13F-HR filed by Virtu KCG Holdings LLC
Virtu KCG Holdings LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 3,586 holding rows worth $6,438,599,000.
- Accession
- 0000950123-14-008940
- Filer
- CIK 1569391
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 3,591 entries on the cover page, a total value of $6,438,599,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,438,599,000 with VALUE read as thousands by filing date, 13F file number 028-15626. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKCG Americas LLC 028-15067
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLUEBIRD BIO INC | 09609G100 | COM | 5,559 | $214,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,488 | $214,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 3,818 | $214,000 | thousands by filing date | |
| ILLUMINA INC | 452327909 | CALL | 1,200 | $214,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 28,018 | $214,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 7,126 | $214,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 6,974 | $214,000 | thousands by filing date | |
| CAVIUM INC | 14964U958 | COM | 4,300 | $214,000 | thousands by filing date | put |
| EVERCORE INC CLASS A | 29977A105 | Stock | 3,689 | $213,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC | 053484901 | CALL | 1,500 | $213,000 | thousands by filing date | call |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 10,309 | $213,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 13,311 | $213,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 9,977 | $212,000 | thousands by filing date | |
| NETEASE COM INC | 64110W952 | PUT | 2,700 | $212,000 | thousands by filing date | put |
| ARCHER DANIELS MIDLAND CO | 039483952 | PUT | 4,800 | $212,000 | thousands by filing date | put |
| PENN WEST PETE LTD NEW | 707887105 | COM | 21,681 | $212,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 42,392 | $212,000 | thousands by filing date | |
| CHUBB CORP | 171232951 | COM | 2,300 | $212,000 | thousands by filing date | put |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 13,919 | $212,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 31,364 | $211,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 3,410 | $210,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 8,383 | $210,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC | 43289P956 | PUT | 30,600 | $210,000 | thousands by filing date | put |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 7,194 | $210,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 8,634 | $210,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236951 | COM | 14,200 | $210,000 | thousands by filing date | put |
| NEW ORIENTAL EDUCATIO-SP ADR | 647581907 | COM | 7,900 | $210,000 | thousands by filing date | call |
| ISHARES TR | 464288455 | EPRA/NAR NA IN | 3,931 | $210,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP | 74874R108 | COM | 20,171 | $210,000 | thousands by filing date | |
| NEWLEAD HOLDINGS LTD | G64626164 | SHS PAR $0.50 | 867,806 | $210,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,374 | $209,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 16,255 | $209,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 4,710 | $209,000 | thousands by filing date | |
| PROSHARES ULTRAPRO DOW30 | 74347X823 | UIT EXCHANGE TRADED | 1,763 | $209,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 5,943 | $209,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 11,812 | $209,000 | thousands by filing date | |
| HALCON RESOURCES CORP | 40537Q959 | Cmn | 28,700 | $209,000 | thousands by filing date | put |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 15,115 | $208,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 2,835 | $208,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 19,266 | $208,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 16,744 | $208,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 4,197 | $208,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849954 | COM | 4,100 | $208,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 4,303 | $207,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,474 | $207,000 | thousands by filing date | |
| WORKDAY INC | 98138H901 | CALL | 2,300 | $207,000 | thousands by filing date | call |
| SANOFI SA | 80105N905 | CALL | 3,900 | $207,000 | thousands by filing date | call |
| ADVENT SOFTWARE INC | 007974108 | COM | 6,357 | $207,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES-A | 442487953 | COM | 40,100 | $207,000 | thousands by filing date | put |
| BURGER KING WORLDWIDE INC | 121220957 | Cmn | 7,600 | $207,000 | thousands by filing date | put |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 3,141 | $206,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 10,131 | $206,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 35,847 | $206,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 19,049 | $206,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 48,855 | $206,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 33,058 | $206,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392903 | COM | 6,000 | $206,000 | thousands by filing date | call |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 4,858 | $205,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 4,261 | $205,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 2,703 | $205,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 2,934 | $205,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 8,889 | $205,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 1,524 | $205,000 | thousands by filing date | |
| FINISAR CORP | 31787A957 | COM | 10,400 | $205,000 | thousands by filing date | put |
| L-3 COMMUNICATIONS HOLDINGS | 502424904 | COM | 1,700 | $205,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 2,915 | $204,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 10,658 | $204,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 2,259 | $203,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 2,500 | $203,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 4,731 | $203,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y953 | Option | 5,300 | $203,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP | 666807902 | COM | 1,700 | $203,000 | thousands by filing date | call |
| EQT CORP | 26884L959 | COM | 1,900 | $203,000 | thousands by filing date | put |
| PRICE T ROWE GROUP INC | 74144T958 | COM | 2,400 | $203,000 | thousands by filing date | put |
| Vale Sa | 91912E204 | COM | 17,097 | $203,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445953 | COM | 12,700 | $203,000 | thousands by filing date | put |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 4,552 | $203,000 | thousands by filing date | |
| HASBRO INC | 418056957 | COM NEW | 3,800 | $202,000 | thousands by filing date | put |
| SCHWAB CHARLES CORP | 808513955 | PUT | 7,500 | $202,000 | thousands by filing date | put |
| SMUCKER J M CO | 832696955 | COM NEW | 1,900 | $202,000 | thousands by filing date | put |
| LEXMARK INTL NEW | 529771107 | CL A | 4,184 | $202,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 7,658 | $202,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 11,410 | $202,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 7,401 | $202,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,474 | $201,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 3,158 | $201,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 7,680 | $201,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP | 701094954 | COM | 1,600 | $201,000 | thousands by filing date | put |
| VECTREN CORP | 92240G101 | COM | 4,723 | $201,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 134,031 | $201,000 | thousands by filing date | |
| AMERICA MOVIL-ADR SERIES L | 02364W955 | COM | 9,700 | $201,000 | thousands by filing date | put |
| CARRIZO OIL GAS INC | 144577903 | COM | 2,900 | $201,000 | thousands by filing date | call |
| CHAMBERS STR PPTYS | 157842105 | COM | 24,935 | $200,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 9,960 | $200,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 13,129 | $199,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 20,453 | $199,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 125,056 | $199,000 | thousands by filing date | |
| CEMEX SA EURO MTN BE 144A | 151290959 | SPON ADR NEW | 15,000 | $198,000 | thousands by filing date | put |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 14,625 | $198,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 54,475 | $197,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 12,053 | $196,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 24,826 | $194,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 11,285 | $194,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 56,511 | $194,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J957 | COM | 15,500 | $193,000 | thousands by filing date | put |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 31,328 | $191,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 71,704 | $191,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 23,879 | $191,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 18,501 | $189,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 21,417 | $188,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E861 | COPPER MNR ETF | 18,427 | $187,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150954 | COM | 19,500 | $186,000 | thousands by filing date | put |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 45,354 | $185,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 24,915 | $185,000 | thousands by filing date | |
| BOYD GAMING CORP | 103304951 | COM | 15,200 | $184,000 | thousands by filing date | put |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 49,528 | $184,000 | thousands by filing date | |
| FAB UNVL CORP COM | 302771100 | COM | 59,723 | $183,000 | thousands by filing date | |
| MGIC INVT CORP WIS | 552848903 | COM | 19,800 | $183,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279952 | COM | 31,000 | $183,000 | thousands by filing date | put |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 14,321 | $182,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 54,839 | $182,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 16,767 | $182,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS | 111621906 | COM | 19,800 | $182,000 | thousands by filing date | call |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 13,053 | $181,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 40,290 | $181,000 | thousands by filing date | |
| BARCLAYS BK PLC IPATH S&P MT E | 06740C519 | COM | 14,243 | $180,000 | thousands by filing date | |
| CHICO'S FAS INC | 168615952 | COM | 10,600 | $180,000 | thousands by filing date | put |
| MVC CAPITAL INC | 553829102 | COM | 13,810 | $179,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 60,460 | $179,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 17,025 | $179,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 11,449 | $177,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 21,266 | $177,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 11,555 | $177,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 18,090 | $176,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 18,564 | $176,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 13,924 | $175,000 | thousands by filing date | |
| KEYCORP | 493267958 | PUT | 12,200 | $175,000 | thousands by filing date | put |
| ALPHA NATURAL RESOURCES INC | 02076X902 | COM | 46,500 | $173,000 | thousands by filing date | call |
| NORTHERN OIL AND GAS INC | 665531959 | COM | 10,600 | $173,000 | thousands by filing date | put |
| KONGZHONG CORP | 50047P104 | CMN | 19,875 | $173,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 15,712 | $172,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 41,848 | $172,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 24,976 | $172,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 17,691 | $170,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 83,639 | $170,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS IN | 02553E906 | CALL | 15,100 | $169,000 | thousands by filing date | call |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 28,763 | $169,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 14,404 | $169,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 12,345 | $168,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 29,801 | $168,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 14,947 | $167,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 168,253 | $167,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 11,301 | $167,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 21,409 | $167,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 55,599 | $167,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 16,994 | $166,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E655 | ANDEAN 40 ETF | 14,337 | $166,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 14,931 | $165,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 12,312 | $165,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC COMMON STOCK | Y62196903 | Cmn | 16,300 | $165,000 | thousands by filing date | call |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 19,019 | $164,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 44,846 | $164,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279902 | COM | 27,600 | $163,000 | thousands by filing date | call |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 12,376 | $162,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 25,758 | $162,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 13,140 | $162,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 57,709 | $162,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 17,177 | $161,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 16,165 | $160,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 10,508 | $159,000 | thousands by filing date | |
| VALE S A | 91912E905 | SPONSORED ADS | 12,000 | $159,000 | thousands by filing date | call |
| PGT INNOVATIONS INC | 69336V101 | COM | 18,679 | $158,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 10,400 | $158,000 | thousands by filing date | |
| BOSTON SCIENTIFIC CORP | 101137957 | PUT | 12,300 | $157,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 37,986 | $156,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V903 | CALL | 14,300 | $155,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 23,145 | $155,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 11,096 | $155,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 13,089 | $154,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 49,776 | $154,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 18,386 | $153,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A908 | COM | 26,200 | $153,000 | thousands by filing date | call |
| K2M GROUP HLDGS INC | 48273J107 | COM | 10,323 | $153,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 12,747 | $150,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,017 | $148,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 74,562 | $148,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 14,393 | $148,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 20,846 | $147,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 16,851 | $147,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 21,012 | $146,000 | thousands by filing date | |
| ARCH COAL INC | 039380950 | COM | 40,000 | $146,000 | thousands by filing date | put |
| Bowater Inc | 09066L105 | COMMON STOCKS | 47,592 | $145,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 22,807 | $144,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 25,625 | $144,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 18,307 | $143,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 43,194 | $143,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 10,204 | $143,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143951 | PUT | 13,200 | $143,000 | thousands by filing date | put |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 47,352 | $143,000 | thousands by filing date | |
| XEROX CORP | 984121953 | COM | 11,500 | $143,000 | thousands by filing date | put |
| HARTE-HANKS INC | 416196103 | COM | 19,707 | $142,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 41,182 | $142,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 15,325 | $141,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 10,987 | $141,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 54,550 | $141,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 15,685 | $141,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 13,883 | $140,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 10,879 | $139,000 | thousands by filing date | |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 13,272 | $139,000 | thousands by filing date | |
| FLEX LTD | Y2573F902 | CALL | 12,500 | $138,000 | thousands by filing date | call |
| SLM CORP | 78442P906 | COM | 16,600 | $138,000 | thousands by filing date | call |
| THERAPEUTICSMD INC | 88338N107 | COM | 31,185 | $138,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 16,577 | $138,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 14,555 | $137,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 21,015 | $137,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 24,740 | $137,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 16,205 | $137,000 | thousands by filing date | |
| TASER INTL INC CMN STOCK | 87651B954 | Cmn | 10,300 | $137,000 | thousands by filing date | put |
| ARTIVION INC | 228903100 | COM | 15,235 | $136,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 10,177 | $136,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 28,356 | $136,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 14,388 | $136,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q901 | COM | 42,100 | $136,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806909 | COM | 12,500 | $136,000 | thousands by filing date | call |
| CYAN INC | 23247W104 | COM | 33,583 | $135,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 17,154 | $134,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 40,167 | $134,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 12,203 | $133,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 11,037 | $132,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 22,313 | $132,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 12,220 | $131,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 18,872 | $131,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 45,181 | $131,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J907 | COM | 10,500 | $131,000 | thousands by filing date | call |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 11,258 | $131,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 16,272 | $130,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 10,183 | $130,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 12,059 | $130,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 24,904 | $129,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 19,293 | $128,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 11,507 | $128,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 11,792 | $128,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 12,692 | $128,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 20,186 | $127,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 11,232 | $126,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 10,252 | $125,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 11,491 | $125,000 | thousands by filing date | |
| INFINERA CORP | 45667G953 | COM | 13,600 | $125,000 | thousands by filing date | put |
| WINDSTREAM HOLDINGS INC | 97382A901 | Cmn | 12,500 | $125,000 | thousands by filing date | call |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 20,642 | $124,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N204 | COM NEW | 22,903 | $124,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499901 | COM | 10,500 | $123,000 | thousands by filing date | call |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 14,128 | $123,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 11,735 | $123,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 23,957 | $123,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 17,888 | $123,000 | thousands by filing date | |
| SUPERVALU INC | 868536903 | COM | 14,900 | $122,000 | thousands by filing date | call |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 10,724 | $121,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 18,567 | $121,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 16,731 | $121,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES-A | 442487903 | COM | 23,400 | $121,000 | thousands by filing date | call |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 12,018 | $120,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 12,582 | $120,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 19,342 | $120,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 56,983 | $120,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 14,519 | $120,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 19,324 | $119,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 20,202 | $119,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 11,719 | $119,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 21,544 | $119,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 14,232 | $118,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 48,718 | $117,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902954 | COM | 28,300 | $117,000 | thousands by filing date | put |
| BLYTH INC | 09643P207 | COM NEW | 15,034 | $117,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 11,104 | $116,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 26,084 | $115,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 27,021 | $115,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 20,347 | $115,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143901 | CALL | 10,600 | $115,000 | thousands by filing date | call |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 10,824 | $115,000 | thousands by filing date | |
| DRYSHIPS INC COMMON STOCK | Y2109Q951 | Cmn | 35,400 | $114,000 | thousands by filing date | put |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 12,554 | $113,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 24,169 | $113,000 | thousands by filing date | |
| NEW GOLD INC | 644535906 | COM | 17,700 | $113,000 | thousands by filing date | call |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 43,523 | $112,000 | thousands by filing date | |
| MGIC INVT CORP WIS | 552848953 | PUT | 12,000 | $111,000 | thousands by filing date | put |
| CUMULUS MEDIA INC | 231082108 | CL A | 16,745 | $110,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037909 | COM | 13,600 | $110,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 13,187 | $109,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 61,037 | $109,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 23,452 | $108,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 12,449 | $108,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW | 7591EP900 | COM | 10,100 | $107,000 | thousands by filing date | call |
| Gevo Inc | 374396109 | COMMON | 123,201 | $107,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 98,838 | $107,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 118,306 | $106,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 86,594 | $106,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 21,697 | $104,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 70,153 | $104,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 36,045 | $104,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 10,808 | $102,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 26,914 | $101,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 18,618 | $101,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 14,610 | $100,000 | thousands by filing date | |
| MEXCO ENERGY CORP | 592770101 | COM | 12,084 | $100,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 13,937 | $100,000 | thousands by filing date | |
| WALTER ENERGY INC | 93317Q955 | COM | 18,300 | $100,000 | thousands by filing date | put |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 11,463 | $99,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 20,635 | $99,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 38,527 | $99,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 13,663 | $98,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 87,541 | $98,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 30,266 | $97,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 11,012 | $97,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 28,621 | $96,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 15,543 | $96,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 11,160 | $96,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 18,367 | $95,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 20,675 | $95,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 12,713 | $94,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 23,416 | $94,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 81,920 | $93,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 12,512 | $93,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 12,627 | $93,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 15,901 | $93,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 34,322 | $93,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 22,101 | $93,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 10,681 | $92,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189905 | CALL | 10,100 | $92,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C902 | COM | 10,900 | $92,000 | thousands by filing date | call |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 24,830 | $92,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704956 | PUT | 26,400 | $91,000 | thousands by filing date | put |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 11,738 | $91,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255302 | COM PAR $0.0001 | 46,658 | $91,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 17,757 | $89,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 39,313 | $89,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R303 | COM NEW | 55,222 | $89,000 | thousands by filing date | |
| OVERLAND STORAGE INC | 690310305 | COM NO PAR | 18,341 | $89,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 10,673 | $87,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 10,348 | $87,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 11,360 | $87,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 34,226 | $86,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 13,538 | $86,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 58,218 | $86,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 26,206 | $85,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 35,674 | $85,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 27,862 | $85,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 15,382 | $84,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 22,747 | $84,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 10,984 | $83,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 12,985 | $83,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 19,249 | $81,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 24,778 | $80,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 12,996 | $80,000 | thousands by filing date | |
| HERCULES OFFSHORE INC | 427093959 | Cmn | 19,900 | $80,000 | thousands by filing date | put |
| ALCATEL-LUCENT | 013904955 | PUT | 22,600 | $80,000 | thousands by filing date | put |
| ORBCOMM INC | 68555P100 | COM | 11,883 | $78,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 46,131 | $78,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 10,685 | $77,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 10,999 | $77,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 10,057 | $77,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 26,087 | $76,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 13,159 | $76,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 88,026 | $76,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 33,043 | $76,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 11,680 | $75,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 10,599 | $75,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 107,740 | $75,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 50,261 | $74,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 34,572 | $74,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 25,727 | $73,000 | thousands by filing date | |
| RUTHIGEN INC | 783330103 | COM | 12,141 | $73,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 12,855 | $72,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 10,770 | $72,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 23,498 | $72,000 | thousands by filing date | |
| AUGUSTA RES CORP | 050912203 | COM NEW | 22,671 | $72,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 11,121 | $72,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 59,192 | $72,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 28,564 | $71,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 16,300 | $71,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 29,363 | $71,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 48,786 | $71,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 19,490 | $70,000 | thousands by filing date | |
| SMART TECHNOLOGIES INC | 83172R108 | CL A SUB VTG S | 24,674 | $70,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 16,628 | $69,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 21,941 | $68,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 14,222 | $68,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 86,175 | $68,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 16,197 | $68,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 10,236 | $68,000 | thousands by filing date | |
| GABELLI HLTHCARE & WELLNESS TRUST | 36246K137 | RTS | 178,751 | $68,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,272 | $67,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 13,583 | $67,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B903 | OPTION | 19,500 | $67,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 11,312 | $66,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 11,344 | $66,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 11,143 | $66,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 18,353 | $66,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 103,005 | $65,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 11,449 | $65,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 19,897 | $65,000 | thousands by filing date | |
| ELTEK LTD | M40184109 | ORD | 43,622 | $65,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 18,715 | $64,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 70,800 | $64,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 29,341 | $64,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 12,015 | $64,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 18,003 | $63,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 22,100 | $63,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 13,217 | $62,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 21,346 | $62,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 28,079 | $61,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 66,822 | $61,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 18,511 | $61,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 19,193 | $61,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 24,409 | $61,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P401 | Cmn | 23,384 | $61,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 11,978 | $60,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 19,544 | $60,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 34,616 | $60,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 52,504 | $60,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 14,256 | $60,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 97,703 | $60,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 16,188 | $59,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 14,423 | $59,000 | thousands by filing date | |
| FREESEAS INC | Y26496300 | SHS PAR 0.001NEW | 86,949 | $59,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 12,087 | $58,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 44,289 | $58,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 32,428 | $57,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 37,830 | $56,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 25,596 | $56,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 71,784 | $55,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 19,367 | $55,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 26,927 | $55,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 18,085 | $55,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 15,873 | $55,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 22,102 | $54,000 | thousands by filing date | |
| HERCULES OFFSHORE INC | 427093909 | Cmn | 13,400 | $54,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 43,048 | $53,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 24,121 | $53,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 12,223 | $53,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 29,833 | $53,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 19,195 | $53,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 27,581 | $52,000 | thousands by filing date | |
| GIGA TRONICS INC | 375175106 | COM | 20,923 | $52,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 10,079 | $51,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 55,895 | $50,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 16,732 | $49,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 11,344 | $49,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 11,521 | $49,000 | thousands by filing date | |
| CONSTELLATION ENERGY PRTNR L | 21038E101 | COM UNIT LLC B | 18,561 | $49,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 13,276 | $48,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 25,979 | $47,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 29,291 | $46,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 164,658 | $46,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q141 | RIGHT 07/18/2014 | 290,821 | $46,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 16,685 | $45,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 22,644 | $45,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 12,093 | $44,000 | thousands by filing date | |
| IVANHOE ENERGY INC | 465790301 | COM NEW | 114,960 | $44,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 10,235 | $44,000 | thousands by filing date | |
| FUELCELL ENERGY INC. CMN STK | 35952H906 | Cmn | 18,500 | $44,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 34,302 | $43,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 32,282 | $43,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 23,630 | $43,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 20,568 | $42,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 23,947 | $42,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 19,961 | $42,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L306 | COM | 13,531 | $42,000 | thousands by filing date | |
| IMRIS INC | 45322N105 | COM | 37,507 | $42,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 14,119 | $41,000 | thousands by filing date | |
| XRS CORP | 983845108 | COM | 15,810 | $41,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 10,751 | $40,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 20,317 | $40,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 18,935 | $40,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 37,056 | $39,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 27,883 | $39,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 21,155 | $38,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 39,400 | $38,000 | thousands by filing date | |
| VIMICRO INTL CORP | 92718N109 | ADR | 13,951 | $38,000 | thousands by filing date | |
| * GIGAMEDIA LTD | Y2711Y104 | ORD | 36,133 | $38,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 41,804 | $37,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 46,753 | $37,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 16,619 | $37,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 32,284 | $37,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 12,510 | $37,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 12,552 | $37,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 10,282 | $36,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 19,335 | $36,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 10,635 | $35,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 15,388 | $35,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 21,888 | $35,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 25,329 | $35,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 11,678 | $34,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 13,267 | $34,000 | thousands by filing date | |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 34,289 | $34,000 | thousands by filing date | |
| REAL GOODS SOLAR INC | 75601N104 | CL A | 11,151 | $33,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 13,798 | $33,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H102 | COM | 40,419 | $33,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 16,120 | $32,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 19,331 | $31,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008940 | this filing | 2014-08-14 | acceptance time not in the bulk data set |