 15,000 | $17,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 14,377 | $17,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 11,880 | $17,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 5,300 | $16,000 | thousands by filing date | call |
| ZOGENIX INC | 98978L105 | COM | 13,190 | $16,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 12,000 | $16,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 15,000 | $16,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 8,200 | $15,000 | thousands by filing date | call |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 16,000 | $15,000 | thousands by filing date | principal |
| PARKERVISION INC | 701354102 | COM | 12,890 | $15,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 14,000 | $15,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 15,000 | $15,000 | thousands by filing date | principal |
| Coca-Cola Company | 191216100 | COM | 100,000 | $14,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 79,700 | $14,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,000 | $13,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,900 | $13,000 | thousands by filing date | call |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 10,290 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 25,500 | $12,000 | thousands by filing date | put |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 500 | $12,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 500 | $11,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,100 | $11,000 | thousands by filing date | call |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 1,000 | $11,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 2,000 | $10,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 1,000 | $9,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 1,600 | $9,000 | thousands by filing date | call |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,700 | $9,000 | thousands by filing date | put |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 13,717 | $9,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 3,200 | $8,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 5,900 | $8,000 | thousands by filing date | call |
| AFLAC INC COM | 001055102 | Stock | 7,500 | $8,000 | thousands by filing date | put |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,000 | $8,000 | thousands by filing date | call |
| OI S.A. | 670851203 | SPN ADR REP PFD | 11,577 | $8,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 9,900 | $7,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 3,000 | $7,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 700 | $7,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 12,800 | $7,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 700 | $7,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,000 | $7,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 1,000 | $7,000 | thousands by filing date | call |
| Broadcom Inc | Y0486S104 | Common | 1,000 | $7,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 14,200 | $6,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,000 | $6,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 1,000 | $6,000 | thousands by filing date | call |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,200 | $6,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 500 | $6,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,000 | $6,000 | thousands by filing date | put |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 8,700 | $6,000 | thousands by filing date | call |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 800 | $6,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 1,000 | $5,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 500 | $5,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 4,600 | $5,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 30,000 | $5,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 800 | $5,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 3,400 | $5,000 | thousands by filing date | call |
| SNAP ON INC COM | 833034101 | Stock | 1,000 | $5,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 2,400 | $5,000 | thousands by filing date | call |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,000 | $5,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 1,000 | $4,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 1,800 | $4,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 4,400 | $4,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 3,400 | $4,000 | thousands by filing date | put |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,700 | $4,000 | thousands by filing date | call |
| SYSCOCORP | 871829107 | COM | 5,300 | $4,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,400 | $4,000 | thousands by filing date | call |
| ACE LTD | H0023R105 | SHS | 1,700 | $4,000 | thousands by filing date | call |
| E M C CORP MASS | 268648102 | COM | 4,000 | $4,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 600 | $3,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 10,000 | $3,000 | thousands by filing date | call |
| Stryker Corporation | 863667101 | COM | 700 | $3,000 | thousands by filing date | call |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,000 | $3,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 6,400 | $3,000 | thousands by filing date | call |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,000 | $3,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 500 | $3,000 | thousands by filing date | call |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 1,500 | $3,000 | thousands by filing date | call |
| HEWLETT PACKARD CO | 428236103 | COM | 3,500 | $3,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 2,000 | $3,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 2,200 | $2,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 3,700 | $2,000 | thousands by filing date | call |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 200 | $2,000 | thousands by filing date | call |
| ISHARES TR | 464287101 | S&P 100 ETF | 14,000 | $2,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 3,100 | $2,000 | thousands by filing date | call |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,000 | $2,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 1,200 | $2,000 | thousands by filing date | call |
| TESORO CORP | 881609101 | COM | 1,000 | $2,000 | thousands by filing date | call |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,000 | $1,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,400 | $1,000 | thousands by filing date | call |
| Danaher Corporation | 235851102 | COM | 1,500 | $1,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 2,500 | $1,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,800 | $1,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 1,300 | $1,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 1,400 | $1,000 | thousands by filing date | call |
| Vanguard Real Estate | 922908553 | SHS | 500 | $1,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 1,200 | $1,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 600 | $1,000 | thousands by filing date | call |
| CANADIANNATLRYCOF | 136375102 | STOK | 800 | $1,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 19,800 | $1,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 1,700 | $1,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,300 | $1,000 | thousands by filing date | call |
| EASTMAN CHEM CO COM | 277432100 | Stock | 2,000 | $1,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 400 | $1,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 3,000 | $1,000 | thousands by filing date | call |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 800 | $1,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 1,000 | $1,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 45,900 | $1,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 600 | $1,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 1,600 | $1,000 | thousands by filing date | call |
| WADDELL & REED FINL INC | 930059100 | CL A | 1,000 | $1,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 500 | $1,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,000 | $1,000 | thousands by filing date | put |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 1,900 | $1,000 | thousands by filing date | call |
| RUCKUS WIRELESS INC | 781220108 | COM | 2,000 | $1,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AT&T Inc | 00206R102 | COM | 4,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Caterpillar Inc. | 149123101 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Eaton Corp. Plc | G29183103 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MasterCard, Inc | 57636Q104 | COM | 1,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Oracle Corporation | 68389X105 | COM | 5,400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Philip Morris International Inc. | 718172109 | COM | 3,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Starbucks Corporation | 855244109 | COM | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Verizon Communications Inc | 92343V104 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WALGREEN CO | 931422109 | COM | 1,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AFLAC INC COM | 001055102 | Stock | 2,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EVERCORE INC CLASS A | 29977A105 | Stock | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LENNAR CORP CL A | 526057104 | Stock | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| DEXCOM INC COM | 252131107 | Stock | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| GENERAL MILLS INC COM | 370334104 | Stock | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PACCAR INC COM | 693718108 | Stock | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MARATHON OIL CORP | 565849106 | COM | 1,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| FLUOR CORP | 343412102 | COM | 1,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KOHLS CORP | 500255104 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RELIANCE INC | 759509102 | COM | 2,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BUNGE LTD | G16962105 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BLACKROCK INC CL A COM | 09247X101 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| M.D.C. HOLDINGS INC | 552676108 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COACH INC | 189754104 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PETSMART INC | 716768106 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HOLLYFRONTIER CORP | 436106108 | COM | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AETNA INC NEW | 00817Y108 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| MONSANTO CO NEW | 61166W101 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KKR & CO LP | 48248M102 | COMMON STOCK | 3,600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| WELLTOWER INC | 42217K106 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 600 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| RACKSPACE HOSTING INC | 750086100 | COM | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-012052 | this filing | 2014-11-14 | acceptance time not in the bulk data set |