13F-HR filed by MSI Financial Services Inc
MSI Financial Services Inc filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-05, with 2,768 holding rows worth $829,224,000.
- Accession
- 0000950123-14-010965
- Filer
- CIK 1422771
- Filed
- 2014-11-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 2,768 entries on the cover page, a total value of $829,224,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $829,258,000 with VALUE read as thousands by filing date, 13F file number 028-12684. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 578 | $20,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 207 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 339 | $20,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 18,635 | $20,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 750 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 917 | $20,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 676 | $20,000 | thousands by filing date | |
| Deutsche Global High Income | 25158V108 | 0 | 2,505 | $20,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 1,465 | $19,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 544 | $19,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 274 | $19,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 271 | $19,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1,000 | $19,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,200 | $19,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 591 | $19,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,262 | $19,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 785 | $19,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 1,347 | $19,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 350 | $19,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 173 | $19,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 1,100 | $19,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 706 | $19,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,000 | $19,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 162 | $19,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 1,500 | $19,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 125 | $19,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 1,800 | $19,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 1,550 | $19,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 160 | $18,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 255 | $18,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 590 | $18,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 400 | $18,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 300 | $18,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 401 | $18,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,532 | $18,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 1,016 | $18,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,725 | $18,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 178 | $18,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 530 | $18,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 500 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 695 | $18,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 500 | $18,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 323 | $18,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,310 | $18,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,477 | $18,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 1,750 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 628 | $18,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 442 | $18,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 622 | $18,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 172 | $18,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 18,000 | $18,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 275 | $18,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 698 | $18,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 675 | $18,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 2,274 | $18,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 500 | $18,000 | thousands by filing date | |
| ISHARES TR | 46429B259 | FINANCIALS SEC | 333 | $18,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 260 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 412 | $17,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 326 | $17,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 195 | $17,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 345 | $17,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 1,172 | $17,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 207 | $17,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 117 | $17,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 301 | $17,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 440 | $17,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 190 | $17,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,501 | $17,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 1,386 | $17,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 676 | $17,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 527 | $17,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 200 | $17,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 156 | $17,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 306 | $17,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 343 | $17,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 567 | $17,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 400 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 1,500 | $17,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 666 | $17,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 384 | $17,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 500 | $17,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 350 | $17,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 450 | $17,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 675 | $17,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 189 | $17,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 1,004 | $17,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 545 | $17,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 350 | $16,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 200 | $16,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,769 | $16,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 600 | $16,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,876 | $16,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 132 | $16,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 243 | $16,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 271 | $16,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,125 | $16,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 343 | $16,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 414 | $16,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 271 | $16,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 356 | $16,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 379 | $16,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 159 | $16,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 600 | $16,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 410 | $16,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 1,125 | $16,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 300 | $16,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 1,179 | $16,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 1,700 | $16,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,400 | $16,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 313 | $16,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 425 | $16,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 200 | $16,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 1,067 | $16,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 240 | $16,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 186 | $16,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 1,205 | $16,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,038 | $16,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 166 | $16,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 305 | $16,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 200 | $16,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 336 | $16,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 1,067 | $16,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 4,100 | $16,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 975 | $16,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 675 | $16,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 1,580 | $16,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 190 | $15,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,065 | $15,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,035 | $15,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,100 | $15,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 371 | $15,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 202 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 153 | $15,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 120 | $15,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 1,050 | $15,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 200 | $15,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 498 | $15,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 447 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 346 | $15,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 178 | $15,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 406 | $15,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 225 | $15,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 157 | $15,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 702 | $15,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 504 | $15,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 2,900 | $15,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 916 | $15,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 472 | $15,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,000 | $15,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 124 | $15,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 188 | $15,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 241 | $15,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,675 | $15,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 593 | $15,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 1,157 | $15,000 | thousands by filing date | |
| BLACKROCK PA STRATEGIC MUN T | 09248R103 | COM | 1,196 | $15,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 640 | $15,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 1,000 | $15,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 233 | $14,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 358 | $14,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 131 | $14,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,090 | $14,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 197 | $14,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 269 | $14,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 185 | $14,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 267 | $14,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 424 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 160 | $14,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,000 | $14,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 52 | $14,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 262 | $14,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 1,000 | $14,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 705 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 200 | $14,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 200 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 454 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 300 | $14,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 605 | $14,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 752 | $14,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 152 | $14,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 1,200 | $14,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 519 | $14,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 7,446 | $14,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 1,500 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 320 | $14,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 319 | $14,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 4,750 | $14,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 575 | $14,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 232 | $14,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 1,047 | $14,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 300 | $14,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 576 | $14,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 298 | $14,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,077 | $13,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 697 | $13,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 183 | $13,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 156 | $13,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 215 | $13,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 506 | $13,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 217 | $13,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,000 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 356 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 228 | $13,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 952 | $13,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 312 | $13,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 180 | $13,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,200 | $13,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 165 | $13,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 568 | $13,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 912 | $13,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 401 | $13,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 300 | $13,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 850 | $13,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 1,169 | $13,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 375 | $13,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 705 | $13,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 414 | $13,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 294 | $13,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 987 | $13,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 150 | $13,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 901 | $13,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 800 | $13,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 525 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 401 | $13,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 1,000 | $13,000 | thousands by filing date | |
| EQUINIX INC | 29444UAG1 | CNV | 7,000 | $13,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 625 | $13,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 1,500 | $13,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 400 | $12,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 136 | $12,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 149 | $12,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 589 | $12,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 1,011 | $12,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 300 | $12,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,200 | $12,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 97 | $12,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 842 | $12,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 140 | $12,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,967 | $12,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,650 | $12,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 526 | $12,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 204 | $12,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 900 | $12,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 328 | $12,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 370 | $12,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 100 | $12,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 4,827 | $12,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 635 | $12,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 471 | $12,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 311 | $12,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,000 | $12,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 200 | $12,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 2,050 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 250 | $12,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 1,086 | $12,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 500 | $12,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 100 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 480 | $12,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 827 | $12,000 | thousands by filing date | |
| ISHARES TR | 464289404 | S&P TARGET 20 | 300 | $12,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 224 | $11,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 105 | $11,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 310 | $11,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 168 | $11,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 714 | $11,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 150 | $11,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 200 | $11,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 600 | $11,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 280 | $11,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 294 | $11,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 400 | $11,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 128 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 400 | $11,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 1,554 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 365 | $11,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 527 | $11,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 503 | $11,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 761 | $11,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 980 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 400 | $11,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 400 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 285 | $11,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 300 | $11,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 800 | $11,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 425 | $11,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 395 | $11,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 1,025 | $11,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 225 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 180 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 387 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 284 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 190 | $11,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 5,105 | $11,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 1,315 | $11,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 197 | $11,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 250 | $11,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 229 | $11,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 1,305 | $11,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 420 | $11,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAA8 | NOTE | 8,000 | $11,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 591 | $11,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 306 | $11,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641737 | CMCI FOOD ETN | 515 | $11,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,951 | $10,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 250 | $10,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 81 | $10,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 110 | $10,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 251 | $10,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 430 | $10,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 765 | $10,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 294 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 408 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 144 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 350 | $10,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 850 | $10,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 1,549 | $10,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 198 | $10,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 167 | $10,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 125 | $10,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 452 | $10,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 544 | $10,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 511 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 320 | $10,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 100 | $10,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,218 | $10,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 1,520 | $10,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 420 | $10,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 440 | $10,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 400 | $10,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 780 | $10,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 298 | $10,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 295 | $10,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 400 | $10,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 157 | $10,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 364 | $10,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 440 | $10,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 350 | $10,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 88 | $10,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 368 | $10,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 170 | $10,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 5,000 | $10,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 400 | $10,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 1,700 | $10,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 250 | $10,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 2,500 | $10,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 100 | $10,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 362 | $9,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 181 | $9,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,082 | $9,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 283 | $9,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 50 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 305 | $9,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 425 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 145 | $9,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 188 | $9,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 84 | $9,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 264 | $9,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 500 | $9,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 382 | $9,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 209 | $9,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 100 | $9,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 310 | $9,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 500 | $9,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 410 | $9,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 187 | $9,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 337 | $9,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 204 | $9,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 1,025 | $9,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 100 | $9,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 2,000 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 240 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 355 | $9,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 156 | $9,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,100 | $9,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 400 | $9,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 174 | $9,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 343 | $9,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,719 | $9,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 690 | $9,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 75 | $9,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 600 | $9,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,050 | $9,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 1,000 | $9,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 416 | $9,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 1,000 | $9,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 550 | $9,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 59 | $9,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 297 | $9,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 250 | $9,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 175 | $9,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,374 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 367 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 187 | $9,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 517 | $9,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 62 | $9,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 220 | $9,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 141 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H255 | ETN DJUBSPLATM38 | 311 | $9,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208RAE6 | NOTE 2.750% 3/0 | 7,000 | $9,000 | thousands by filing date | |
| MORGAN STANLEY EASTN EUR FD | 616988101 | COM | 560 | $9,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 1,000 | $9,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 150 | $8,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 291 | $8,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 50 | $8,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 153 | $8,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 238 | $8,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 214 | $8,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 109 | $8,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 178 | $8,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 175 | $8,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 130 | $8,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 500 | $8,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 710 | $8,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 800 | $8,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 630 | $8,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 174 | $8,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 493 | $8,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 1,000 | $8,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 150 | $8,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 418 | $8,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 592 | $8,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 608 | $8,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 300 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 69 | $8,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 203 | $8,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 404 | $8,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,000 | $8,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 2,399 | $8,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 600 | $8,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 176 | $8,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 312 | $8,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 129 | $8,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 111 | $8,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 250 | $8,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 1,020 | $8,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 6,050 | $8,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 56 | $8,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 400 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 287 | $8,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 1,677 | $8,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 70 | $8,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 400 | $8,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 116 | $8,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 550 | $8,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 330 | $8,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 700 | $8,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 113 | $7,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 97 | $7,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 126 | $7,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 350 | $7,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 103 | $7,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 171 | $7,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 130 | $7,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 157 | $7,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 108 | $7,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 130 | $7,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 99 | $7,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 10 | $7,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 140 | $7,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 377 | $7,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 500 | $7,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 400 | $7,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 150 | $7,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 358 | $7,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 100 | $7,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 167 | $7,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 100 | $7,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 195 | $7,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 400 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 120 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 228 | $7,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 900 | $7,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 500 | $7,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 525 | $7,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 144 | $7,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 500 | $7,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 100 | $7,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 123 | $7,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 300 | $7,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 582 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 150 | $7,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 194 | $7,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 638 | $7,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 700 | $7,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,316 | $7,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 250 | $7,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 128 | $7,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 325 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 196 | $7,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 500 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 214 | $7,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 138 | $7,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 222 | $7,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 48 | $7,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 211 | $7,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 300 | $7,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,636 | $7,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 152 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-010965 | this filing | 2014-11-05 | acceptance time not in the bulk data set |