13F-HR filed by MSI Financial Services Inc
MSI Financial Services Inc filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-04-30, with 2,560 holding rows worth $683,162,000.
- Accession
- 0000950123-14-004567
- Filer
- CIK 1422771
- Filed
- 2014-04-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 2,567 entries on the cover page, a total value of $683,162,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $683,162,000 with VALUE read as thousands by filing date, 13F file number 028-12684. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IMAX CORP | 45245E109 | COM | 1,911 | $52,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 7,446 | $52,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 839 | $52,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H206 | ETN DJUBS AGRI37 | 961 | $52,000 | thousands by filing date | |
| ISHARES TR | 46429B184 | UTILITIES SECT | 1,040 | $52,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38143UTC5 | CNV | 33,000 | $52,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 2,578 | $51,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 4,281 | $51,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,700 | $51,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 4,330 | $51,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 2,160 | $51,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 2,198 | $51,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 28,185 | $51,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 648 | $51,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 2,476 | $51,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 2,581 | $51,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 2,884 | $51,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 716 | $50,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 838 | $50,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 579 | $50,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 2,070 | $49,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 915 | $49,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 3,137 | $49,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 188 | $49,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 1,220 | $49,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 912 | $49,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 3,995 | $49,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 2,009 | $49,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 2,992 | $49,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,401 | $49,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 10,105 | $49,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 3,625 | $49,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 2,500 | $49,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 1,857 | $49,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 35,000 | $49,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 3,144 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 2,140 | $48,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 538 | $48,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 955 | $48,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 2,848 | $48,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 2,224 | $48,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 4,100 | $48,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 504 | $47,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 443 | $47,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,736 | $47,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,430 | $47,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 1,505 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 550 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1,700 | $46,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 844 | $46,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 1,900 | $46,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 4,525 | $46,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 576 | $46,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 1,850 | $46,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 997 | $46,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,182 | $46,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 962 | $45,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 3,338 | $45,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 1,043 | $45,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,055 | $45,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,208 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 802 | $45,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 39,000 | $45,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 736 | $45,000 | thousands by filing date | |
| PAX WORLD FDS TR II | 70422P206 | MSCI ESG IDX | 1,550 | $45,000 | thousands by filing date | |
| MGC | 921910873 | COM | 683 | $44,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,238 | $44,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 1,203 | $44,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 1,052 | $44,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 7,294 | $44,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 595 | $44,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 2,000 | $44,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 2,065 | $44,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 46,000 | $44,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 45,000 | $44,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 376 | $43,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 1,001 | $43,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 821 | $43,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 8,292 | $43,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 552 | $43,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 2,826 | $43,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,663 | $43,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 951 | $43,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 572 | $43,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 2,450 | $43,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 802 | $43,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,044 | $43,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 924 | $43,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 3,000 | $43,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 645 | $42,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 1,580 | $42,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 1,054 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 769 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 843 | $42,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 32 | $42,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,500 | $42,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 848 | $42,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 1,601 | $42,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 5,000 | $42,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 2,005 | $42,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 700 | $41,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,077 | $41,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 530 | $41,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 4,470 | $41,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 718 | $41,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 4,601 | $41,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,245 | $41,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 2,075 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 790 | $41,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 1,200 | $41,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 624 | $41,000 | thousands by filing date | |
| TITAN MACHINERY INC | 88830RAB7 | NOTE | 48,000 | $41,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 2,329 | $41,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 370 | $40,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 502 | $40,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 850 | $40,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 900 | $40,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 1,080 | $40,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 4,291 | $40,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 3,064 | $40,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 1,228 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 592 | $40,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,895 | $40,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 662 | $40,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,223 | $40,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 3,150 | $40,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 746 | $40,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 5,240 | $40,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 1,600 | $40,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 43,000 | $40,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 543 | $39,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 427 | $39,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 865 | $39,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 1,000 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 2,669 | $39,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 611 | $39,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 546 | $39,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,567 | $39,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,376 | $39,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 6,200 | $39,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 493 | $39,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 3,633 | $39,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 801 | $39,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 4,736 | $39,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 641 | $38,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 464 | $38,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 530 | $38,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 1,652 | $38,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 247 | $38,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 1,252 | $38,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 1,316 | $38,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 549 | $38,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1,371 | $37,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,575 | $37,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 412 | $37,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 2,415 | $37,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 1,671 | $37,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 3,270 | $37,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 1,320 | $37,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 582 | $37,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 588 | $37,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 5,950 | $37,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 928 | $36,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 1,391 | $36,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 316 | $36,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 889 | $36,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 266 | $36,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 2,901 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 2,505 | $36,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 1,000 | $36,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 2,620 | $36,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 240 | $36,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 1,133 | $36,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 2,205 | $36,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 34,000 | $36,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 530 | $35,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 485 | $35,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 520 | $35,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,096 | $35,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,159 | $35,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,195 | $35,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 247 | $35,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 3,000 | $35,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,600 | $35,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 3,054 | $35,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 948 | $35,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 895 | $35,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 820 | $35,000 | thousands by filing date | |
| UNITED STS DIESEL HEATING OI | 911783108 | UNIT | 1,050 | $35,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 654 | $34,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 481 | $34,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 499 | $34,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 588 | $34,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 608 | $34,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 805 | $34,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 434 | $34,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 1,400 | $34,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 341 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 1,240 | $34,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 1,700 | $34,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 4,294 | $34,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 975 | $34,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 2,795 | $34,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 2,446 | $34,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 679 | $33,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 347 | $33,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 660 | $33,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 493 | $33,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 802 | $33,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 3,000 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 1,698 | $33,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,292 | $33,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 3,072 | $33,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 1,400 | $33,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 814 | $33,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 1,380 | $33,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 2,549 | $33,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 2,025 | $33,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 25,000 | $33,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 700 | $33,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 360 | $32,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 2,317 | $32,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 280 | $32,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 1,884 | $32,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,500 | $32,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 4,169 | $32,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 451 | $32,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 324 | $32,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 1,000 | $32,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 26,000 | $32,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 397 | $31,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 644 | $31,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,469 | $31,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,063 | $31,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 600 | $31,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 2,500 | $31,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 518 | $31,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 2,220 | $31,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 505 | $31,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 691 | $31,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 1,573 | $31,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 2,000 | $31,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 353 | $30,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 1,462 | $30,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 530 | $30,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 502 | $30,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,020 | $30,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 50 | $30,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 679 | $30,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 800 | $30,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 2,272 | $30,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 733 | $30,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 361 | $30,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 271 | $30,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,750 | $30,000 | thousands by filing date | |
| TW TELECOM INC | 87311L104 | COM | 951 | $30,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 17,000 | $30,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 28,000 | $30,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 795 | $30,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 7,050 | $30,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 1,071 | $30,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 244 | $29,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 3,223 | $29,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 144 | $29,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 268 | $29,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,600 | $29,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 1,977 | $29,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 795 | $29,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 1,135 | $29,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 7,300 | $29,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 620 | $29,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 287 | $28,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 494 | $28,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 750 | $28,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 306 | $28,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 573 | $28,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 1,000 | $28,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 763 | $28,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 831 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 670 | $28,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 1,700 | $28,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 2,000 | $28,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 430 | $27,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 489 | $27,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,342 | $27,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 384 | $27,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 463 | $27,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 557 | $27,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 1,695 | $27,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 179 | $27,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 258 | $27,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,995 | $27,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 551 | $27,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 1,150 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 1,240 | $27,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 1,999 | $27,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 2,000 | $27,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 326 | $26,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 651 | $26,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 1,808 | $26,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 2,000 | $26,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 7,179 | $26,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 781 | $26,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 311 | $26,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 3,000 | $26,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 1,906 | $26,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 615 | $26,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 512 | $26,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 836 | $26,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 903 | $26,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 536 | $26,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 275 | $26,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 2,040 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 318 | $25,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 496 | $25,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 300 | $25,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 283 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 325 | $25,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 1,851 | $25,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 496 | $25,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 2,500 | $25,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 750 | $25,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 296 | $25,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 800 | $25,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 3,670 | $25,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 3,064 | $25,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 532 | $25,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 920 | $25,000 | thousands by filing date | |
| JPMORGAN CHINA | 48126T104 | Cl-EndFund Eq 1 | 1,768 | $25,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 1,094 | $25,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 200 | $24,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 585 | $24,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 643 | $24,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 1,175 | $24,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,622 | $24,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 1,102 | $24,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 670 | $24,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 1,750 | $24,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 887 | $24,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1,827 | $24,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 1,490 | $24,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 725 | $24,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 2,600 | $24,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 309 | $24,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 272 | $23,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 116 | $23,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 497 | $23,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 783 | $23,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 662 | $23,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 505 | $23,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 493 | $23,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 464 | $23,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 350 | $23,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 736 | $23,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 317 | $23,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,452 | $23,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,465 | $23,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 951 | $23,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 413 | $23,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 532 | $23,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,410 | $23,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 2,615 | $23,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,675 | $23,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 804 | $23,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 879 | $23,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,563 | $23,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,062 | $23,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 754 | $23,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 225 | $23,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 500 | $23,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 1,657 | $23,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 12,000 | $23,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 1,030 | $23,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 290 | $22,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 213 | $22,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 304 | $22,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 303 | $22,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 493 | $22,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 376 | $22,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 2,260 | $22,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,652 | $22,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 726 | $22,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 1,650 | $22,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 300 | $22,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,310 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 349 | $22,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 616 | $22,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 371 | $22,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 2,500 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 802 | $22,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 192 | $21,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 503 | $21,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 858 | $21,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 415 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 436 | $21,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 207 | $21,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 341 | $21,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 640 | $21,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 281 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 1,682 | $21,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 304 | $21,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 800 | $21,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 157 | $21,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 450 | $21,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 835 | $21,000 | thousands by filing date | |
| ETRACS ALERIAN NAT GAS MLP | 902641620 | CMN | 577 | $21,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 371 | $20,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 670 | $20,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 204 | $20,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 136 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 383 | $20,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 300 | $20,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 439 | $20,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 333 | $20,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 1,400 | $20,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 4,873 | $20,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 2,505 | $20,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 218 | $20,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 200 | $20,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,000 | $20,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 418 | $20,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 1,170 | $20,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 188 | $20,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 272 | $20,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 1,640 | $20,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 315 | $20,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 325 | $20,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 4,250 | $20,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 700 | $20,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 676 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 185 | $19,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 306 | $19,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 1,018 | $19,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 846 | $19,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 200 | $19,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 485 | $19,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 594 | $19,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 301 | $19,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,262 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 303 | $19,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,332 | $19,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219LAH2 | CORPORATE OBLIG | 18,000 | $19,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 943 | $19,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 1,123 | $19,000 | thousands by filing date | |
| WISDOMTREE | 97717W752 | EXCHANGE TRADED | 622 | $19,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 98 | $19,000 | thousands by filing date | |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 18,000 | $19,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,000 | $19,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 358 | $18,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 600 | $18,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 504 | $18,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,100 | $18,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 590 | $18,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 500 | $18,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 505 | $18,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 415 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 212 | $18,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 390 | $18,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 317 | $18,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 570 | $18,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 2,744 | $18,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 750 | $18,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 1,750 | $18,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 173 | $18,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 276 | $18,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 1,121 | $18,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 869 | $18,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 295 | $18,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 610 | $18,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 2,274 | $18,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 1,350 | $18,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 614 | $17,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 710 | $17,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 750 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 298 | $17,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 575 | $17,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 519 | $17,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 407 | $17,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 200 | $17,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 720 | $17,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,150 | $17,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 442 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 595 | $17,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 500 | $17,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,036 | $17,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 296 | $17,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 987 | $17,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 715 | $17,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 690 | $17,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 350 | $17,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 614 | $17,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 189 | $17,000 | thousands by filing date | |
| WESTERN ASSET VAR RT STRG FD | 957667108 | COM | 1,004 | $17,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,951 | $16,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 326 | $16,000 | thousands by filing date | |
| AMERICAN STRATEGIC INCOME II | 03009T101 | COM | 2,275 | $16,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 664 | $16,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 300 | $16,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 62 | $16,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 197 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-004567 | this filing | 2014-04-30 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-14-006480 | base | 2014-05-21 | acceptance time not in the bulk data set |