13F-HR filed by Virtu KCG Holdings LLC
Virtu KCG Holdings LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 4,021 holding rows worth $8,029,583,000.
- Accession
- 0000950123-14-006038
- Filer
- CIK 1569391
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 4,466 entries on the cover page, a total value of $8,029,583,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,029,583,000 with VALUE read as thousands by filing date, 13F file number 028-15626. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKCG Americas LLC 028-15067
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 5,094 | $201,000 | thousands by filing date | |
| STEEL DYNAMICS INC | 858119900 | COM | 11,300 | $201,000 | thousands by filing date | call |
| TW TELECOM INC | 87311L104 | COM | 6,422 | $201,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 48,238 | $200,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 17,400 | $200,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 3,300 | $200,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 19,182 | $200,000 | thousands by filing date | |
| COEUR MNG INC | 192108904 | CALL | 21,500 | $200,000 | thousands by filing date | call |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 12,707 | $200,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 4,880 | $200,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 46,316 | $200,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 90,113 | $200,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 22,084 | $199,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 19,172 | $199,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 17,311 | $197,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 17,273 | $197,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 11,063 | $196,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 15,539 | $196,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 14,322 | $194,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 12,239 | $194,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 24,967 | $194,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 11,436 | $193,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 13,800 | $193,000 | thousands by filing date | put |
| THESTREET INC | 88368Q103 | COM | 73,906 | $193,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES-A | 442487953 | COM | 40,900 | $193,000 | thousands by filing date | put |
| SPRINT CORPORATION | 85207U905 | COM | 21,000 | $193,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 24,357 | $191,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 25,376 | $191,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 39,900 | $189,000 | thousands by filing date | put |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 14,792 | $188,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 25,114 | $188,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445903 | COM | 11,700 | $188,000 | thousands by filing date | call |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 16,542 | $187,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 10,378 | $187,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 14,193 | $187,000 | thousands by filing date | |
| LOUISIANA PAC CORP | 546347955 | COM | 11,000 | $186,000 | thousands by filing date | put |
| DESTINATION XL GROUP INC | 25065K104 | COM | 32,775 | $185,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150954 | COM | 18,600 | $185,000 | thousands by filing date | put |
| SWS GROUP INC | 78503N107 | COM | 24,793 | $185,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 13,545 | $184,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 28,053 | $183,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 13,482 | $183,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 46,800 | $183,000 | thousands by filing date | put |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 13,818 | $183,000 | thousands by filing date | |
| STANDARD-PACIFIC CORP | 85375C951 | COM | 22,000 | $183,000 | thousands by filing date | put |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 14,900 | $182,000 | thousands by filing date | put |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 13,921 | $180,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 21,700 | $180,000 | thousands by filing date | put |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 10,220 | $180,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 36,928 | $179,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 19,853 | $179,000 | thousands by filing date | |
| FREESEAS INC | Y26496300 | SHS PAR 0.001NEW | 108,849 | $179,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 13,756 | $178,000 | thousands by filing date | |
| KEYCORP | 493267958 | PUT | 12,500 | $178,000 | thousands by filing date | put |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 13,190 | $177,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 18,412 | $177,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 110,719 | $177,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 17,825 | $177,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 50,728 | $177,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 12,922 | $176,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 36,429 | $176,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 18,455 | $175,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 12,735 | $175,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 11,231 | $174,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 31,223 | $174,000 | thousands by filing date | |
| AVON PRODUCTS INC | 054303952 | COM | 11,800 | $173,000 | thousands by filing date | put |
| DUKE REALTY CORP | 264411505 | COM NEW | 10,213 | $172,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 12,502 | $172,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 39,026 | $172,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 16,830 | $171,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 10,400 | $171,000 | thousands by filing date | put |
| DENBURY RESOURCES INC | 247916958 | COM | 10,400 | $171,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 11,121 | $170,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 15,545 | $170,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 50,158 | $170,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 33,853 | $169,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 47,710 | $168,000 | thousands by filing date | |
| BANCO SANTANDER SA | 05964H955 | ADR | 17,500 | $168,000 | thousands by filing date | put |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 30,000 | $168,000 | thousands by filing date | put |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 17,995 | $167,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037959 | COM | 21,300 | $167,000 | thousands by filing date | put |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 23,004 | $166,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279902 | COM | 29,700 | $166,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 17,200 | $165,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 11,300 | $165,000 | thousands by filing date | put |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 21,950 | $165,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 10,275 | $165,000 | thousands by filing date | |
| NORTHERN OIL AND GAS INC | 665531959 | COM | 11,300 | $165,000 | thousands by filing date | put |
| DRYSHIPS INC COMMON STOCK | Y2109Q951 | Cmn | 51,100 | $165,000 | thousands by filing date | put |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 13,900 | $164,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236901 | COM | 10,900 | $164,000 | thousands by filing date | call |
| MFRI INC | 552721102 | COMMON STOCK | 12,109 | $164,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 19,611 | $164,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 10,100 | $163,000 | thousands by filing date | put |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 11,454 | $163,000 | thousands by filing date | |
| NORTHSTAR REALTY FINANCE CORP COMMON STOCK | 66704R950 | Cmn | 10,100 | $163,000 | thousands by filing date | put |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 12,051 | $161,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 65,082 | $161,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 46,129 | $161,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 12,834 | $160,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 13,042 | $159,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 12,779 | $159,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 12,852 | $158,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 49,788 | $158,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 10,900 | $156,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 15,828 | $156,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 12,762 | $155,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 10,065 | $155,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916955 | PUT | 21,900 | $155,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 37,844 | $155,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 38,400 | $154,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 46,262 | $154,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 21,442 | $154,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 19,172 | $154,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 21,587 | $153,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 11,223 | $153,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 166,765 | $153,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 26,375 | $150,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 12,358 | $150,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 11,299 | $149,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 10,844 | $149,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 12,619 | $149,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 16,212 | $149,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 18,411 | $148,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 20,664 | $146,000 | thousands by filing date | |
| STANDARD-PACIFIC CORP | 85375C901 | COM | 17,600 | $146,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 30,152 | $145,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 19,772 | $145,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 19,942 | $144,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 36,775 | $144,000 | thousands by filing date | |
| NOVATEL WIRELESS INC | 66987M604 | COM NEW | 82,499 | $144,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 15,073 | $143,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 73,934 | $142,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V953 | PUT | 14,700 | $142,000 | thousands by filing date | put |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 25,651 | $142,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 105,342 | $141,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 43,400 | $140,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 13,210 | $140,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 29,209 | $138,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 36,460 | $138,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 25,184 | $137,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 13,980 | $137,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 30,228 | $137,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 13,015 | $137,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143951 | PUT | 15,700 | $136,000 | thousands by filing date | put |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 72,162 | $136,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 15,500 | $135,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 13,959 | $135,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 11,380 | $135,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 11,066 | $134,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704906 | COM | 43,600 | $134,000 | thousands by filing date | call |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 22,334 | $134,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V903 | CALL | 13,800 | $133,000 | thousands by filing date | call |
| CYAN INC | 23247W104 | COM | 31,066 | $133,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 72,061 | $133,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 17,616 | $132,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 25,538 | $132,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,786 | $131,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 33,728 | $131,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 174,230 | $131,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 10,541 | $130,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 16,600 | $130,000 | thousands by filing date | put |
| TASEKO MINES LTD COM | 876511106 | Stock | 65,323 | $129,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 21,156 | $129,000 | thousands by filing date | |
| GUANWEI RECYCLING CORP | 400685202 | COM NEW | 46,749 | $129,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 10,580 | $128,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 10,751 | $128,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 14,737 | $128,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 154,206 | $128,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 30,037 | $128,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 10,350 | $127,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 17,037 | $127,000 | thousands by filing date | |
| ALTAIR NANOTECHNOLOGIES INC | 021373303 | COM PAR $0.001 | 28,621 | $127,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 66,534 | $126,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 11,593 | $125,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 11,324 | $124,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 10,200 | $124,000 | thousands by filing date | put |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 10,978 | $123,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 83,070 | $122,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 21,129 | $122,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 15,788 | $122,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 37,282 | $122,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 12,059 | $122,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V134 | WAR | 43,466 | $122,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 16,248 | $121,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 10,715 | $121,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 27,309 | $120,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 35,973 | $120,000 | thousands by filing date | |
| VELOCITYSHARES | 22542D530 | COMMON STOCK | 33,003 | $119,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 97,689 | $119,000 | thousands by filing date | |
| SILVER STANDARD RESOURCES | 82823L956 | COM | 12,000 | $119,000 | thousands by filing date | put |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 12,100 | $117,000 | thousands by filing date | put |
| AFFYMETRIX INC | 00826T108 | COM | 16,385 | $117,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 76,230 | $116,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 17,276 | $116,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 10,133 | $116,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727105 | SPONSORED ADR | 41,713 | $116,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 26,581 | $115,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 17,424 | $115,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 12,567 | $115,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 37,283 | $115,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 73,318 | $114,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 10,477 | $114,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 14,702 | $114,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 57,346 | $114,000 | thousands by filing date | |
| SUTOR TECHNOLOGY GROUP LTD | 869362103 | CMN | 62,897 | $114,000 | thousands by filing date | |
| CHINA AUTO LOGISTICS INC | 16936J202 | COM NEW | 30,376 | $114,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW | 7591EP950 | COM | 10,200 | $113,000 | thousands by filing date | put |
| Walter Energy Inc | 93317Q105 | COM | 15,000 | $113,000 | thousands by filing date | call |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 12,040 | $112,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 11,904 | $111,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 12,935 | $111,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 10,602 | $111,000 | thousands by filing date | |
| WENDYS CO | 95058W900 | CALL | 12,200 | $111,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 12,100 | $111,000 | thousands by filing date | call |
| Hugoton Royalty Trust | 444717102 | COM | 13,800 | $111,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 86,241 | $111,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 79,035 | $110,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 16,941 | $110,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 31,014 | $110,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 52,379 | $109,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 18,180 | $109,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 15,931 | $109,000 | thousands by filing date | |
| BONA FILM GROUP LTD | 09777B107 | SPONSORED ADS | 17,385 | $109,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 68,588 | $109,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 18,884 | $108,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 14,089 | $108,000 | thousands by filing date | |
| ROSETTA GENOMICS LTD | M82183126 | SHS NEW NIS 0.6 | 21,458 | $107,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344900 | Cmn | 24,800 | $107,000 | thousands by filing date | call |
| HALCON RESOURCES CORP | 40537Q959 | Cmn | 24,700 | $107,000 | thousands by filing date | put |
| ELTEK LTD | M40184109 | ORD | 48,261 | $107,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 46,092 | $106,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 32,231 | $105,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 27,982 | $105,000 | thousands by filing date | |
| KU6 MEDIA CO LTD | 48274B103 | SPONSORED ADR | 50,322 | $105,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 10,390 | $104,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 22,865 | $104,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 13,855 | $104,000 | thousands by filing date | |
| EON COMMUNICATIONS CORP | 268763208 | COM NEW | 20,835 | $104,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499901 | COM | 11,500 | $103,000 | thousands by filing date | call |
| NEWCASTLE INVT CORP | 65105M108 | COM | 21,852 | $103,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 10,759 | $102,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 16,172 | $102,000 | thousands by filing date | |
| CIMATRON LTD | M23798107 | ORD | 14,107 | $102,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037909 | COM | 12,900 | $101,000 | thousands by filing date | call |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 35,814 | $100,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 10,451 | $100,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 22,177 | $99,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 13,594 | $99,000 | thousands by filing date | |
| COEUR MNG INC | 192108954 | COM NEW | 10,500 | $98,000 | thousands by filing date | put |
| AK STEEL HOLDING CORP | 001547108 | COM | 13,500 | $98,000 | thousands by filing date | call |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 11,752 | $98,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 16,455 | $98,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 22,127 | $96,000 | thousands by filing date | |
| NTS RLTY HLDGS LTD PARTNERSH | 629422106 | PARTSHIP UNITS | 11,196 | $96,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 13,400 | $95,000 | thousands by filing date | put |
| IRIDIUM COMMUNICATIONS INC | 46269C902 | COM | 12,600 | $95,000 | thousands by filing date | call |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 14,681 | $95,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 21,600 | $94,000 | thousands by filing date | call |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 11,100 | $94,000 | thousands by filing date | put |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 53,012 | $93,000 | thousands by filing date | |
| AMERICAN INCOME FD INC | 02672T109 | COM | 12,297 | $93,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 10,100 | $92,000 | thousands by filing date | call |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 12,200 | $92,000 | thousands by filing date | call |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 32,320 | $92,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 77,288 | $92,000 | thousands by filing date | |
| OCEAN BIO-CHEM INC | 674631106 | COM | 30,068 | $92,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 10,631 | $91,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 36,808 | $91,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 44,779 | $90,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 18,902 | $89,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 24,381 | $88,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 10,349 | $88,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 20,504 | $88,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 42,035 | $87,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 16,711 | $87,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B903 | OPTION | 27,200 | $87,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902904 | COM | 20,800 | $86,000 | thousands by filing date | call |
| SUPREME INDS INC-CLASS A | 868607102 | CL A | 11,181 | $86,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 10,561 | $86,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 25,522 | $85,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 32,383 | $85,000 | thousands by filing date | |
| SUPERVALU INC | 868536953 | COM | 12,400 | $85,000 | thousands by filing date | put |
| GENETIC TECHNOLOGIES LTD | 37185R109 | SPONSORED ADR | 60,872 | $85,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 55,588 | $84,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592200 | CMN | 67,149 | $84,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 19,200 | $83,000 | thousands by filing date | call |
| HOVNANIAN ENTERPRISES-A | 442487903 | COM | 17,600 | $83,000 | thousands by filing date | call |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 11,863 | $82,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 15,878 | $82,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 19,102 | $82,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 15,660 | $82,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 82,491 | $82,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 12,712 | $82,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 92,129 | $81,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 10,341 | $80,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 42,932 | $80,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 32,115 | $80,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 13,017 | $79,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 22,802 | $79,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 15,603 | $79,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 35,627 | $78,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 55,126 | $78,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 29,199 | $78,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 20,703 | $78,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902954 | COM | 18,600 | $77,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 26,396 | $77,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 13,581 | $76,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 18,858 | $75,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704956 | PUT | 24,500 | $75,000 | thousands by filing date | put |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 70,999 | $75,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 12,008 | $74,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 17,300 | $74,000 | thousands by filing date | put |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 10,908 | $74,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 13,414 | $74,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 25,566 | $73,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 12,865 | $73,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 10,541 | $73,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 24,956 | $72,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 19,427 | $72,000 | thousands by filing date | |
| SILVERCREST MINES INC | 828365106 | COMMON | 39,067 | $72,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 20,423 | $71,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A908 | COM | 12,400 | $71,000 | thousands by filing date | call |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 17,289 | $71,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 137,886 | $70,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 13,250 | $70,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 24,136 | $69,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 18,171 | $68,000 | thousands by filing date | |
| GERDAU SA | 373737955 | SPON ADR REP PFD | 10,400 | $67,000 | thousands by filing date | put |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 10,008 | $67,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 118,812 | $67,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 18,707 | $67,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 10,300 | $66,000 | thousands by filing date | put |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 16,771 | $66,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 13,432 | $66,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 21,300 | $65,000 | thousands by filing date | put |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 24,404 | $65,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 16,984 | $65,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 25,232 | $65,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 15,500 | $64,000 | thousands by filing date | put |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 13,687 | $64,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 23,433 | $64,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 18,053 | $63,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 32,308 | $62,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 55,941 | $62,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 10,706 | $62,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A958 | COM | 10,800 | $62,000 | thousands by filing date | put |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 28,548 | $61,000 | thousands by filing date | |
| DIGITAL PWR CORP | 253862106 | COM | 37,169 | $61,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 16,644 | $60,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 47,637 | $60,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 14,556 | $59,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 11,522 | $59,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643905 | CALL | 10,600 | $59,000 | thousands by filing date | call |
| PRIMO WTR CORP | 74165N105 | COM | 15,032 | $58,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 47,901 | $58,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 17,850 | $57,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 12,054 | $57,000 | thousands by filing date | |
| BAXANO SURGICAL | 071773105 | COM | 52,765 | $57,000 | thousands by filing date | |
| RARE ELEMENT RES LTD | 75381M102 | COM | 38,371 | $56,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 28,812 | $56,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 18,824 | $55,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 25,095 | $55,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 16,705 | $55,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 54,175 | $54,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 107,145 | $54,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 30,068 | $54,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 41,540 | $54,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 33,737 | $54,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B953 | COM | 16,900 | $54,000 | thousands by filing date | put |
| RESEARCH FRONTIERS INC | 760911107 | COM | 10,213 | $53,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 12,872 | $53,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 11,728 | $52,000 | thousands by filing date | |
| MOLYCORP INC | 608753909 | Cmn | 11,000 | $52,000 | thousands by filing date | call |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 12,578 | $51,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 12,503 | $51,000 | thousands by filing date | |
| TIGER MEDIA INC | G88685105 | SHS | 36,350 | $51,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 13,534 | $50,000 | thousands by filing date | |
| BSD MEDICAL CORP | 055662100 | COM | 39,227 | $50,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 44,043 | $50,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 15,770 | $49,000 | thousands by filing date | |
| KIPS BAY MEDICAL INC | 49726K105 | COM | 71,041 | $49,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 16,886 | $48,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 64,662 | $48,000 | thousands by filing date | |
| NEWLEAD HOLDINGS LTD | G64626156 | SHS PAR $0.01 NW | 30,204 | $48,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 12,738 | $47,000 | thousands by filing date | |
| SARATOGA RES INC | 803521103 | COM | 35,109 | $47,000 | thousands by filing date | |
| VENAXIS INC | 92262A107 | COM | 17,780 | $47,000 | thousands by filing date | |
| ELECTROMED INC | 285409108 | COMMON STOCK | 33,196 | $46,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 19,220 | $46,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 19,146 | $46,000 | thousands by filing date | |
| CHINA CORD BLOOD CORP | G21107100 | COM | 11,525 | $46,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 14,910 | $46,000 | thousands by filing date | |
| AMERICAN LORAIN CORP | 027297100 | COM | 38,279 | $46,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 10,742 | $45,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 24,844 | $45,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 93,642 | $45,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,118 | $44,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 26,050 | $44,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 11,341 | $43,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 22,575 | $43,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 20,749 | $43,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 15,463 | $42,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 26,212 | $42,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 13,697 | $41,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 10,912 | $41,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 18,640 | $41,000 | thousands by filing date | |
| SPEED COMM INC COM NEW | 84764T106 | Stock | 11,322 | $41,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 39,917 | $40,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 24,183 | $40,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 20,084 | $39,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 20,691 | $39,000 | thousands by filing date | |
| TIANYIN PHARMACEUTICAL CO IN | 88630M104 | COM | 40,039 | $39,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 28,073 | $38,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 17,949 | $38,000 | thousands by filing date | |
| URANIUM RESOURCES INC | 916901606 | COM | 13,599 | $38,000 | thousands by filing date | |
| LENTUO INTL INC | 526353107 | SPONSORED ADS | 11,119 | $38,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 15,828 | $38,000 | thousands by filing date | |
| RIT TECHNOLOGIES LTD | M8215Q110 | SHS | 22,247 | $38,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 13,180 | $38,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 21,497 | $37,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 58,317 | $37,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 20,025 | $36,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 11,787 | $36,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 11,859 | $36,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 67,578 | $36,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 20,675 | $36,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 52,488 | $35,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 28,761 | $35,000 | thousands by filing date | |
| ORBIT INTERNATIONAL CORP | 685559304 | COM | 11,915 | $35,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 28,399 | $34,000 | thousands by filing date | |
| VERMILLION INC | 92407M206 | COM NEW | 11,529 | $34,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 29,459 | $34,000 | thousands by filing date | |
| ARMCO METALS HLDGS INC | 042182105 | COM ADDED | 87,822 | $34,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 10,419 | $33,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 35,092 | $32,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 10,567 | $32,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 16,220 | $31,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 14,537 | $31,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 31,200 | $30,000 | thousands by filing date | |
| QUICKSILVER RES INC CMN STOCK | 74837R954 | Cmn | 11,400 | $30,000 | thousands by filing date | put |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 10,431 | $29,000 | thousands by filing date | |
| PARAMOUNT GOLD & SILVER CORP | 69924P102 | COM | 23,254 | $29,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 39,243 | $29,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 17,768 | $28,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 41,096 | $28,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 17,407 | $28,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 18,488 | $28,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 10,400 | $27,000 | thousands by filing date | put |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 34,609 | $27,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 25,913 | $26,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 11,353 | $26,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 11,027 | $26,000 | thousands by filing date | |
| FUELCELL ENERGY INC. CMN STK | 35952H906 | Cmn | 10,500 | $26,000 | thousands by filing date | call |
| DATA I O CORP | 237690102 | COM | 10,794 | $25,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 10,732 | $25,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 21,548 | $25,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 13,638 | $25,000 | thousands by filing date | |
| ANDATEE CHINA MARINE FUEL SV | 67086W105 | COM | 11,418 | $25,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 12,453 | $24,000 | thousands by filing date | |
| Gevo Inc | 374396109 | COMMON | 20,258 | $24,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 10,564 | $23,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 15,877 | $23,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 12,164 | $23,000 | thousands by filing date | |
| CHINA GENGSHENG MINERALS INC | 16942P101 | Cmn | 72,055 | $23,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760129 | SHS | 13,575 | $23,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 10,245 | $22,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 14,500 | $22,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 54,983 | $22,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 10,440 | $22,000 | thousands by filing date | |
| DRAGONWAVE INC | 26144M103 | COM | 15,433 | $22,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678202 | COM NEW | 10,754 | $22,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 13,461 | $21,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 10,087 | $21,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 15,595 | $20,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 34,265 | $20,000 | thousands by filing date | |
| OXFORD RESOURCE PARTNERS LP | 691807101 | COM UNIT RP LP | 15,048 | $20,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 11,426 | $20,000 | thousands by filing date | |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 22,571 | $19,000 | thousands by filing date | |
| ENTREMED INC | 29382F202 | COM | 10,182 | $19,000 | thousands by filing date | |
| TELIK INC | 87959M208 | COM NEW | 13,754 | $19,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 16,651 | $18,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 17,421 | $18,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 10,519 | $18,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 15,245 | $18,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 21,247 | $18,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 12,527 | $18,000 | thousands by filing date | |
| TRI-TECH HOLDING | G9103F106 | SHS | 12,232 | $18,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CP CMN STK | 030111908 | Cmn | 11,000 | $18,000 | thousands by filing date | call |
| THT HEAT TRANSFER TECHNOLOGY | 886031103 | COM | 12,575 | $18,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 10,439 | $18,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 10,163 | $17,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 10,052 | $17,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 364,600 | $17,000 | thousands by filing date | |
| ENTREE GOLD INC | 29383G100 | COM | 48,583 | $17,000 | thousands by filing date | |
| PRIMA BIOMED LTD | 74154B203 | SPON ADR LVL II | 14,339 | $16,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 11,856 | $15,000 | thousands by filing date | |
| Prospect Global Resources Inc. | 74348X202 | COM | 11,079 | $15,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 30,139 | $14,000 | thousands by filing date | |
| COLDWATER CREEK INC | 193068202 | COM | 85,051 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-006038 | this filing | 2014-05-15 | acceptance time not in the bulk data set |