13F-HR filed by STIFEL FINANCIAL CORP
STIFEL FINANCIAL CORP filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 2,063 holding rows worth $10,450,064,000.
- Accession
- 0000950123-14-006075
- Filer
- CIK 720672
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 3,733 entries on the cover page, a total value of $10,450,064,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,450,064,000 with VALUE read as thousands by filing date, 13F file number 028-04621. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerStifel Nicolaus & Company, Inc. 028-06972
- included managerMontibus Capital Management LLC 028-15069
- included managerMissouri Valley Partners, Inc. 028-13899
- included managerZiegler Capital Management LLC 028-10982
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 17,000 | $110,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 25,000 | $110,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 13,955 | $109,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 11,916 | $109,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 10,269 | $109,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 10,900 | $109,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 14,200 | $108,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 23,400 | $105,000 | thousands by filing date | |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 15,387 | $104,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 32,630 | $104,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 104,475 | $104,000 | thousands by filing date | principal |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 10,800 | $103,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 10,000 | $101,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 18,322 | $95,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 93,610 | $94,000 | thousands by filing date | principal |
| STANDARD PAC CORP NEW | 85375C101 | COM | 11,075 | $92,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 13,700 | $92,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 90,100 | $90,000 | thousands by filing date | principal |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 46,357 | $88,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 15,000 | $87,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 14,320 | $86,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 12,700 | $85,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 12,623 | $84,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 10,831 | $83,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 11,300 | $83,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 23,419 | $82,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 14,820 | $82,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 80,089 | $80,000 | thousands by filing date | principal |
| SEQUENOM INC COM NEW | 817337405 | COM | 31,000 | $76,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 41,500 | $75,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 59,000 | $71,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 12,300 | $69,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 12,000 | $67,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 14,475 | $62,000 | thousands by filing date | |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 60,075 | $60,000 | thousands by filing date | principal |
| MOLYCORP INC DEL | 608753109 | COM | 12,654 | $59,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 13,383 | $53,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 31,000 | $53,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 21,708 | $52,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 16,250 | $52,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 10,400 | $52,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 15,000 | $52,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 17,551 | $50,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAA5 | NOTE 2.625%12/0 | 49,705 | $50,000 | thousands by filing date | principal |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 10,437 | $49,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 14,825 | $49,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 47,094 | $47,000 | thousands by filing date | principal |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 16,850 | $44,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 15,100 | $43,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 24,876 | $37,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 11,400 | $36,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 22,000 | $34,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 31,900 | $32,000 | thousands by filing date | principal |
| DENISON MINES CORP | 91688T104 | COM | 17,425 | $30,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 26,844 | $27,000 | thousands by filing date | principal |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 25,594 | $26,000 | thousands by filing date | principal |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 10,000 | $26,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 11,600 | $25,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 10,000 | $24,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 22,625 | $23,000 | thousands by filing date | principal |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 16,600 | $22,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,600 | $21,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 10,000 | $21,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-006075 | this filing | 2014-05-15 | acceptance time not in the bulk data set |