13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 7,470 holding rows worth $72,506,687,000.
- Accession
- 0000950123-14-006360
- Filer
- CIK 1423053
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 10,180 entries on the cover page, a total value of $72,506,687,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $72,506,687,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 7,599 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 34,082 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRA TECHNOLOGIES INC DEL | 88162F955 | COM | 1,300 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORTUNE BRANDS INNOVATIONS I | 34964C906 | COM | 400 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MATIV HOLDINGS INC | 808541906 | CALL | 400 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 28,393 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUGOTON ROYALTY TRUST | 444717952 | COM | 2,100 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROYALE ENERGY INC | 78074G900 | Cmn | 5,700 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMIRA INC CMN STOCK | 682324908 | Cmn | 5,600 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BPZ RESOURCES INC CMN STOCK | 055639958 | Cmn | 5,300 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K900 | Cmn | 3,000 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BABCOCK & WILCOX CO/THE | 05615F952 | Cmn | 500 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T950 | COM | 1,400 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VALUEVISION MEDIA INC | 92047K907 | CL A | 3,600 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA XD PLASTICS CO LTD | 16948F907 | COM | 3,200 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARCHEX INC | 56624R958 | PUT | 1,600 | $17,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZHONE TECHNOLOGIES INC NEW | 98950P904 | CALL | 4,100 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VALLEY NATL BANCORP | 919794957 | COM | 1,500 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHEGG INC | 163092909 | COM | 2,300 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 91688T104 | COM | 9,324 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UTI WORLDWIDE INC | G87210103 | ORD | 1,476 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLONDER TONGUE LABS INC | 093698108 | COM | 17,970 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERNOC INC | 292764957 | COM | 700 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CRUMBS BAKE SHOP | 228803102 | COM | 26,430 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937X903 | Cmn | 8,800 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCIENTIFIC GAMES CORP CMN STK | 80874P959 | Cmn | 1,200 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Paramount Gold and Silver Corp | 69924P952 | Cmn | 13,000 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAESARS ACQUISITION CO | 12768T953 | PUT | 1,100 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARMCO METALS HLDGS INC | 042182105 | COM ADDED | 41,930 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXTREME NETWORKS INC | 30226D906 | COM | 2,600 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VISHAY INTERTECHNOLOGY INC | 928298958 | COM | 1,000 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LATTICE SEMICONDUCTOR CORP | 518415904 | COM | 1,900 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SILVER BULL RES INC | 827458100 | COM | 45,035 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS INVESTMENT GRP-CL A | 34958B906 | COM | 2,000 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASTORIA FINANCIAL CORP | 046265904 | COM | 1,100 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POTLATCH CORP | 737630903 | COM | 400 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROBERTS REALTY INVS | 769900101 | COM | 20,897 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYPERDYNAMICS CORP | 448954206 | COM | 8,793 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FELCOR LODGING TRUST INC CMN STOCK | 31430F951 | Cmn | 1,700 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RARE ELEMENT RESOURCES LTD COMMON STOCK | 75381M952 | Cmn | 10,100 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WEINGARTEN REALTY INVST CMN STK | 948741903 | Cmn | 500 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADVANTAGE ENERGY INCOME FUND COMMON STOCK | 00765F951 | Cmn | 3,100 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUSQUEHANNA BANCSHARES INC CMN STK | 869099951 | Cmn | 1,300 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CTC MEDIA INC | 12642X956 | Cmn | 1,600 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MINING INC | 58039P957 | Cmn | 6,500 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERON MEDICAL LTD. COMMON STOCK | M87245902 | Cmn | 1,200 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PIKE ELECTRIC CORP COMMON STOCK | 721283909 | Cmn | 1,400 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559903 | Cmn | 3,800 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC DRILLING SA LUXEMBOU | L7257P906 | REG SHS | 1,400 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC DRILLING SA LUXEMBOU | L7257P956 | REG SHS | 1,400 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY SOUTHERN CORP NEW | 316394905 | CALL | 1,100 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTELIQUENT INC | 45825N957 | COM | 1,000 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PLEXUS CORP COM | 729132100 | Stock | 343 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TFS FINL CORP | 87240R957 | COM | 1,100 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RE/MAX HLDGS INC | 75524W958 | CL A | 500 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN STR PPTYS CORP | 35471R906 | CALL | 1,100 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLICKSOFTWARE TECHNOLOGIES CMN STK | M25082904 | Cmn | 1,400 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL CINEMEDIA INC COMMON STOCK | 635309957 | Cmn | 900 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WILLBROS GROUP INC | 969203908 | Cmn | 1,100 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PARKER DRILLING CO CMN STK | 701081951 | Cmn | 2,000 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORONADO BIOSCIENCES INC | 21976U909 | COM | 7,100 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Paulson Capital Corp | 703797100 | COM | 12,137 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 33,832 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTEROMEDICS INC | 29365M958 | COM NEW | 7,600 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALLIDUS SOFTWARE INC | 13123E950 | COM | 1,100 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON WIRE & CABLE CO | 44244K959 | PUT | 1,100 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BOINGO WIRELESS INC | 09739C952 | PUT | 2,100 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MOVE INC CMN STOCK | 62458M957 | Cmn | 1,200 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIBERATOR MEDIA HOLDINGS COMMON STOCK | 53012L958 | Cmn | 3,500 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MATADOR RES CO COM | 576485205 | Stock | 529 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORMFACTOR INC | 346375958 | PUT | 2,000 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDALLION FINANCIAL CORP | 583928906 | COM | 1,000 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORION GROUP HLDGS INC | 68628V908 | CALL | 1,000 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AZZ INC | 002474904 | CALL | 300 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORE LABORATORIES N V | N22717107 | COM | 64 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON MINERALS CORP | 780911103 | COM | 12,783 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GTX INC | 40052B108 | COM | 8,366 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POKERTEK INC | 730864204 | COM | 12,845 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TCF FINANCIAL CORP | 872275952 | COM | 800 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OSSEN INNOVATION CO LTD | 688410109 | SPONSORED ADR | 11,482 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 5,313 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIMELIGHT NETWORKS INC | 53261M954 | Cmn | 6,100 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NXSTAGE MEDICAL INC CMN STK | 67072V953 | Cmn | 1,000 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MFC INDUSTRIAL LTD | 55278T905 | Cmn | 1,600 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RUBICON MINERALS CORP COMMON STOCK | 780911953 | Cmn | 12,000 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP COMMON STOCK | 892000950 | Cmn | 5,700 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ABER DIAMOND CORPORATION CMN STOCK | 257287952 | Cmn | 1,000 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTROPIC COMMUNICATIONS INC | 29384R905 | Cmn | 3,200 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMIRA INC CMN STOCK | 682324958 | Cmn | 4,400 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMMIS COMMUNICATIONS CORP | 291525202 | PFD CV SER A | 890 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DFC GLOBAL CORP | 23324T957 | COM | 1,500 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BSQUARE CORP | 11776U900 | COM NEW | 4,000 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THERAPEUTICSMD INC | 88338N957 | COM | 2,100 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAMBREX CORP | 132011907 | CALL | 700 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN AIRLS GROUP INC | 02376R409 | PFD A MAND CV ADDED | 457 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYPERDYNAMICS CORP | 448954906 | COM NEW | 7,200 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356907 | CALL | 8,000 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AZENTA INC | 114340952 | PUT | 1,100 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TG THERAPEUTICS INC | 88322Q908 | COM | 1,800 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WEBSTER FINL CORP | 947890909 | COM | 400 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RADWARE LTD | M81873957 | ORD | 700 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMN HEALTHCARE SVCS INC | 001744901 | COM | 900 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENTEGRIS INC | 29362U904 | COM | 1,000 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEWS CORP NEW | 65249B958 | PUT | 700 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARCH CAP GROUP LTD | G0450A955 | PUT | 200 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AWARE INC MASS | 05453N900 | CALL | 2,000 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TAITRON COMPONENTS INC | 874028103 | CL A | 11,257 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 2,808 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 6,906 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 480 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DDR CORP | 23317H952 | COM | 700 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RARE ELEMENT RESOURCES LTD COMMON STOCK | 75381M902 | Cmn | 7,900 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAGELLAN HEALTH SERVICES INC COMMON STOCK | 559079907 | Cmn | 200 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W905 | Cmn | 4,100 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC SUNWEAR CALIF INC CMN STK | 694873950 | Cmn | 4,100 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENTIVA HEALTH SERVICES CMN STOCK | 37247A902 | Cmn | 1,300 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED COMM ILLINOIS HOLDINGS INC. COMMON S | 209034907 | Cmn | 600 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SINOVAC BIOTECH LTD. COMMON STOCK | P8696W954 | Cmn | 1,700 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORONADO BIOSCIENCES INC | 21976U959 | COM | 6,300 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QLT INC | 746927952 | COM | 2,200 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTEROMEDICS INC | 29365M908 | COM NEW | 6,700 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P958 | COM | 4,900 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STAGE STORES INC | 85254C955 | COM NEW | 500 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAL DIVE INTL INC DEL | 12802T901 | COM | 7,200 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARCHEX INC | 56624R908 | CALL | 1,100 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EARTHLINK HLDGS CORP | 27033X901 | COM | 3,300 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALAMOS GOLD INC | 011527908 | Cmn | 1,300 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| E2OPEN INC | 29788A954 | PUT | 500 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA HOUSING & LAND DEVELOP | 16939V903 | Cmn | 5,100 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CERAGON NETWORKS LTD | M22013952 | ORD | 3,900 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MESABI TR | 590672901 | CALL | 500 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BENCHMARK ELECTRS INC | 08160H951 | PUT | 500 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP | 892000100 | COM | 4,835 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 122 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCRETIVE HEALTH INC | 00438V953 | COM | 1,400 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Rex Energy Corp | 761565950 | PUT | 600 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TICC CAPITAL CORPORATION | 87244T909 | Cmn | 1,100 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUSQUEHANNA BANCSHARES INC CMN STK | 869099901 | Cmn | 1,000 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FX ENERGY INC CMN STOCK | 302695901 | Cmn | 3,200 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION | 87600U954 | Cmn | 4,600 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIGMA DESIGNS INC CMN STK | 826565953 | Cmn | 2,300 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VONAGE HOLDINGS CORP COMMON STOCK | 92886T901 | Cmn | 2,600 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST NIAGARA FINANCIAL GROUP INC CMN STOCK | 33582V908 | Cmn | 1,200 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UTI WORLDWIDE(IPO) CMN STOCK | G87210903 | Cmn | 1,000 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MIDSTATES PETE CO INC | 59804T950 | COM | 2,000 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HILL INTERNATIONAL INC | 431466951 | PUT | 2,000 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUIDEL CORP | 74838J901 | COM | 400 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA PPTY TR INC | 198287903 | CALL | 400 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZHONE TECHNOLOGIES INC COMMON STOCK | 98950P954 | Cmn | 2,600 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 225 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 220 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVB FINL CORP | 126600905 | COM | 600 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LT | 66510M954 | COM NEW | 10,100 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLOOMIN BRANDS INC | 094235958 | COM | 400 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BROADWIND INC | 11161T957 | COM NEW | 800 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN EDL SVCS CORP | 533535900 | COM | 2,700 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 10,467 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 83 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 7,977 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 1,792 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTERTAINMENT GAMING ASIA IN | 29383V206 | COM | 11,269 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTROPIC COMMUNICATIONS INC | 29384R955 | Cmn | 2,500 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APOLLO INVESTMENT CORP COMMON STOCK | 03761U906 | Cmn | 1,200 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC COMMON STOCK | 23283K955 | Cmn | 3,600 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XO GROUP INC | 983772954 | Cmn | 1,000 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VOLCANO CORP | 928645900 | Cmn | 500 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REPUBLIC AIRWAYS HOLDINGS INC COMMON STOCK | 760276905 | Cmn | 1,100 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STERIS CORP CMN STK | 859152900 | Cmn | 200 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PRETIUM RES INC | 74139C952 | COM | 1,800 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VASCO DATA SEC INTL INC | 92230Y904 | COM | 1,300 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P958 | COM | 2,000 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W959 | COM PAR $0.0005 | 4,000 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARTHA STEWART LIVING OMNIME | 573083902 | CL A | 2,300 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMC ENTMT HLDGS INC | 00165C954 | COM | 400 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MICREL INC CMN STOCK | 594793901 | Cmn | 900 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ECHELON CORP CMN STOCK | 27874N905 | Cmn | 3,700 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHOICE HOTELS INTL INC | 169905906 | CALL | 200 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TTM TECHNOLOGIES INC | 87305R909 | CALL | 1,100 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UGI CORP NEW | 902681955 | COM | 200 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WEST PHARMACEUTICAL SVSC INC | 955306955 | COM | 200 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MERCER INTL INC | 588056951 | COM | 1,200 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PHOTRONICS INC | 719405952 | COM | 1,100 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SILVERCORP METALS INC | 82835P903 | COM | 4,700 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 435 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAAR SURGICAL CO | 852312905 | CALL | 500 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENPACT LIMITED | G3922B907 | CALL | 500 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Targa Resources Partners, LP | 87611X105 | LTD | 168 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOCUS INC | 92858J108 | COM | 709 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER ENERGY SERVICES CORP | 723664958 | COM | 700 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAPSTEAD MORTGAGE CORP | 14067E956 | COM | 700 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORESTAR GROUP INC | 346233909 | Cmn | 500 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPL INC CMN STOCK | 676118902 | Cmn | 3,800 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKSILVER RES INC CMN STOCK | 74837R954 | Cmn | 3,400 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BAZAARVOICE INC | 073271908 | Cmn | 1,200 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC CMN STOCK | 74365A901 | Cmn | 1,900 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KEY ENERGY GROUP INC CMN STK | 492914956 | Cmn | 1,000 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RESOURCES LTD COMMON STOCK | 64156L951 | Cmn | 2,700 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IDENIX PHARMACEUTICALS INC COMMON STOCK | 45166R954 | Cmn | 1,500 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M954 | Cmn | 5,000 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559953 | Cmn | 2,400 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PEREGRINE SEMICONDUCTOR CORP | 71366R903 | COM | 1,500 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DISCOVERY LABORATORIES INC N | 254668903 | COM NEW | 4,200 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOCELLULAR THERAPEUTICS | 452536955 | COM | 7,300 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORION ENERGY SYSTEMS INC | 686275908 | CALL | 1,200 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M905 | CALL | 1,700 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA INFORMATION TECHNOLOGY | G21174900 | COM | 2,000 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAESARS ACQUISITION CO | 12768T903 | CL A | 600 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FAIRWAY GROUP HLDGS CORP | 30603D959 | Cmn | 1,200 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CRESTWOOD MIDSTREAM PARTNERS LP | 226378957 | OPTION | 400 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIGHTBRIDGE CORP | 53224K954 | PUT | 3,500 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MICREL INC | 594793951 | PUT | 800 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALMADEN MINERALS LTD COMMON STOCK | 020283907 | Cmn | 6,600 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LCA-VISION INC CMN STOCK | 501803958 | Cmn | 1,700 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722905 | ORD | 800 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BERKLEY W R CORP | 084423902 | COM | 200 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENERNOC INC | 292764107 | COMMON STOCK | 355 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 127 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC | 925602104 | COM | 6,273 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 64,090 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 13,143 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIANGLE CAPITAL CORP | 895848909 | Cmn | 300 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORPORATION | 00439T906 | Cmn | 1,700 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENGLOBAL CORP CMN STOCK | 293306956 | Cmn | 5,300 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M904 | Cmn | 3,100 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DYNAVAX TECHNOLOGIES CORP COMMON STOCK | 268158902 | Cmn | 4,400 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GSV CAPITAL CORP | 36191J901 | Cmn | 800 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GTX INC COMMON STOCK | 40052B908 | Cmn | 5,500 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P906 | Cmn | 5,600 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC SUNWEAR CALIF INC CMN STK | 694873900 | Cmn | 2,700 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETE CORP | 003830956 | COM | 2,000 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NATUS MEDICAL INC DEL | 639050953 | COM | 300 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANACOR PHARMACEUTICALS INC | 032420951 | COM | 400 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G907 | COM | 2,500 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA XD PLASTICS CO LTD | 16948F957 | COM | 1,600 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N952 | CL A | 2,200 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LOCAL CORP | 53954W904 | Cmn | 4,300 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE COMMERCIAL CORP | 376536908 | COM | 400 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE COMMERCIAL CORP | 376536958 | COM | 400 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RARE ELEMENT RES LTD | 75381M102 | COM | 4,995 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEURALSTEM INC | 64127R302 | COM | 1,555 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILICON IMAGE INC | 82705T952 | COM | 1,000 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Eagle Rock Energy Partners LP | 26985R904 | CALL | 1,400 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAMPUS CREST COMMUNITIES INC | 13466Y955 | Cmn | 800 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMULEX CORP CMN STK | 292475959 | Cmn | 1,000 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURIDE CORPORATION | 00439T956 | Cmn | 1,600 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIODEL INC | 09064M954 | Cmn | 2,600 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARTHA STEWART LIVING CMN STOCK | 573083952 | Cmn | 1,600 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SKILLED HEALTHCARE GROUP INC | 83066R957 | Cmn | 1,300 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STAR SCIENTIFIC INC CMN STK | 85517P951 | Cmn | 9,400 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NOVATEL WIRELESS INC | 66987M904 | Cmn | 4,200 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUDSON CITY BANCORP | 443683907 | COM | 700 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ECHELON CORP | 27874N955 | COM | 2,500 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| L & L ENERGY INC | 50162D900 | COM | 4,300 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RICHMONT MINES INC | 76547T956 | COM | 5,000 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F903 | CALL | 2,100 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F953 | PUT | 2,000 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IMATION CORP | 45245A907 | Cmn | 1,200 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL STEEL HOLDINGS INC CMN STK | 370853953 | Cmn | 5,500 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PREMIERE GLOBAL SVCS INC | 740585904 | CALL | 600 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC CMN STOCK | 832154958 | Cmn | 3,600 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| METALICO INC | 591176902 | COM | 4,100 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARTISAN PARTNERS ASSET MGMT | 04316A958 | CL A | 100 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HENRY JACK & ASSOC INC | 426281901 | CALL | 100 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FULTON FINL CORP PA | 360271950 | PUT | 500 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZAZA ENERGY CORP | 98919T100 | COM | 8,304 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W309 | COM | 2,296 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORELOGIC INC | 21871D903 | COM | 200 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LONCOR RESOURCES INC | 54179W101 | COM | 42,664 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IXIA | 45071R909 | Cmn | 500 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOMED REALTY TRUST COMMON STOCK | 09063H907 | Cmn | 300 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V959 | Cmn | 2,800 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORIENT EXPRESS HOTELS LTD -A | G67743957 | Cmn | 400 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORION MARINE GROUP INC | 68628V958 | Cmn | 500 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SKILLED HEALTHCARE GROUP INC | 83066R907 | Cmn | 1,200 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| URANERZ ENERGY CORP COMMON STOCK | 91688T904 | Cmn | 3,400 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZION OIL & GAS INC | 989696909 | COM | 3,200 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROUNDYS INC | 779268901 | COM | 800 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AWARE INC MASS | 05453N950 | PUT | 1,000 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MASONITE INTL CORP | 575385909 | COM | 100 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LYON WILLIAM HOMES | 552074900 | CALL | 200 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA BAK BATTERY INC | 16936Y909 | CALL | 2,100 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEWPORT CORP | 651824954 | PUT | 300 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CERAGON NETWORKS LTD | M22013902 | ORD | 1,600 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GILDAN ACTIVEWEAR INC | 375916953 | COM | 100 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIODES INC | 254543951 | COM | 200 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U901 | COM | 2,400 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FREIGHTCAR AMER INC | 357023950 | COM | 200 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SILGAN HLDGS INC | 827048909 | COM | 100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AZENTA INC | 114340902 | CALL | 500 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TILLYS INC | 886885902 | CALL | 400 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAPELLA EDUCATION CO | 139594105 | COM | 79 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFE TIME FITNESS INC | 53217R207 | COM | 106 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 2,034 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 3,698 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 589 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEADWATERS INC | 42210P952 | COM | 400 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROYALE ENERGY INC | 78074G950 | Cmn | 1,600 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| THRESHOLD PHARMACEUTICALS COMMON STOCK | 885807956 | Cmn | 1,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MICROSEMI CORPORATION COMMON STOCK | 595137900 | Cmn | 200 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937X953 | Cmn | 2,800 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TOWERSTREAM CORP COMMON STOCK | 892000900 | Cmn | 2,000 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STR HOLDINGS INC | 78478V950 | Cmn | 3,000 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENGLOBAL CORP CMN STOCK | 293306906 | Cmn | 3,200 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOTIME INC CMN STK | 09066L905 | Cmn | 1,500 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOTIME INC CMN STK | 09066L955 | Cmn | 1,600 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HUGOTON ROYALTY TRUST COM SHS | 444717902 | Cmn | 600 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V909 | Cmn | 2,100 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PAIN THERAPEUTICS INC | 69562K950 | Cmn | 900 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VASCULAR SOLUTIONS INC | 92231M909 | COM | 200 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154908 | COM | 2,400 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESEARCH FRONTIERS INC | 760911907 | CALL | 1,000 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REVLON INC | 761525959 | PUT | 200 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REALNETWORKS INC | 75605L908 | CALL | 700 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POST PROPERTIES INC CMN STK | 737464957 | Cmn | 100 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYTOKINETICS INC | 23282W955 | PUT | 400 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TILLYS INC | 886885952 | CL A | 300 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L903 | COM | 400 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COSTAMARE INC | Y1771G902 | CALL | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 84,176 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVANTAGE ENERGY INCOME FUND COMMON STOCK | 00765F901 | Cmn | 800 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GTX INC COMMON STOCK | 40052B958 | Cmn | 2,700 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COTT CORPORATION COMMON STOCK | 22163N956 | Cmn | 500 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE ACQUISITION CORP | 71714G902 | Cmn | 2,300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVALON RARE METALS INC | 053470950 | Cmn | 6,200 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W955 | Cmn | 1,300 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEMAND MEDIA INC | 24802N959 | Cmn | 900 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VONAGE HOLDINGS CORP COMMON STOCK | 92886T951 | Cmn | 1,000 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM RESOURCES COMMON STOCK | 916901956 | Cmn | 1,600 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORIENT PAPER INC | 68619F955 | COM NEW | 1,700 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EXETER RES CORP | 301835904 | COM | 7,300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VENTRUS BIOSCIENCES INC | 922822951 | COM | 3,500 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QIAGEN NV | N72482907 | CALL | 200 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENT BANK CORP MICH | 453838959 | PUT | 300 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYKES ENTERPRISES INC | 871237953 | PUT | 200 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLOUNT INTL INC NEW | 095180905 | CALL | 300 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRIFFON CORP | 398433102 | COM | 256 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 100 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNH INDL N V | N20944909 | CALL | 300 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAXLINEAR INC | 57776J900 | CALL | 300 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TETRA TECH INC NEW | 88162G903 | COM | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PORTLAND GEN ELEC CO | 736508957 | COM NEW | 100 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONVERGYS CORP | 212485106 | COM | 124 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 940 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225111 | W EXP 03/28/201 | 300 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAL DIVE INTERNATIONAL INC COMMON STOCK | 12802T951 | Cmn | 1,600 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HEALTHCARE ACQUISITION CORP | 71714G952 | Cmn | 1,400 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA SILVER MINES INC COMMON STOCK | 349915908 | Cmn | 700 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XO GROUP INC | 983772904 | Cmn | 300 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DEMAND MEDIA INC | 24802N909 | Cmn | 700 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC CMN STK | 925602904 | Cmn | 2,700 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HANSEN MEDICAL INC | 411307901 | COM | 1,300 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HANSEN MEDICAL INC | 411307951 | COM | 1,200 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OLYMPIC STEEL INC | 68162K906 | COM | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GIGAMEDIA LTD | Y2711Y954 | ORD | 1,800 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ELECTRO SCIENTIFIC INDS | 285229950 | PUT | 300 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENVISION HEALTHCARE HLDGS IN | 29413U903 | Cmn | 100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIONBRIDGE TECHNOLOGIES INC | 536252909 | Cmn | 400 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AXCELIS TECHNOLOGIES INC | 054540909 | Cmn | 1,400 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENERAL STEEL HOLDINGS INC CMN STK | 370853903 | Cmn | 2,200 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZALICUS INC | 98887C904 | Cmn | 2,100 | $3,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORCEPT THERAPEUTICS INC | 218352902 | COM | 400 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIGA TECHNOLOGIES INC | 826917906 | COM | 500 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENTRAVISION COMMUNICATIONS C | 29382R957 | CL A | 300 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CZR | 127686103 | Stock | 91 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILLTOP HLDGS INC | 432748901 | CALL | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROVI CORP | 779376102 | COM | 67 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 80 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF AMERICA CORP | 060505153 | CMN | 2,700 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMGROUP CORP | 81663A113 | WTS | 39 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIMELIGHT NETWORKS INC | 53261M904 | Cmn | 700 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCLARO INC COMMON STOCK | 67555N956 | Cmn | 500 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OPLINK COMMUNICATIONS INC | 68375Q903 | Cmn | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REALD INC | 75604L955 | Cmn | 200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STR HOLDINGS INC | 78478V900 | Cmn | 1,000 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZAZA ENERGY CORP | 98919T950 | Cmn | 2,200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P956 | Cmn | 1,300 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CUTERA INC COMMON STOCK | 232109958 | Cmn | 200 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC CMN STK | 925602954 | Cmn | 1,500 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS CO | 381119956 | Cmn | 2,800 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORIENT PAPER INC | 68619F905 | COM NEW | 700 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENZON PHARMACEUTICALS INC | 293904908 | COM | 2,100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EQUAL ENERGY LTD | 29390Q909 | COM | 500 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXETER RES CORP | 301835954 | COM | 3,500 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VENTRUS BIOSCIENCES INC | 922822901 | COM | 1,600 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALBANY MOLECULAR RESH INC | 012423909 | COM | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALMADEN MINERALS LTD | 020283957 | COM | 1,600 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| L & L ENERGY INC | 50162D950 | COM | 900 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GERUI ADV MAT GR LTD | G21101953 | SHS | 2,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CTS CORP | 126501955 | PUT | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAMBREX CORP | 132011957 | PUT | 100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VASCO DATA SEC INTL INC | 92230Y954 | COM | 300 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLUBCORP HLDGS INC | 18948M908 | CALL | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SKYPEOPLE FRUIT JUICE INC | 83086T908 | Cmn | 1,100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERGE HEALTHCARE INC CMN STOCK | 589499952 | Cmn | 1,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD RESIDENTIAL PPTYS | 11283W904 | COM | 100 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SKYPEOPLE FRUIT JUICE INC | 83086T958 | Cmn | 1,100 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZALICUS INC | 98887C954 | Cmn | 1,800 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZAZA ENERGY CORP | 98919T900 | Cmn | 2,200 | $2,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAJESCO ENTERTAINMENT CO CMN STK | 560690958 | Cmn | 3,800 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 13 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP | 916896903 | CALL | 500 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LATTICE SEMICONDUCTOR CORP | 518415954 | PUT | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAXLINEAR INC | 57776J950 | COM | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KKR & CO LP | 48248M102 | COMMON STOCK | 39 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRANDYWINE RLTY TR | 105368903 | CALL | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MERIT MED SYS INC | 589889904 | COM | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN EDL SVCS CORP | 533535950 | COM | 200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNSTONE HOTEL INVS INC NEW | 867892901 | CALL | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| METALICO INC | 591176102 | COM | 356 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 419 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 2,253 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFA FINANCIAL INC | 55272X902 | COM | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 2,521 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASSOCIATED BANC CORP | 045487113 | WTS | 500 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALLEY NATL BANCORP | 919794123 | *W EXP 06/30/201 | 4,928 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ION GEOPHYSICAL CORP CMN STK | 462044908 | Cmn | 300 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPL INC CMN STOCK | 676118952 | Cmn | 300 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANADIGICS INC CMN STOCK | 032515958 | Cmn | 400 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GENGSHENG MINERALS INC | 16942P951 | Cmn | 3,200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENZON PHARMACEUTICALS INC CMN STOCK | 293904958 | Cmn | 1,100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELECOMMUNICATION SYSTEMS-A | 87929J903 | Cmn | 400 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON WIRE & CABLE CO CMN STK | 44244K909 | Cmn | 100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XENOPORT INC COMMON STOCK | 98411C950 | Cmn | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GENGSHENG MINERALS INC | 16942P901 | Cmn | 3,200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DELCATH SYSTEMS INC | 24661P904 | Cmn | 3,200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS CO | 381119906 | Cmn | 1,200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RESOURCES LTD - AMEX CMN STOCK | 38119T954 | Cmn | 2,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WARREN RESOURCES INC. COMMON STOCK | 93564A950 | Cmn | 300 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESOURCE CAPITAL CORP COMMON STOCK | 76120W952 | Cmn | 200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AVALON RARE METALS INC | 053470900 | COM | 1,100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VALUEVISION MEDIA INC | 92047K957 | CL A | 200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASCENT SOLAR TECHNOLOGIES IN | 043635951 | COM | 1,100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RES LTD | 64156L901 | COM | 400 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SWISHER HYGIENE INC | 870808902 | COM | 2,200 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZIX CORP | 98974P950 | COM | 300 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LUCAS ENERGY INC | 549333951 | COM NEW | 1,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 20,399 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON AMERN ENERGY CORP | 44183U900 | CALL | 1,300 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON AMERN ENERGY CORP | 44183U950 | PUT | 1,000 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERSECTIONS INC | 460981951 | PUT | 200 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERCLOUD SYS INC | 458488111 | *W EXP 08/25/201 | 135 | $1,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WAVE SYSTEMS CORP CMN STK | 943526900 | Cmn | 1,100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHC GROUP LTD | G07021951 | Cmn | 100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SINOCOKING COAL AND COKE CHEMI | 829357902 | Cmn | 1,100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| METABOLIX INC COMMON STOCK | 591018959 | Cmn | 1,100 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| METALICO INC | 591176952 | PUT | 600 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUEST RARE MINERALS LTD | 74836T901 | Cmn | 1,000 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COLDWATER CREEK | 193068902 | Cmn | 9,300 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COLDWATER CREEK | 193068952 | Cmn | 5,700 | $1,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| METABOLIX INC COMMON STOCK | 591018909 | Cmn | 1,100 | $1,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Walter Energy Inc | 93317Q105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| FOSTER WHEELER AG | H27178104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| Call - ZION $36.27 Exp 11/14/2018 | 989701131 | Warrants | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE ENERGY CORP | 76116A116 | WTS | 1,389 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| COEUR MNG INC | 192108116 | *W EXP 04/16/201 | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CRUMBS BAKE SHOP INC | 228803110 | *W EXP 05/05/201 | 2,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| SWISHER HYGIENE INC | 870808952 | Cmn | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| DELCATH SYSTEMS INC | 24661P954 | Cmn | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC COMMON STOCK | 72940R952 | Cmn | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CYTORI THERAPEUTICS INC | 23283K113 | *W EXP 09/13/201 | 493 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| CAMAC ENERGY INC | 131745951 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| VIOLIN MEMORY INC | 92763A951 | Cmn | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| IRIDIUM COMMUNICATIONS INC | 46269C128 | *W EXP 02/14/201 | 368 | $0 | thousands by filing date | Value filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
| ASCENT SOLAR TECHNOLOGIES COMMON STOCK | 043635901 | Cmn | 500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios.The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-006360 | this filing | 2014-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-008143 | added | 2014-08-08 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-001027 | added | 2015-02-06 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-15-007121 | added | 2015-06-26 | acceptance time not in the bulk data set |