13F-HR/A filed by STATE STREET CORP
STATE STREET CORP filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2014-11-12, with 3,685 holding rows worth $929,397,884,000.
- Accession
- 0000950123-14-011410
- Filer
- CIK 93751
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, amendment of type restatement, 3,689 entries on the cover page, a total value of $929,397,884,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $929,397,884,000 with VALUE read as thousands by filing date, 13F file number 028-00399. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerState Street Bank and Trust Company 028-00733
- included managerSSgA Funds Management, Inc. 028-11338
- included managerState Street Global Advisors LTD 028-11326
- included managerState Street Global Advisors Ltd. 028-11327
- included managerState Street Global Advisors, Australia 028-11330
- included managerState Street Global Advisors (Japan) Co., Ltd. 028-11332
- included managerState Street Global Advisors Asia LTD 028-11331
- included managerState Street Global Advisors GmbH 028-11334
- included managerState Street Global Advisors France, S.A. 028-13812
- included managerState Street Global Advisors Ireland Limited 028-14459
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 24,760 | $138,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 13,069 | $132,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 45,728 | $129,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 21,560 | $128,000 | thousands by filing date | |
| WESTFIELD FINANCIAL INC | 96008P104 | COM | 18,040 | $127,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 23,300 | $121,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 11,961 | $121,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 11,662 | $117,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 27,005 | $116,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 49,450 | $116,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 105,279 | $115,000 | thousands by filing date | |
| TRC COS INC | 872625108 | COM | 17,353 | $113,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 19,390 | $112,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 10,268 | $112,000 | thousands by filing date | |
| ARM HLDGS ORD GBP0.5 | 0 | COM | 442,980 | $109,000 | thousands by filing date | The CUSIP as filed is malformed. |
| NORTHEAST BANCORP | 663904209 | COM | 11,700 | $108,000 | thousands by filing date | |
| QUEST RESOURCE HOLDING CORP | 74836W104 | COMM | 61,658 | $106,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 57,285 | $104,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 21,196 | $98,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 52,764 | $95,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 62,176 | $90,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 24,415 | $90,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 35,887 | $88,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 47,754 | $88,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 96,650 | $87,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 10,653 | $87,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 16,951 | $86,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 59,852 | $84,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 14,740 | $84,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 14,677 | $81,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 57,300 | $79,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 20,573 | $78,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 66,700 | $77,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 11,919 | $77,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 10,831 | $75,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 19,836 | $74,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 15,426 | $74,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 33,819 | $72,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 72,315 | $71,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 26,634 | $71,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 11,043 | $70,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 11,920 | $69,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 28,473 | $69,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 16,498 | $68,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 27,536 | $68,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 22,787 | $67,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 19,361 | $67,000 | thousands by filing date | |
| REGADO BIOSCIENCE INC | 75874Q107 | COM | 59,919 | $67,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 12,424 | $66,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 12,100 | $65,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 38,277 | $65,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 62,800 | $65,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 10,062 | $64,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 16,605 | $64,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 24,927 | $63,000 | thousands by filing date | |
| MANDALAY DIGITAL GROUP INC | 562562207 | CMN | 13,900 | $63,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 18,100 | $62,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 47,926 | $61,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 13,300 | $61,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 20,194 | $61,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895309 | COM | 14,106 | $61,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 16,070 | $57,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 10,620 | $57,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 16,600 | $57,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 12,100 | $56,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 12,600 | $54,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 48,005 | $54,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 21,713 | $52,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 12,635 | $51,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 20,738 | $51,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 35,031 | $51,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 32,493 | $51,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 29,400 | $50,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 44,195 | $49,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 32,710 | $49,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 22,269 | $48,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 11,340 | $48,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 28,400 | $48,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 22,764 | $48,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 23,749 | $48,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 10,500 | $47,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 12,769 | $47,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 12,754 | $47,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 17,497 | $47,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 12,271 | $47,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 15,700 | $46,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 14,600 | $46,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 35,612 | $45,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 49,112 | $45,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 28,838 | $43,000 | thousands by filing date | |
| PLANET PAYMENT INC | U72603118 | SHS | 21,700 | $43,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 15,755 | $43,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 57,612 | $42,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 79,345 | $42,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 12,453 | $42,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 12,471 | $41,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 10,527 | $41,000 | thousands by filing date | |
| INTERMOLECULAR INC | 45882D109 | COM | 17,556 | $41,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 19,023 | $41,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 31,440 | $41,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 34,100 | $41,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 17,879 | $40,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 33,797 | $40,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 12,675 | $38,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 26,208 | $38,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 34,775 | $38,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 14,129 | $37,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 18,600 | $34,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 14,900 | $34,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 11,300 | $33,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 27,300 | $33,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 49,348 | $32,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 28,475 | $31,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 10,092 | $31,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 12,300 | $30,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 11,846 | $30,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 16,790 | $29,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 36,000 | $29,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 20,976 | $29,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 32,573 | $29,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 103,694 | $29,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 19,532 | $29,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 16,800 | $28,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 34,100 | $28,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 11,610 | $28,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 13,130 | $28,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 89,200 | $28,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 25,966 | $28,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 11,100 | $28,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 10,442 | $27,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 28,157 | $27,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 14,100 | $27,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 23,296 | $26,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 43,344 | $26,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 23,100 | $26,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 11,400 | $26,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 15,903 | $25,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 10,100 | $25,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 39,113 | $25,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 12,250 | $25,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F104 | COM | 14,400 | $25,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 16,600 | $24,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 11,600 | $22,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 11,800 | $21,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 18,694 | $21,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 14,900 | $20,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 10,765 | $19,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 25,838 | $19,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 10,450 | $19,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 11,557 | $18,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 19,510 | $18,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 14,230 | $18,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 33,000 | $18,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 14,082 | $18,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 21,213 | $18,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 14,685 | $17,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 11,498 | $17,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 14,000 | $16,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 17,860 | $16,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 22,635 | $16,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 11,500 | $16,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 27,700 | $15,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 56,400 | $13,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 13,364 | $13,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 38,137 | $13,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 11,767 | $13,000 | thousands by filing date | |
| MIDWAY GOLD CORP CAD COM | 598153104 | COM | 11,800 | $12,000 | thousands by filing date | |
| OI S.A. | 670851104 | SPONSORED ADR | 17,345 | $12,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V206 | COM | 18,025 | $12,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 10,200 | $11,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 11,100 | $11,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 36,245 | $10,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 19,300 | $9,000 | thousands by filing date | |
| CACHE INC | 127150308 | COM | 11,232 | $9,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 69,473 | $8,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 11,950 | $8,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 14,624 | $8,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 14,300 | $8,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 13,400 | $8,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 25,622 | $7,000 | thousands by filing date | |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 11,300 | $6,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 10,300 | $5,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 10,320 | $3,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 44,581 | $2,000 | thousands by filing date | |
| TIMBERLINE RES CORP COM NEW | 887133205 | Equities | 24,700 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011200 | superseded | 2014-11-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-011410 | this filing | 2014-11-12 | acceptance time not in the bulk data set |