13F-HR filed by Assured Investment Management LLC
Assured Investment Management LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 243 holding rows worth $6,114,511,000.
- Accession
- 0000950123-14-012019
- Filer
- CIK 1427430
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 243 entries on the cover page, a total value of $6,114,511,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,114,511,000 with VALUE read as thousands by filing date, 13F file number 028-14203. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 2,113,500 | $416,402,000 | thousands by filing date | put |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,920,000 | $291,146,000 | thousands by filing date | put |
| ACTAVIS PLC | G0083B108 | SHS | 1,051,737 | $253,763,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,750,000 | $203,473,000 | thousands by filing date | put |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 54,000,000 | $184,634,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 7,545,502 | $165,775,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 774,370 | $137,985,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,819,253 | $130,447,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,293,600 | $130,330,000 | thousands by filing date | call |
| CON-WAY INC | 205944101 | COM | 2,674,570 | $127,042,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 495,700 | $119,602,000 | thousands by filing date | call |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 3,500,000 | $109,095,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 2,344,000 | $101,847,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,570,408 | $91,532,000 | thousands by filing date | |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 20,460,000 | $84,931,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 5,199,786 | $83,665,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 1,410,012 | $78,411,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 4,414,167 | $74,555,000 | thousands by filing date | |
| GENCORP INC | 368682AN0 | SDCV | 40,000,000 | $71,333,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 50,000,000 | $70,591,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 1,058,051 | $64,520,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,470,000 | $63,872,000 | thousands by filing date | call |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,620,902 | $63,377,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 2,275,177 | $63,113,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 62,500,000 | $62,831,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 435,314 | $61,867,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 405,400 | $61,365,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 10,283,531 | $59,850,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,500,000 | $58,755,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 445,700 | $58,476,000 | thousands by filing date | call |
| TARGA RES CORP COM | 87612G101 | Stock | 425,908 | $57,996,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,771,008 | $56,566,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 853,953 | $52,117,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 471,800 | $47,534,000 | thousands by filing date | put |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 16,912,000 | $47,094,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 403,000 | $46,833,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 402,600 | $46,786,000 | thousands by filing date | call |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 460,000 | $46,575,000 | thousands by filing date | call |
| COPA HOLDINGS SA | P31076105 | CL A | 430,000 | $46,135,000 | thousands by filing date | call |
| METLIFE INC | 59156R116 | PREFERRED STOCK | 1,413,655 | $43,551,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 133,200 | $42,949,000 | thousands by filing date | put |
| COPA HOLDINGS SA | P31076105 | CL A | 385,323 | $41,341,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 38,000,000 | $40,771,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 125,778 | $40,556,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 1,195,898 | $40,170,000 | thousands by filing date | |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 25,000,000 | $39,592,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,000,000 | $39,170,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 389,500 | $38,572,000 | thousands by filing date | put |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 3,211,637 | $34,365,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 924,523 | $32,821,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 960,500 | $32,263,000 | thousands by filing date | call |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 207,699 | $31,957,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 2,681,891 | $31,566,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 500,000 | $29,992,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 925,580 | $29,822,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 1,828,390 | $29,474,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 160,000 | $29,371,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 881,600 | $28,784,000 | thousands by filing date | put |
| GAMING & LEISURE P COM | 36467J108 | REIT | 924,565 | $28,569,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 25,000,000 | $27,814,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 9,961,000 | $27,492,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 543,500 | $26,952,000 | thousands by filing date | put |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 10,000,000 | $26,947,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 303,031 | $26,924,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 27,500,000 | $26,139,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 1,888,906 | $26,124,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 500,000 | $25,184,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 118,286 | $23,305,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 255,600 | $23,162,000 | thousands by filing date | put |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 400,000 | $22,696,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 450,000 | $22,491,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 1,296,599 | $21,744,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 3,367,100 | $21,347,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 223,655 | $21,095,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 417,100 | $20,684,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 4,100,000 | $20,336,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 279,800 | $19,992,000 | thousands by filing date | put |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 458,088 | $19,904,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 219,400 | $19,882,000 | thousands by filing date | call |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 350,000 | $19,870,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694100 | COM | 1,970,000 | $19,582,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 849,238 | $19,180,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 407,501 | $18,892,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 400,000 | $18,716,000 | thousands by filing date | put |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 540,000 | $18,463,000 | thousands by filing date | put |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 1,700,000 | $17,085,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 376,367 | $16,413,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 3,135,759 | $15,836,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 1,986,100 | $15,828,000 | thousands by filing date | |
| CONCUR TECHNOLOGIES INC | 206708AC3 | NOTE | 12,000,000 | $15,681,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 4,578,400 | $15,109,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 596,100 | $15,004,000 | thousands by filing date | put |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 15,000,000 | $14,831,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 743,772 | $14,258,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,392,500 | $13,981,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 550,000 | $13,844,000 | thousands by filing date | call |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 985,892 | $13,684,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 312,500 | $13,672,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 10,000,000 | $12,926,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V105 | COM | 1,274,996 | $12,508,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 11,500,000 | $12,445,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 12,500,000 | $12,252,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 236,229 | $12,241,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 373,100 | $12,182,000 | thousands by filing date | call |
| TEREX CORP NEW | 880779AV5 | NOTE 4.000% 6/0 | 6,000,000 | $11,944,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,866,667 | $11,835,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 216,750 | $11,613,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 554,268 | $11,529,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 500,000 | $11,390,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 16,800 | $11,199,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 139,400 | $11,018,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 172,400 | $10,680,000 | thousands by filing date | put |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 105,000 | $10,631,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 814,038 | $10,615,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 104,100 | $10,309,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 7,000,000 | $10,300,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 260,000 | $10,283,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 260,000 | $10,283,000 | thousands by filing date | call |
| HCP INC | 40414L109 | COM | 252,800 | $10,039,000 | thousands by filing date | put |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 10,000,000 | $9,957,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 7,500,000 | $9,923,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 9,000,000 | $9,554,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 139,000 | $9,553,000 | thousands by filing date | put |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 7,500,000 | $9,434,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 221,235 | $9,181,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 264,000 | $9,055,000 | thousands by filing date | put |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 13,061 | $8,706,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,750,000 | $8,680,000 | thousands by filing date | call |
| HENNESSY CAPITAL ACQUIS | 425886108 | COM | 871,000 | $8,536,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 7,500,000 | $8,298,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 238,369 | $8,164,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 538,068 | $7,958,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 7,500,000 | $7,928,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 146,965 | $7,895,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 350,000 | $7,447,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 63,782 | $7,412,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 151,248 | $7,116,000 | thousands by filing date | |
| BOULEVARD ACQUI | 10157P104 | Common Stock | 700,000 | $6,790,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 202,754 | $6,620,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G101 | COM | 655,000 | $6,452,000 | thousands by filing date | |
| CHART ACQUISITION CORP | 161151105 | COM | 615,000 | $6,101,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 550,000 | $5,522,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 76,800 | $5,479,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 8,000 | $5,333,000 | thousands by filing date | call |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 3,000,000 | $5,161,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 68,194 | $4,958,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 2,000,000 | $4,689,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 69,578 | $4,640,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 31,084 | $4,527,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 650,400 | $4,494,000 | thousands by filing date | put |
| GAP INC COM | 364760108 | Stock | 107,656 | $4,488,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 298,793 | $4,464,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 193,548 | $4,405,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 7,600 | $4,388,000 | thousands by filing date | put |
| GOOGLE INC | 38259P706 | CL C | 7,600 | $4,388,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 60,800 | $4,387,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 383,973 | $4,358,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 207,095 | $4,250,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 183,175 | $4,173,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 37,628 | $4,173,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 3,600 | $4,171,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503403 | COM NEW | 3,600 | $4,171,000 | thousands by filing date | call |
| GLOBAL DEFENSE & NATL SEC SY | 37953N108 | COM | 380,000 | $3,922,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 100,700 | $3,796,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 46,280 | $3,744,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 133,500 | $3,711,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 300,000 | $3,693,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 127,841 | $3,330,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 95,756 | $3,297,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 297,532 | $3,228,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 222,144 | $3,150,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 46,500 | $3,000,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 258,844 | $3,000,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 29,169 | $2,966,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 2,329,516 | $2,958,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 858,369 | $2,927,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 17,700 | $2,901,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 54,600 | $2,829,000 | thousands by filing date | put |
| HCI GROUP INC | 40416E103 | COM | 76,967 | $2,770,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 77,138 | $2,710,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 116,362 | $2,696,000 | thousands by filing date | |
| GLBR 2.25 06/18 | 302693AB2 | Bond 30/360P2 U | 2,500,000 | $2,629,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 50,300 | $2,607,000 | thousands by filing date | call |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 94,723 | $2,583,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 7,900 | $2,547,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 314,645 | $2,520,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 37,000 | $2,478,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 49,800 | $2,309,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 49,800 | $2,309,000 | thousands by filing date | call |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 74,488 | $2,162,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 211,747 | $2,151,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 62,700 | $2,052,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 20,296 | $1,988,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 25,470 | $1,970,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 51,900 | $1,909,000 | thousands by filing date | put |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 235,254 | $1,769,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 40,485 | $1,706,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 235,254 | $1,559,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15,278 | $1,539,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,000 | $1,519,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 8,000 | $1,519,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 21,856 | $1,494,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 46,968 | $1,464,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 388,140 | $1,424,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 55,713 | $1,333,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694118 | W | 1,970,000 | $1,182,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 233,935 | $1,172,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 18,975 | $1,092,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 16,741 | $953,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 25,835 | $950,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 41,871 | $891,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 18,767 | $754,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 54,056 | $711,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 1,102 | $636,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS-CW19 | 425886116 | W | 871,000 | $555,000 | thousands by filing date | |
| CHART ACQUISITION CORP | 161151113 | *W EXP 12/19/201 | 615,000 | $461,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 25,714 | $436,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 13,054 | $436,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP | 14056V113 | W | 637,498 | $280,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,356 | $257,000 | thousands by filing date | |
| BOULEVARD ACQUISITION CORP | 10157P112 | *W EXP 02/19/201 | 350,000 | $249,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G119 | *W EXP 09/17/201 | 655,000 | $210,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 98,000 | $193,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 8,079 | $186,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 3,420 | $145,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 104 | $120,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 12,919 | $114,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1,422 | $98,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 4,323 | $97,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 11,721 | $95,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 2,252 | $69,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,700 | $63,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 4,323 | $62,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 2,161 | $51,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 39,382 | $47,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 1,927 | $44,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 378 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 340 | $35,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 12,300 | $34,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 161 | $5,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 411 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-012019 | this filing | 2014-11-14 | acceptance time not in the bulk data set |