13F-HR filed by Linden Advisors LP
Linden Advisors LP filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 49 holding rows worth $457,651,000.
- Accession
- 0000950123-14-008827
- Filer
- CIK 1279396
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 49 entries on the cover page, a total value of $457,651,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $457,651,000 with VALUE read as thousands by filing date, 13F file number 028-10783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALERE INC | 01449J204 | PERP PFD CONV SE | 207,461 | $65,810,000 | thousands by filing date | |
| GT Advanced Technologies Inc. | 36191UAB2 | CONV | 15,670,000 | $27,441,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 22,939,000 | $27,120,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 13,223,000 | $24,326,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 24,315,000 | $24,129,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 22,195,000 | $23,681,000 | thousands by filing date | principal |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 21,302,000 | $21,139,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 400,000 | $19,744,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 150,000 | $17,821,000 | thousands by filing date | put |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 16,071,000 | $17,165,000 | thousands by filing date | principal |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 579,100 | $16,562,000 | thousands by filing date | put |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 14,500,000 | $16,068,000 | thousands by filing date | principal |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 14,650,000 | $15,302,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 13,250,000 | $13,521,000 | thousands by filing date | principal |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 300,000 | $11,112,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 28,000 | $9,329,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 3,519,638 | $9,046,000 | thousands by filing date | |
| CONCUR TECHNOLOGIES INC | 206708AC3 | NOTE | 7,500,000 | $8,409,000 | thousands by filing date | principal |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 8,000,000 | $7,839,000 | thousands by filing date | principal |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 6,500,000 | $7,330,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT INC | 538034AB5 | CORPORATE OBLIG | 7,000,000 | $7,015,000 | thousands by filing date | principal |
| SYMANTEC CORP | 871503108 | COM | 300,000 | $6,870,000 | thousands by filing date | call |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 63,018 | $5,864,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 5,000,000 | $5,255,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 100,000 | $4,710,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 69,500 | $4,486,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 4,290,000 | $4,298,000 | thousands by filing date | principal |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 4,000,000 | $4,240,000 | thousands by filing date | principal |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 114,000 | $4,222,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 3,320,000 | $3,789,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 3,000,000 | $3,290,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 151,300 | $2,326,000 | thousands by filing date | call |
| 51JOB INC | 316827104 | SPONSORED ADS | 34,789 | $2,294,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 2,000,000 | $2,154,000 | thousands by filing date | principal |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 500,000 | $1,840,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 49,965 | $1,813,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 183,836 | $1,780,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 1,109,000 | $1,776,000 | thousands by filing date | principal |
| REGIS CORP | 758932AA5 | NOTE | 1,000,000 | $1,003,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435105 | COM | 11,400 | $956,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 250,000 | $928,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 100,000 | $890,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 722,000 | $743,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 640,000 | $678,000 | thousands by filing date | principal |
| DIANA SHIPPING INC | Y2066G104 | COM | 61,800 | $673,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V134 | WAR | 175,000 | $430,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 75,563 | $244,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 26,800 | $170,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 15,000 | $20,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-008827 | this filing | 2014-08-14 | acceptance time not in the bulk data set |