13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-09, with 3,850 holding rows worth $76,037,653,000 by the sum of the rows.
- Accession
- 0000950123-14-005241
- Filer
- CIK 713676
- Filed
- 2014-05-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 3,850 entries on the cover page, a total value of $57,382,470,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $76,037,653,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $57,382,470,000, 25% less than the sum of the rows, $76,037,653,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,260 | $50,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 400 | $50,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 1,871 | $50,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 5,000 | $50,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 2,406 | $50,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 1,041 | $50,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,170 | $50,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 2,241 | $50,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 3,500 | $50,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 3,400 | $50,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 2,794 | $50,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 2,549 | $49,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 2,810 | $49,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 2,073 | $49,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 3,495 | $49,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 3,600 | $49,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 656 | $48,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 13,175 | $48,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 1,062 | $48,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,436 | $48,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 3,700 | $48,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 2,714 | $48,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,100 | $48,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 1,084 | $48,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 2,304 | $48,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 4,478 | $48,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 5,200 | $47,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 738 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 738 | $47,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 3,612 | $47,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 5,001 | $47,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,161 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 600 | $47,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 5,549 | $47,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 2,445 | $47,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 2,960 | $47,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 1,667 | $46,000 | thousands by filing date | |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 3,173 | $46,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 901 | $46,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 1,482 | $46,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 487 | $46,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 2,720 | $46,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 10,926 | $46,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 300 | $46,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 5,000 | $46,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 5,604 | $45,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 1,124 | $45,000 | thousands by filing date | |
| ING GLBL ADV & PREM OPP FUND | 44982N109 | COM | 3,775 | $45,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 5,800 | $45,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 696 | $44,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 1,582 | $44,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1,600 | $44,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 2,500 | $44,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 2,000 | $44,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 5,137 | $44,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 2,000 | $44,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 990 | $44,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 2,200 | $44,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 373 | $44,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 2,386 | $43,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,107 | $43,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 1,444 | $43,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 2,400 | $43,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,186 | $43,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 2,940 | $43,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 4,157 | $43,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 682 | $43,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 4,400 | $42,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 6,130 | $42,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 6,000 | $42,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 3,686 | $42,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 4,610 | $42,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 630 | $42,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 4,400 | $42,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 1,006 | $42,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 16,400 | $42,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 3,200 | $42,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 3,500 | $42,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R783 | SOLAR ENRG NEW | 487 | $42,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 4,633 | $41,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 11,660 | $41,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 4,670 | $41,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 331 | $41,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2,000 | $41,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,173 | $41,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 1,275 | $41,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 2,160 | $41,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 3,220 | $41,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 1,174 | $41,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 2,554 | $41,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 374 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 570 | $40,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 1,098 | $40,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2,000 | $40,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 5,410 | $40,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 610 | $40,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 4,390 | $40,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 10,000 | $40,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 1,035 | $40,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 4,000 | $40,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 800 | $40,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,612 | $40,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 1,400 | $40,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u753 | INDONESIA ETF | 1,566 | $40,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 1,500 | $40,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 459 | $39,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,700 | $39,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 3,050 | $39,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 1,408 | $39,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 1,600 | $39,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 2,000 | $38,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 2,000 | $38,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 2,100 | $38,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 4,000 | $38,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 5,000 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 604 | $38,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 1,272 | $38,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 2,098 | $38,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 2,000 | $38,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,150 | $37,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,758 | $37,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 6,000 | $37,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 286 | $37,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 1,478 | $37,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 586 | $37,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 1,302 | $37,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 1,021 | $36,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,570 | $36,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 2,911 | $36,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,071 | $36,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 629 | $36,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 2,000 | $36,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 5,500 | $36,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 2,000 | $36,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 1,219 | $36,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 2,280 | $36,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 3,500 | $36,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 3,850 | $36,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,930 | $36,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,500 | $36,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 2,800 | $36,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 361 | $35,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 8,200 | $35,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 17,883 | $35,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 2,000 | $35,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 3,330 | $35,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 591 | $35,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 944 | $35,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 613 | $34,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 485 | $34,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,761 | $34,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 1,300 | $34,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 2,000 | $34,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 800 | $34,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 2,496 | $34,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 1,550 | $34,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 21,500 | $34,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 10,000 | $34,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 1,300 | $34,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 9,757 | $34,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 710 | $33,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 554 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,379 | $33,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 665 | $33,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 1,500 | $33,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 4,000 | $33,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 3,840 | $33,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 3,000 | $33,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 1,930 | $33,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 1,985 | $33,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 1,000 | $33,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 539 | $32,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,000 | $32,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 864 | $32,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 4,550 | $32,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 5,000 | $32,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 816 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 778 | $32,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 725 | $32,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,160 | $32,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 6,711 | $32,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 20,146 | $32,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 20,000 | $32,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 1,200 | $32,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 800 | $32,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 700 | $31,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,139 | $31,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 4,702 | $31,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,045 | $31,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 1,549 | $31,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 280 | $31,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 10,000 | $31,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 450 | $31,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 6,246 | $30,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,000 | $30,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 4,340 | $30,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 2,133 | $30,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,204 | $30,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,200 | $30,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 15,060 | $30,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 4,000 | $30,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 968 | $30,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,400 | $30,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 4,240 | $30,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 8,706 | $30,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 1,774 | $30,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 480 | $30,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 1,554 | $30,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 1,400 | $30,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 793 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 780 | $30,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,127 | $29,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 1,194 | $29,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 470 | $29,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 2,700 | $29,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 2,071 | $29,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 448 | $29,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 1,080 | $29,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 525 | $29,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 1,392 | $29,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 1,086 | $29,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 2,016 | $29,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 7,062 | $29,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 861 | $29,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 6,608 | $29,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,800 | $29,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 3,403 | $29,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 3,918 | $29,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 357 | $28,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 2,000 | $28,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 4,611 | $28,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 2,000 | $28,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,180 | $28,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 2,400 | $28,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 640 | $28,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,600 | $28,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,862 | $28,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 2,000 | $28,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 1,126 | $28,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 2,400 | $28,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 1,982 | $28,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 402 | $28,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 2,950 | $28,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,951 | $27,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 1,250 | $27,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 1,189 | $27,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,280 | $27,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 2,148 | $27,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 364 | $27,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 2,710 | $27,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 445 | $27,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 400 | $26,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 1,129 | $26,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 527 | $26,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 368 | $26,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 1,325 | $26,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 1,500 | $26,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 2,000 | $26,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 885 | $26,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 750 | $26,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 520 | $26,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 1,600 | $26,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,050 | $26,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 1,600 | $26,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 55 | $26,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 1,918 | $26,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 8,000 | $26,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 2,650 | $26,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 400 | $26,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 2,750 | $26,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 2,700 | $26,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 2,000 | $26,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 2,000 | $26,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 1,000 | $26,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 625 | $26,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 547 | $25,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,150 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 710 | $25,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 4,500 | $25,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 1,000 | $25,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 8,000 | $25,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,023 | $25,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 3,240 | $25,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 620 | $25,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 1,355 | $25,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 732 | $25,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 1,389 | $25,000 | thousands by filing date | |
| TOWER FINANCIAL CORP | 891769101 | COM | 1,025 | $25,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 2,000 | $24,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 642 | $24,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,100 | $24,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,809 | $24,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,800 | $24,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 8,000 | $24,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,300 | $24,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 760 | $24,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 916 | $24,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 1,386 | $24,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 2,500 | $24,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 13,975 | $24,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 336 | $23,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 1,130 | $23,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 673 | $23,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 1,406 | $23,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,500 | $23,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,835 | $23,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 915 | $23,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,327 | $23,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 616 | $23,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 3,250 | $23,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 361 | $22,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 446 | $22,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 1,780 | $22,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 216 | $22,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 5,000 | $22,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 800 | $22,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 2,234 | $22,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 500 | $22,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 2,000 | $22,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 1,800 | $22,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 933 | $22,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 810 | $22,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 513 | $22,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 5,033 | $22,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 800 | $22,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 32,480 | $22,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 472 | $22,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 2,567 | $22,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 800 | $22,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,900 | $22,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 1,000 | $22,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 4,473 | $22,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 4,000 | $22,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 1,600 | $22,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 271 | $21,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 684 | $21,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 600 | $21,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 730 | $21,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,018 | $21,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 500 | $21,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 4,924 | $21,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 465 | $21,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 475 | $21,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 1,546 | $21,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 1,530 | $21,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 300 | $21,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 1,234 | $20,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 135 | $20,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,468 | $20,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 1,400 | $20,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 460 | $20,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,010 | $20,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 752 | $20,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,800 | $20,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 400 | $20,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 6,000 | $20,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 2,350 | $20,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 2,165 | $20,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 1,500 | $20,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 1,569 | $20,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 4,802 | $20,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 1,480 | $19,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 700 | $19,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 267 | $19,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 1,250 | $19,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 796 | $19,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,298 | $19,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 1,000 | $19,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,490 | $19,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 340 | $19,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 697 | $19,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 1,488 | $19,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 162 | $18,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 240 | $18,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 849 | $18,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,100 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 308 | $18,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 447 | $18,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 2,000 | $18,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 2,400 | $18,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 700 | $18,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 763 | $18,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 1,000 | $18,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 9,430 | $18,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 300 | $18,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 1,600 | $18,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 1,220 | $18,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 2,127 | $18,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 3,040 | $18,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 400 | $18,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 600 | $18,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 938 | $18,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 1,000 | $18,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 385 | $17,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 616 | $17,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 380 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 300 | $17,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 1,120 | $17,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 500 | $17,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 300 | $17,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 415 | $17,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 6,170 | $17,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 2,685 | $17,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 680 | $17,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 500 | $17,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 4,150 | $17,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 2,391 | $17,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 626 | $17,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 1,000 | $17,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131103 | COM | 10,000 | $17,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 474 | $17,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 150 | $16,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 245 | $16,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 551 | $16,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,178 | $16,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 195 | $16,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,200 | $16,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 348 | $16,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 800 | $16,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,483 | $16,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 1,000 | $16,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 475 | $16,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 1,270 | $16,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 410 | $16,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 1,000 | $16,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 360 | $16,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 1,390 | $16,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 650 | $16,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 140 | $16,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 5,000 | $16,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 1,000 | $16,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 767 | $16,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 1,130 | $16,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 282 | $15,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,500 | $15,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 422 | $15,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 551 | $15,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 155 | $15,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 3,760 | $15,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,100 | $15,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 146 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 204 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 180 | $15,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 616 | $15,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,600 | $15,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 500 | $15,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 591 | $15,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 666 | $15,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 500 | $15,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 2,000 | $15,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 889 | $15,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 666 | $15,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 310 | $15,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 324 | $15,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 507 | $15,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 2,938 | $15,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 210 | $15,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 12,432 | $15,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 338 | $14,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 400 | $14,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 412 | $14,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 288 | $14,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 280 | $14,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 280 | $14,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 315 | $14,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 612 | $14,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,250 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 310 | $14,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,250 | $14,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 318 | $14,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,665 | $14,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 534 | $14,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 155 | $14,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 147 | $14,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 775 | $14,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 760 | $14,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 1,000 | $14,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 639 | $14,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 310 | $14,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 224 | $14,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 2,062 | $14,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 3,000 | $14,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 233 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 109 | $13,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 405 | $13,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 942 | $13,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 541 | $13,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 101 | $13,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 202 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 318 | $13,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 511 | $13,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 549 | $13,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 462 | $13,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 6,220 | $13,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 5,000 | $13,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 648 | $13,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 125 | $12,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 177 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 100 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 150 | $12,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-005241 | this filing | 2014-05-09 | acceptance time not in the bulk data set |