13F-HR filed by Linden Advisors LP
Linden Advisors LP filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 43 holding rows worth $391,396,000.
- Accession
- 0000950123-14-006128
- Filer
- CIK 1279396
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 43 entries on the cover page, a total value of $391,396,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $391,396,000 with VALUE read as thousands by filing date, 13F file number 028-10783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALERE INC | 01449J204 | PERP PFD CONV SE | 229,790 | $65,768,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 23,913,000 | $25,558,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 16,723,000 | $25,369,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 20,580,000 | $25,150,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 400,000 | $18,936,000 | thousands by filing date | call |
| MOLYCORP INC DEL | 608753109 | COM | 3,902,086 | $18,301,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 11,608,000 | $15,283,000 | thousands by filing date | principal |
| GT Advanced Technologies Inc. | 36191UAB2 | CONV | 9,270,000 | $15,032,000 | thousands by filing date | principal |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 15,206,000 | $15,000,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 12,500,000 | $14,935,000 | thousands by filing date | principal |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 13,402,000 | $13,017,000 | thousands by filing date | principal |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 13,238,000 | $12,232,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 8,790,000 | $10,801,000 | thousands by filing date | principal |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 8,165,000 | $10,506,000 | thousands by filing date | principal |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 5,000,000 | $8,972,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT INC | 538034AB5 | CORPORATE OBLIG | 7,901,000 | $8,023,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554102 | COM | 162,046 | $7,406,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 12,500 | $6,709,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 12,500 | $6,709,000 | thousands by filing date | call |
| ALCOA INC | 013817101 | COM | 500,000 | $6,435,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 110,100 | $6,305,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 5,632,000 | $5,989,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 5,000,000 | $5,111,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 100,000 | $4,760,000 | thousands by filing date | call |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 217,900 | $4,595,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 4,000,000 | $4,552,000 | thousands by filing date | principal |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 104,100 | $4,388,000 | thousands by filing date | put |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 3,587,000 | $3,772,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 2,502,000 | $3,419,000 | thousands by filing date | principal |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 500,000 | $2,775,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 151,300 | $2,603,000 | thousands by filing date | call |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 2,400,000 | $2,381,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 1,904,000 | $2,032,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 50,000 | $1,721,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 1,060,000 | $1,065,000 | thousands by filing date | principal |
| REGIS CORP | 758932AA5 | NOTE | 1,000,000 | $1,030,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329Y104 | COM | 121,809 | $1,012,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 100,000 | $1,011,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 250,000 | $915,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 61,800 | $741,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V134 | WAR | 175,000 | $484,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 100,000 | $322,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 263,000 | $271,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-006128 | this filing | 2014-05-15 | acceptance time not in the bulk data set |