13F-HR filed by Assured Investment Management LLC
Assured Investment Management LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-14, with 260 holding rows worth $6,154,888,000.
- Accession
- 0000950123-14-005728
- Filer
- CIK 1427430
- Filed
- 2014-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 260 entries on the cover page, a total value of $6,154,888,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,154,896,000 with VALUE read as thousands by filing date, 13F file number 028-14203. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GLD PUT 380.000 09182026 | 78463v957 | PUT | 2,801,000 | $346,232,000 | thousands by filing date | put |
| APPLE INC | 037833950 | PUT | 468,400 | $251,409,000 | thousands by filing date | put |
| ISHARES TR | 464287954 | PUT | 6,320,000 | $226,130,000 | thousands by filing date | put |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 1,000,000 | $187,040,000 | thousands by filing date | put |
| TIME WARNER CABLE | 88732J907 | COM | 1,112,900 | $152,668,000 | thousands by filing date | call |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 40,000,000 | $147,000,000 | thousands by filing date | principal |
| ACTAVIS PLC | G0083B108 | SHS | 565,969 | $116,505,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 2,196,153 | $111,103,000 | thousands by filing date | |
| ISHARES INC | 464286950 | PUT | 2,350,000 | $105,797,000 | thousands by filing date | put |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 9,873,564 | $99,822,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 797,887 | $98,627,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 30,085,000 | $89,918,000 | thousands by filing date | principal |
| ALCOA INC | 013817901 | COM | 6,850,000 | $88,160,000 | thousands by filing date | call |
| TESORO CORP | 881609901 | COM | 1,680,200 | $85,001,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V907 | CALL | 650,400 | $80,396,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,464,399 | $77,760,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,360,946 | $68,491,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B908 | COM | 330,000 | $67,930,000 | thousands by filing date | call |
| KOHLS CORP | 500255104 | COM | 1,172,079 | $66,574,000 | thousands by filing date | |
| APPLE INC | 037833900 | CALL | 123,900 | $66,502,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 742,339 | $61,525,000 | thousands by filing date | |
| GENCORP INC | 368682AN0 | SDCV | 30,000,000 | $60,981,000 | thousands by filing date | |
| US STEEL CORP | 912909AE8 | NOTE | 60,200,000 | $60,694,000 | thousands by filing date | principal |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,664,481 | $59,555,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTE | 91911K902 | COM | 441,500 | $58,249,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 1,672,065 | $57,552,000 | thousands by filing date | |
| KOHLS CORP | 500255954 | PUT | 1,004,400 | $57,050,000 | thousands by filing date | put |
| RIO TINTO PLC | 767204950 | Option | 1,000,000 | $55,825,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 1,771,751 | $55,704,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 40,050,000 | $55,092,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 1,132,679 | $53,916,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 4,690,738 | $53,146,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 478,388 | $53,101,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 22,175,000 | $52,113,000 | thousands by filing date | principal |
| AMERICAN AIRLINES GROUP INC | 02376R952 | PUT | 1,400,000 | $51,233,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBR CO | 382550901 | CALL | 1,850,000 | $48,340,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 413,650 | $47,611,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 16,000,000 | $47,348,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D957 | PUT | 1,430,500 | $47,307,000 | thousands by filing date | put |
| FOREST LABORATORIES INC | 345838906 | COM | 500,000 | $46,132,000 | thousands by filing date | call |
| CATERPILLAR INC | 149123951 | PUT | 464,100 | $46,118,000 | thousands by filing date | put |
| AMAZON COM INC | 023135956 | PUT | 134,800 | $45,363,000 | thousands by filing date | put |
| VERINT SYS INC | 92343X100 | COM | 941,372 | $44,179,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 876,049 | $43,811,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 300,000 | $43,557,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 92343V904 | COM | 900,000 | $42,813,000 | thousands by filing date | call |
| ENCANA CORP | 292505904 | COM | 2,000,000 | $42,760,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 41,938,000 | $42,410,000 | thousands by filing date | principal |
| ABIOMED INC | 003654100 | COM | 1,607,941 | $41,871,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 1,213,728 | $40,539,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 974,653 | $38,937,000 | thousands by filing date | |
| ISHARES TR | 464287904 | CALL | 1,000,000 | $35,780,000 | thousands by filing date | call |
| ENOVIS CORP | 194014106 | COMMON STOCK | 493,110 | $35,174,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,508,727 | $35,108,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 347,825 | $34,494,000 | thousands by filing date | |
| CISCO SYS INC | 17275R902 | CALL | 1,510,800 | $33,857,000 | thousands by filing date | call |
| IAMGOLD CORP | 450913958 | COM | 9,424,500 | $33,174,000 | thousands by filing date | put |
| CISCO SYS INC | 17275R952 | PUT | 1,455,500 | $32,618,000 | thousands by filing date | put |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 17,500,000 | $32,482,000 | thousands by filing date | |
| SPRINT CORP | 85207U955 | PUT | 3,367,100 | $30,944,000 | thousands by filing date | put |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 1,728,885 | $30,757,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y950 | PUT | 639,800 | $30,250,000 | thousands by filing date | put |
| METLIFE INC COM | 59156R108 | Stock | 570,325 | $30,113,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 296,797 | $29,460,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 702,446 | $29,418,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 842,753 | $28,814,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 256,699 | $28,006,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 683,210 | $28,005,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 1,888,906 | $27,654,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 534,385 | $27,077,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 142,262 | $26,609,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 724,565 | $26,418,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 1,238,149 | $26,286,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141G954 | Option | 160,000 | $26,216,000 | thousands by filing date | put |
| CHATHAM LODGING TR | 16208T102 | COM | 1,262,500 | $25,528,000 | thousands by filing date | |
| AMAZON COM INC | 023135906 | CALL | 75,700 | $25,475,000 | thousands by filing date | call |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 25,900,000 | $25,382,000 | thousands by filing date | principal |
| NEW GOLD INC CDA | 644535106 | COM | 5,175,759 | $25,258,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y900 | CALL | 530,400 | $25,077,000 | thousands by filing date | call |
| GOOGLE INC-CL A | 38259P958 | COM | 22,500 | $25,076,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y956 | Option | 275,600 | $24,545,000 | thousands by filing date | put |
| J.C. PENNEY CO INC | 708160956 | COM | 2,827,500 | $24,373,000 | thousands by filing date | put |
| KINROSS GOLD CORP | 496902904 | COM | 5,828,400 | $24,130,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 1,292,866 | $23,944,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W952 | PUT | 1,250,000 | $23,700,000 | thousands by filing date | put |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 400,000 | $23,376,000 | thousands by filing date | |
| CATERPILLAR INC | 149123901 | CALL | 234,100 | $23,263,000 | thousands by filing date | call |
| DREAMWORKS ANIMATION SKG-A | 26153C953 | COM | 814,000 | $21,612,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 255,569 | $21,205,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694209 | UNIT | 1,998,183 | $20,681,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 22,500,000 | $20,489,000 | thousands by filing date | principal |
| CHIPOTLE MEXICAN GRILL INC | 169656905 | CALL | 35,000 | $19,882,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y906 | CALL | 219,400 | $19,540,000 | thousands by filing date | call |
| COEUR MNG INC | 192108954 | COM NEW | 2,000,000 | $18,570,000 | thousands by filing date | put |
| AGCO CORP 1.250/15/36 | 001084AM4 | NOTE | 13,515,000 | $18,516,000 | thousands by filing date | principal |
| ISHARES INC | 464286900 | CALL | 400,000 | $18,008,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC | 910047959 | COM | 400,000 | $17,858,000 | thousands by filing date | put |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 15,000,000 | $17,185,000 | thousands by filing date | principal |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 374,468 | $16,859,000 | thousands by filing date | |
| CHIPOTLE MEXICAN GRILL IN | 169656955 | C PUT | 29,500 | $16,757,000 | thousands by filing date | put |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 193,373 | $16,021,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 502,687 | $15,985,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 467,400 | $15,457,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 253,400 | $14,512,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N908 | COM | 377,800 | $13,824,000 | thousands by filing date | call |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 1,275,000 | $13,388,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 310,423 | $13,289,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 10,000,000 | $13,191,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U885 | UNIT 07/01/2016 | 225,000 | $13,163,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 497,930 | $13,150,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M952 | PUT | 215,100 | $12,958,000 | thousands by filing date | put |
| ISHARES INC | 464286952 | PUT | 199,000 | $12,726,000 | thousands by filing date | put |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 190,866 | $12,630,000 | thousands by filing date | |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 500,000 | $11,923,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 754,548 | $11,771,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 10,000,000 | $11,556,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 8,000,000 | $10,924,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 322,115 | $10,652,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 243,100 | $10,638,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B953 | COM | 3,292,000 | $10,534,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 6,500,000 | $10,343,000 | thousands by filing date | principal |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 675,000 | $10,030,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 788,795 | $9,962,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 989,020 | $9,890,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 342,803 | $9,465,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 338,955 | $9,382,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 216,612 | $8,981,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 5,000,000 | $8,981,000 | thousands by filing date | principal |
| HENNESSY CAPITAL ACQUIS | 425886207 | COM | 871,000 | $8,762,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 7,500,000 | $8,642,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 465,988 | $8,090,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 176,102 | $8,080,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 339,669 | $8,016,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 197,925 | $7,929,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 293,239 | $7,829,000 | thousands by filing date | |
| ISHARES INC | 464286953 | MSCI AUST ETF | 300,000 | $7,761,000 | thousands by filing date | put |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 238,369 | $7,699,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,623,172 | $7,678,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 138,183 | $7,358,000 | thousands by filing date | |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 6,000,000 | $7,245,000 | thousands by filing date | principal |
| BOULEVARD ACQUISITION CORP | 10157P203 | UNIT 02/19/2019 | 700,000 | $7,049,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 225,000 | $7,013,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 3,664,921 | $7,000,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 566,211 | $6,976,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 208,375 | $6,960,000 | thousands by filing date | |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 208,375 | $6,960,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 5,000,000 | $6,960,000 | thousands by filing date | principal |
| MYRIAD GENETICS INC | 62855J904 | COM | 200,000 | $6,838,000 | thousands by filing date | call |
| INTL GAME TECH 3.250 | 459902AQ5 | NOTE 3.250% 5/0 | 6,700,000 | $6,719,000 | thousands by filing date | principal |
| ROI ACQUISITION CORP II | 74966G200 | COM | 655,000 | $6,563,000 | thousands by filing date | |
| CHART ACQUISITION CORP | 161151204 | UNIT | 615,000 | $6,482,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 112,114 | $6,365,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 42,014 | $6,279,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 240,003 | $6,271,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 263,200 | $6,227,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 152,165 | $6,225,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 70,479 | $6,180,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 153,664 | $6,019,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 424,700 | $5,891,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 129,809 | $5,879,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 227,556 | $5,830,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 333,995 | $5,675,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 667,965 | $5,551,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 117,225 | $5,454,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 89,962 | $5,419,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 132,500 | $5,410,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 5,000,000 | $5,076,000 | thousands by filing date | principal |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 685,167 | $5,029,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 223,996 | $5,004,000 | thousands by filing date | |
| STARBUCKS CORP | 855244909 | CALL | 67,400 | $4,946,000 | thousands by filing date | call |
| GOOGLE INC-CL A | 38259P908 | COM | 4,300 | $4,792,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 326,634 | $4,782,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 2,780,000 | $4,754,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 87,534 | $4,596,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 121,875 | $4,587,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 405,771 | $4,585,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 109,180 | $4,514,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 1,554,871 | $4,494,000 | thousands by filing date | |
| FOREST OIL CORP | 346091905 | Option | 2,337,800 | $4,465,000 | thousands by filing date | call |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 52,576 | $4,456,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 52,770 | $4,307,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 196,901 | $4,263,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 810,242 | $4,197,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 300,000 | $4,128,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 451,672 | $4,124,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 207,778 | $3,987,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 120,473 | $3,960,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 66,156 | $3,913,000 | thousands by filing date | |
| MICROSOFT CORP | 594918904 | CALL | 94,800 | $3,886,000 | thousands by filing date | call |
| GLOBAL DEFENSE & NATL SEC SY | 37953N108 | COM | 380,000 | $3,846,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 2,500,000 | $3,831,000 | thousands by filing date | principal |
| ISHARES INC | 464286103 | MSCI AUST ETF | 143,020 | $3,700,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 264,000 | $3,485,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 197,501 | $3,332,000 | thousands by filing date | |
| YRC Worldwide Inc | 984249AB8 | Note 10.000% 3/3 | 3,149,163 | $3,307,000 | thousands by filing date | principal |
| TALISMAN ENERGY INC | 87425E103 | COM | 321,678 | $3,210,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 220,159 | $3,144,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 331,126 | $3,043,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 258,844 | $3,010,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 80,598 | $2,955,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 43,314 | $2,896,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 29,169 | $2,844,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 623,800 | $2,751,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 46,500 | $2,738,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 31,572 | $2,722,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 65,587 | $2,715,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 35,205 | $2,417,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 2,000,000 | $2,386,000 | thousands by filing date | principal |
| 38259p508 | COM | 2,118 | $2,361,000 | thousands by filing date | ||
| SPDR SERIES TRUST | 78464A955 | PUT | 51,900 | $2,166,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 60,231 | $2,139,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 74,488 | $2,067,000 | thousands by filing date | |
| CONOCOPHILLIPS | 20825C954 | PUT | 29,100 | $2,047,000 | thousands by filing date | put |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 81,573 | $1,970,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 56,945 | $1,926,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 50,492 | $1,838,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 25,460 | $1,710,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 525,000 | $1,680,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 61,543 | $1,590,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 21,376 | $1,519,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 230,415 | $1,505,000 | thousands by filing date | |
| VODAFONE GROUP PLC | 92857W908 | SPONSORED ADR | 402,600 | $1,472,000 | thousands by filing date | call |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 84,253 | $1,408,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 21,204 | $1,240,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 63,506 | $1,108,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 55,842 | $1,059,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 264,000 | $1,053,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 27,834 | $1,018,000 | thousands by filing date | |
| TELECOM ITALIA S P A NEW | 87927Y902 | SPON ADR ORD | 1,106,300 | $947,000 | thousands by filing date | call |
| VALE S A | 91912E105 | SPONSORED ADS | 67,500 | $934,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 50,000 | $880,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 99,177 | $862,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 13,364 | $855,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 41,871 | $829,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 2,413 | $812,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 44,500 | $784,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 10,998 | $774,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 87,346 | $726,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 54,056 | $700,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 134,100 | $652,000 | thousands by filing date | |
| INTEL CORP | 458140950 | PUT | 23,400 | $604,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 12,337 | $515,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 400,000 | $476,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 31,242 | $402,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 10,507 | $271,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 36,100 | $232,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,800 | $179,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 3,420 | $158,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 4,323 | $149,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 4,323 | $149,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 6,600 | $107,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 2,000 | $84,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A905 | CALL | 1,700 | $71,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 121 | $65,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 12,300 | $43,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 2,241 | $30,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 3,326 | $26,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 318 | $15,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 270 | $2,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-005728 | this filing | 2014-05-14 | acceptance time not in the bulk data set |