13F-HR/A filed by MSI Financial Services Inc
MSI Financial Services Inc filed this 13F-HR/A for the quarter ended 2014-03-31, filed 2014-05-21, with 2,589 holding rows worth $695,148,000.
- Accession
- 0000950123-14-006480
- Filer
- CIK 1422771
- Filed
- 2014-05-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, amendment of type new holdings, 2,589 entries on the cover page, a total value of $695,148,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $695,148,000 with VALUE read as thousands by filing date, 13F file number 028-12684. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UNDER ARMOUR INC | 904311107 | CL A | 1,840 | $211,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 11,402 | $211,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 3,263 | $210,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,960 | $210,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 18,503 | $210,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 5,123 | $209,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,674 | $208,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,661 | $207,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 3,658 | $207,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 7,729 | $206,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,355 | $205,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,387 | $205,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 2,353 | $204,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 4,909 | $203,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 3,381 | $203,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 14,476 | $203,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,516 | $201,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,819 | $201,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,735 | $201,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 6,535 | $200,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 13,873 | $200,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 6,138 | $199,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,418 | $199,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 27,111 | $199,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 16,352 | $199,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 6,352 | $198,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 3,463 | $198,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,580 | $197,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 2,972 | $197,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,768 | $196,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 5,202 | $196,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 18,408 | $196,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 4,357 | $196,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 5,456 | $196,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,963 | $195,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 2,708 | $195,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,721 | $194,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 11,155 | $194,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 2,073 | $193,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 33,746 | $193,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 3,328 | $192,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 13,097 | $192,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 3,317 | $191,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 6,056 | $191,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 1,529 | $190,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,836 | $188,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 3,814 | $188,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 1,906 | $188,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 10,000 | $187,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 13,901 | $186,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 2,853 | $186,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 11,901 | $185,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 2,179 | $185,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 57,027 | $184,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,313 | $183,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,478 | $183,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 4,164 | $181,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,240 | $180,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 9,977 | $180,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 1,437 | $179,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 16,200 | $179,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 17,510 | $179,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 3,807 | $178,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 12,667 | $177,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 2,419 | $177,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 2,964 | $176,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 3,980 | $176,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,807 | $175,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,133 | $175,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,146 | $174,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 1,578 | $173,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,551 | $173,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 11,719 | $173,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 8,467 | $173,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 9,226 | $173,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 1,900 | $173,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B720 | KBW INS PORT | 2,683 | $173,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,528 | $172,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 13,350 | $172,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 14,155 | $172,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 3,217 | $172,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 3,274 | $171,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 2,384 | $171,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 4,420 | $171,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 14,780 | $171,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 13,606 | $171,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,978 | $170,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 12,665 | $170,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 13,970 | $170,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,305 | $168,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,228 | $168,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 1,590 | $167,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 7,472 | $164,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 3,359 | $164,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 11,952 | $163,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 7,133 | $163,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 12,695 | $162,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 7,134 | $161,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 3,755 | $161,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 817 | $160,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 13,320 | $160,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 3,230 | $160,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,256 | $159,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 296 | $159,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 3,195 | $159,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 2,510 | $158,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 8,000 | $158,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 7,736 | $158,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 796 | $157,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 3,502 | $157,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 6,997 | $157,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 7,452 | $157,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 3,727 | $157,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 2,476 | $155,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 4,394 | $154,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 22,033 | $154,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1,510 | $153,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 8,503 | $152,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 10,491 | $152,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 10,916 | $151,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 2,177 | $151,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,997 | $150,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 1,440 | $150,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,288 | $150,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,217 | $150,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,240 | $150,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 2,578 | $150,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 3,526 | $149,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,320 | $148,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 6,990 | $148,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 3,583 | $148,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,898 | $147,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 2,535 | $147,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 2,570 | $147,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,100 | $146,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 9,328 | $146,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 1,540 | $146,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 2,742 | $145,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 4,073 | $145,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 2,327 | $144,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 1,672 | $144,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 1,855 | $143,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 2,989 | $143,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 2,390 | $142,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 5,212 | $142,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 928 | $141,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,384 | $141,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 11,154 | $141,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 2,432 | $141,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,067 | $140,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 1,711 | $140,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 11,452 | $140,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,083 | $139,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 2,467 | $139,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 2,165 | $138,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 1,623 | $138,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 2,369 | $138,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 3,895 | $138,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 7,400 | $137,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 1,536 | $137,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 1,668 | $136,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 3,868 | $136,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 2,209 | $136,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 3,645 | $135,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 4,306 | $134,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 8,056 | $133,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 2,351 | $132,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 1,277 | $132,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 5,273 | $131,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 5,350 | $130,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 4,072 | $130,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 3,587 | $130,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 2,527 | $130,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,306 | $129,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 970 | $129,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 1,038 | $129,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,399 | $128,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 4,962 | $128,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 10,083 | $128,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 29,400 | $128,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,393 | $127,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 2,317 | $127,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 2,205 | $125,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 2,000 | $125,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 3,026 | $125,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 7,406 | $125,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 4,101 | $124,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 7,735 | $124,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 1,458 | $124,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 2,081 | $124,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 6,287 | $123,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 2,316 | $122,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,614 | $121,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,511 | $120,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 1,997 | $120,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 2,449 | $120,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 1,080 | $120,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 6,344 | $120,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,122 | $119,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 4,405 | $119,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,719 | $118,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 3,338 | $118,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 1,918 | $118,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 8,754 | $118,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,483 | $117,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 3,912 | $117,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 2,331 | $117,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 2,377 | $116,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 1,254 | $115,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,701 | $115,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 1,178 | $115,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 1,379 | $115,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 5,365 | $115,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 2,261 | $115,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 2,729 | $114,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 6,179 | $114,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 18,644 | $114,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 4,743 | $114,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 13,863 | $114,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 3,865 | $114,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 9,375 | $113,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 6,260 | $113,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 1,089 | $113,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 4,019 | $112,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 3,450 | $112,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 2,675 | $112,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 3,070 | $112,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,003 | $111,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 11,322 | $111,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,128 | $110,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 5,378 | $110,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1,423 | $109,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2,046 | $108,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 1,612 | $108,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 996 | $108,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 7,576 | $108,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 4,408 | $108,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 2,586 | $107,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 777 | $107,000 | thousands by filing date | |
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| KROGER CO COM | 501044101 | Stock | 2,406 | $105,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 4,587 | $105,000 | thousands by filing date | |
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| HESS CORP | 42809H107 | COM | 1,265 | $105,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 2,243 | $104,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,400 | $104,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,084 | $104,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 819 | $104,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 8,511 | $104,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 1,643 | $104,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 15,912 | $104,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 7,750 | $103,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 3,141 | $103,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 3,131 | $102,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,074 | $102,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 3,629 | $102,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 2,212 | $101,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,950 | $101,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 4,692 | $101,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 995 | $99,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 7,753 | $99,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 5,220 | $99,000 | thousands by filing date | |
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| SPECTRA ENERGY CORP | 847560109 | COM | 2,671 | $99,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 6,781 | $98,000 | thousands by filing date | |
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| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 1,392 | $97,000 | thousands by filing date | |
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| ILLUMINA INC | 452327109 | COM | 647 | $96,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 7,418 | $96,000 | thousands by filing date | |
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| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1,985 | $95,000 | thousands by filing date | |
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| CA INC COM | 12673P105 | COM | 3,031 | $94,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 8,300 | $93,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 687 | $93,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 1,287 | $93,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 4,531 | $93,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,812 | $92,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 5,600 | $92,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 7,573 | $92,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,086 | $92,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 10,695 | $92,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 1,009 | $91,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,143 | $91,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 890 | $91,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 2,600 | $91,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 360 | $91,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,771 | $90,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 1,905 | $90,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 5,000 | $90,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 850 | $90,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 837 | $89,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1,730 | $89,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 6,740 | $89,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 702 | $89,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 1,960 | $89,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 6,234 | $89,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 1,600 | $88,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 2,528 | $88,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 6,950 | $88,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,131 | $88,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 2,198 | $88,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 818 | $87,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 4,012 | $87,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 1,322 | $87,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 9,635 | $87,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 3,839 | $87,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 20,410 | $87,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,146 | $86,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 8,620 | $86,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 1,580 | $86,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,572 | $86,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 5,787 | $86,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 1,140 | $86,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 2,000 | $86,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,175 | $85,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,226 | $85,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1,696 | $85,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1,695 | $85,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 1,869 | $85,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 11,975 | $85,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1,987 | $84,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,685 | $84,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 898 | $84,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 6,567 | $84,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 2,771 | $84,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 1,404 | $83,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 555 | $83,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 25,881 | $83,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 13,015 | $82,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 6,393 | $82,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 2,408 | $82,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,983 | $82,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 1,185 | $82,000 | thousands by filing date | |
| INVESTORS BANCORP INC | 46146P102 | COM | 2,931 | $81,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 425 | $80,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 925 | $80,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,106 | $80,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 1,430 | $79,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,782 | $79,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 1,148 | $79,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 1,276 | $79,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 860 | $79,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 5,855 | $78,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 4,399 | $78,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 6,527 | $78,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 3,018 | $78,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 967 | $78,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 3,142 | $78,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 4,133 | $78,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 5,170 | $78,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 1,143 | $77,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 5,000 | $77,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 1,290 | $77,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 2,833 | $77,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 2,991 | $77,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 1,702 | $76,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 898 | $76,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 1,973 | $76,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,397 | $75,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 1,208 | $75,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,011 | $75,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 1,473 | $75,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 3,430 | $75,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 5,362 | $75,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 7,949 | $75,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 621 | $74,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 1,800 | $74,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 1,107 | $74,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 620 | $74,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 2,822 | $74,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,195 | $74,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 1,272 | $74,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,012 | $73,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 7,745 | $73,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 640 | $73,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 5,644 | $73,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 1,306 | $73,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 900 | $73,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 2,129 | $72,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 1,384 | $72,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,091 | $72,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 2,168 | $72,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 3,420 | $72,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 3,148 | $71,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 7,475 | $71,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 4,624 | $71,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 6,819 | $71,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 2,655 | $71,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 7,725 | $71,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 3,094 | $71,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 1,909 | $70,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 1,050 | $70,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 5,374 | $70,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 4,738 | $70,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 951 | $70,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 1,066 | $70,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 2,950 | $70,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 510 | $70,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 1,214 | $69,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 2,490 | $69,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 4,755 | $69,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 1,220 | $69,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 950 | $69,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 41,000 | $69,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 879 | $69,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 1,930 | $68,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 622 | $68,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 1,961 | $68,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 6,773 | $68,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 5,993 | $68,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 893 | $68,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 3,420 | $68,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 898 | $68,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 16,615 | $68,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3,500 | $67,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 1,524 | $67,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,623 | $67,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 660 | $67,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 3,452 | $67,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 1,250 | $67,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 2,200 | $67,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 987 | $66,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 5,963 | $66,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 905 | $66,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 1,161 | $66,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 2,283 | $66,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 790 | $65,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 6,893 | $65,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 2,616 | $65,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 5,959 | $65,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 2,558 | $65,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 2,080 | $65,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 500 | $65,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 2,250 | $65,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 4,100 | $65,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 540 | $64,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,793 | $64,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 993 | $64,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,456 | $64,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 5,800 | $64,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,497 | $63,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 6,270 | $63,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 9,237 | $63,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 142 | $62,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 968 | $62,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 620 | $62,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 383 | $62,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 664 | $62,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 7,195 | $62,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 3,400 | $61,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 1,437 | $61,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 1,735 | $61,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 745 | $61,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 645 | $60,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,531 | $60,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 1,332 | $60,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1,140 | $60,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 4,670 | $60,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 1,300 | $60,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 4,610 | $60,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 6,289 | $60,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 684 | $59,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 847 | $59,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 959 | $59,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 2,260 | $59,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 3,748 | $59,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 11,150 | $59,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 1,036 | $58,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 760 | $58,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,188 | $58,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 14,107 | $58,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 3,991 | $57,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 2,086 | $57,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 50 | $57,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 943 | $57,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 572 | $57,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 2,400 | $57,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,030 | $56,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 6,100 | $56,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,905 | $56,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 343 | $56,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 4,151 | $56,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 6,250 | $56,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,695 | $56,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 695 | $56,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 35,000 | $56,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 1,425 | $56,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 1,200 | $55,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 623 | $55,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 994 | $55,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 1,365 | $55,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 2,200 | $55,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 2,400 | $55,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 1,066 | $54,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 3,910 | $54,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,355 | $54,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 630 | $54,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 600 | $53,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-004567 | superseded | 2014-04-30 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-006480 | this filing | 2014-05-21 | acceptance time not in the bulk data set |