13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-07, with 4,021 holding rows worth $84,906,653,000 by the sum of the rows.
- Accession
- 0000950123-14-011100
- Filer
- CIK 713676
- Filed
- 2014-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 4,022 entries on the cover page, a total value of $64,385,749,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $84,906,653,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $64,385,749,000, 24% less than the sum of the rows, $84,906,653,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 829 | $78,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 3,725 | $78,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 3,896 | $78,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 7,780 | $78,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 2,538 | $78,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 3,274 | $78,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 4,238 | $77,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 2,562 | $77,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 3,500 | $77,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1,950 | $76,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 4,000 | $76,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 3,359 | $76,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 1,700 | $76,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 20,000 | $76,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 3,676 | $75,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 2,950 | $75,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 2,771 | $74,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,622 | $74,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 5,101 | $74,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 24,000 | $74,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 3,590 | $74,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 2,200 | $74,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 3,174 | $74,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 2,332 | $74,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 2,000 | $74,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 6,714 | $74,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 3,207 | $73,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 5,170 | $73,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 3,727 | $73,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 2,268 | $72,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 1,548 | $72,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,709 | $72,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 5,038 | $72,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 8,096 | $72,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 2,000 | $72,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 5,450 | $72,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 1,146 | $72,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 6,530 | $71,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,302 | $71,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 2,282 | $71,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 2,131 | $71,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 4,616 | $71,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 817 | $70,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 10,320 | $70,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 5,000 | $70,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 4,142 | $70,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 5,300 | $70,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 4,000 | $70,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 5,000 | $69,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 4,059 | $69,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 1,898 | $69,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 6,220 | $69,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 1,350 | $69,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 1,354 | $69,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 20,000 | $68,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 4,784 | $68,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,758 | $68,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 3,400 | $68,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 3,300 | $68,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 1,982 | $68,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 1,810 | $68,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 8,400 | $68,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 1,986 | $68,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 4,675 | $67,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 4,388 | $67,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 2,821 | $67,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 4,671 | $67,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 1,928 | $67,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 2,850 | $67,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 3,815 | $67,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 4,912 | $66,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,637 | $66,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 6,000 | $66,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 1,390 | $66,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 600 | $65,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 9,877 | $65,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,560 | $64,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 1,747 | $64,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 4,416 | $64,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 14,240 | $64,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,931 | $64,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 5,450 | $64,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 3,120 | $64,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 1,266 | $64,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 921 | $63,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 1,558 | $63,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 1,121 | $63,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,931 | $63,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 3,538 | $63,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 10,468 | $63,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 10,555 | $63,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 18,626 | $63,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 485 | $63,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 3,105 | $62,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 2,600 | $62,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 2,700 | $62,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 9,700 | $62,000 | thousands by filing date | |
| FIRST CTZNS BANC CORP | 319459400 | 6.50% PFD SER B | 2,000 | $62,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 1,395 | $61,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 1,791 | $61,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,160 | $61,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 1,475 | $61,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 500 | $61,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 11,800 | $60,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 18,010 | $60,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H305 | ETN DJUBS GRNS37 | 1,800 | $60,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 20,000 | $60,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 3,450 | $60,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,247 | $59,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 5,300 | $59,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 6,650 | $59,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 380 | $59,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 10,000 | $59,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 9,060 | $59,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 429 | $59,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,049 | $58,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 2,400 | $58,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,436 | $58,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 1,116 | $58,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 1,088 | $58,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 15,050 | $58,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 952 | $58,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 5,000 | $58,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 2,729 | $58,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 8,000 | $58,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 9,000 | $58,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 6,986 | $58,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 1,227 | $57,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 4,700 | $57,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 4,250 | $57,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 1,800 | $57,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 1,624 | $56,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 5,099 | $56,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,808 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 400 | $56,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 7,735 | $56,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 5,000 | $56,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 2,380 | $56,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 1,490 | $56,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 10,135 | $56,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 8,930 | $56,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 2,000 | $56,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 2,500 | $56,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 2,918 | $56,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 1,768 | $55,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 5,937 | $55,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 3,200 | $55,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 1,582 | $55,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 2,794 | $55,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 2,250 | $54,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 3,386 | $54,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 6,234 | $54,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 2,470 | $54,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 3,405 | $54,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 6,600 | $54,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 2,000 | $54,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 5,240 | $53,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 1,115 | $53,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 1,000 | $53,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 3,094 | $53,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,524 | $53,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 3,896 | $53,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 1,830 | $53,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 2,858 | $53,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 2,537 | $52,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 1,070 | $52,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 2,722 | $52,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 4,190 | $52,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 3,758 | $52,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 3,000 | $52,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 2,200 | $52,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 6,000 | $52,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 1,583 | $52,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 2,100 | $52,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,464 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 365 | $51,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 1,734 | $51,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,211 | $51,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 677 | $51,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 5,200 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 676 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 600 | $51,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 2,800 | $51,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 4,790 | $51,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 1,730 | $51,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 1,313 | $51,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 552 | $50,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,700 | $50,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 2,358 | $50,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 5,501 | $50,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 3,600 | $50,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 837 | $50,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 11,750 | $50,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 4,200 | $50,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 780 | $50,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 1,920 | $50,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 748 | $49,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 14,578 | $49,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 801 | $49,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 1,118 | $49,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 8,278 | $49,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 3,000 | $49,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 925 | $48,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,000 | $48,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 2,364 | $48,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 3,900 | $48,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 2,414 | $48,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,265 | $48,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 2,500 | $47,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 2,241 | $47,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 7,631 | $47,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 7,000 | $47,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 825 | $47,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 2,761 | $47,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 3,343 | $47,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 2,259 | $47,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 479 | $47,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 7,800 | $47,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,102 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 355 | $46,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 1,014 | $46,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 4,390 | $46,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 1,470 | $46,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 1,018 | $46,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 2,030 | $46,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,312 | $45,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 1,066 | $45,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,834 | $45,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 4,300 | $45,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 1,650 | $45,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 4,760 | $45,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 1,039 | $45,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 1,035 | $45,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 14,881 | $45,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 1,002 | $45,000 | thousands by filing date | |
| PENNYMAC FINANCIAL SERVICE-A | 70932B101 | CL A | 3,063 | $45,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 734 | $44,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 1,849 | $44,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 4,760 | $44,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 790 | $44,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 5,000 | $44,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 10,000 | $44,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 990 | $44,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 6,000 | $44,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 5,000 | $44,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 369 | $43,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 5,993 | $43,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 8,346 | $43,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 706 | $43,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 1,980 | $43,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 420 | $43,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 1,615 | $43,000 | thousands by filing date | |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W104 | COM | 2,242 | $43,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 1,909 | $43,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 2,218 | $43,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,150 | $42,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 782 | $42,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 2,330 | $42,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 400 | $42,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 2,600 | $42,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 2,810 | $42,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 4,000 | $42,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 1,500 | $42,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 1,050 | $42,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 3,078 | $42,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 1,473 | $42,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 16,160 | $42,000 | thousands by filing date | |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 4,740 | $42,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 2,960 | $42,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 9,800 | $42,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 2,499 | $42,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 18,400 | $42,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 1,953 | $42,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,150 | $41,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 13,600 | $41,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 2,160 | $41,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 2,355 | $41,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 3,200 | $41,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 437 | $40,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 7,917 | $40,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 1,830 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 570 | $40,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 6,130 | $40,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 4,758 | $40,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 3,240 | $40,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 2,164 | $40,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,186 | $40,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 1,612 | $40,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 3,733 | $40,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 3,200 | $40,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 6,300 | $40,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 1,404 | $40,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 447 | $39,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 5,200 | $39,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,260 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 451 | $39,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 1,660 | $39,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 1,800 | $39,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 1,244 | $39,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 1,185 | $39,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 3,330 | $39,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 1,361 | $39,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 11,000 | $38,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,292 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 674 | $38,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 630 | $38,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,758 | $38,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 1,466 | $38,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 1,434 | $38,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 1,542 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 1,160 | $38,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 1,500 | $38,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 817 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 400 | $38,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 3,952 | $38,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 1,550 | $38,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 1,667 | $38,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 433 | $38,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 27,200 | $38,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 800 | $38,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 2,098 | $38,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 68,000 | $38,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 1,400 | $38,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 3,500 | $38,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 487 | $38,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 377 | $37,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,868 | $37,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 280 | $37,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 2,600 | $37,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 2,244 | $37,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 1,086 | $37,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 640 | $37,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 950 | $37,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 4,000 | $36,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 2,500 | $36,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,000 | $36,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 3,581 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 604 | $36,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 1,600 | $36,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 3,515 | $36,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 826 | $36,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 1,517 | $36,000 | thousands by filing date | |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 4,000 | $36,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,600 | $36,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 1,406 | $36,000 | thousands by filing date | |
| PROSHARES TR II | 74347W122 | COM | 1,000 | $36,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 12,000 | $36,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 1,645 | $35,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,083 | $35,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 16,816 | $35,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 1,212 | $35,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 2,187 | $35,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 1,455 | $34,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,266 | $34,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 299 | $34,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 5,393 | $34,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,474 | $34,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 5,500 | $34,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 20,000 | $34,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 2,981 | $34,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 18,000 | $34,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 6,107 | $34,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 4,000 | $34,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 1,720 | $34,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 944 | $34,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 2,000 | $34,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,968 | $33,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 6,521 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 1,008 | $33,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 2,781 | $33,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 1,300 | $33,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 1,062 | $32,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,000 | $32,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 1,331 | $32,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,014 | $32,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 725 | $32,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 32,480 | $32,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 888 | $32,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 3,403 | $32,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 1,271 | $32,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 1,222 | $32,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 456 | $31,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 265 | $31,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 627 | $31,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 665 | $31,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,178 | $31,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 130 | $31,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 1,143 | $31,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,045 | $31,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 2,349 | $31,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 3,559 | $31,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 4,068 | $31,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 861 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 632 | $30,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 612 | $30,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 2,104 | $30,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 3,300 | $30,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 1,200 | $30,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 4,779 | $30,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 2,150 | $30,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,378 | $30,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,200 | $30,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 2,164 | $30,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,157 | $30,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,222 | $30,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 535 | $30,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 11,636 | $30,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 5,604 | $30,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 1,389 | $30,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,554 | $30,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 1,713 | $30,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 14,000 | $30,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 2,302 | $30,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 20,146 | $30,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 2,340 | $30,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 123 | $29,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 847 | $29,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 4,400 | $29,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 1,635 | $29,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 2,500 | $29,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 1,416 | $29,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 1,984 | $29,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 1,804 | $29,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 1,676 | $29,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 1,052 | $29,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 2,000 | $28,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 515 | $28,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 377 | $28,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 736 | $28,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 837 | $28,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 1,571 | $28,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 5,200 | $28,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 1,333 | $28,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 624 | $28,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 1,342 | $28,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 766 | $28,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 2,155 | $28,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 2,230 | $28,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 2,940 | $28,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 1,400 | $28,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 1,060 | $28,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 600 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,179 | $27,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 550 | $27,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 500 | $27,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 847 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 1,000 | $27,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,392 | $27,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 832 | $27,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 3,150 | $27,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 1,174 | $27,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 2,950 | $27,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,500 | $27,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 1,000 | $27,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 3,015 | $26,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 2,000 | $26,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 1,018 | $26,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 1,070 | $26,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,200 | $26,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 1,716 | $26,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 532 | $26,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 1,460 | $26,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 15,060 | $26,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 10,000 | $26,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 450 | $26,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 411 | $26,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 1,055 | $26,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 2,200 | $26,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 1,343 | $26,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 610 | $26,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 2,100 | $26,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 575 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 200 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1,150 | $25,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 5,340 | $25,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 2,099 | $25,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,840 | $25,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 7,033 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 1,146 | $25,000 | thousands by filing date | |
| LEVY ACQUISITION CORP | 52748T203 | COM | 2,500 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 258 | $24,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 2,000 | $24,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 640 | $24,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 759 | $24,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 2,000 | $24,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,800 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 745 | $24,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 5,000 | $24,000 | thousands by filing date | |
| ISHARES TR | 46429B200 | CHINA SM-CAP ETF | 500 | $24,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 2,240 | $24,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 1,936 | $24,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 2,318 | $24,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 2,165 | $24,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 2,200 | $24,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 4,000 | $24,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 732 | $24,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 906 | $24,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 1,000 | $24,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 7,610 | $24,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 1,800 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-011100 | this filing | 2014-11-07 | acceptance time not in the bulk data set |