13F-HR filed by Linden Advisors LP
Linden Advisors LP filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-14, with 48 holding rows worth $566,769,000.
- Accession
- 0000950123-14-002378
- Filer
- CIK 1279396
- Filed
- 2014-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 48 entries on the cover page, a total value of $566,769,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $566,769,000 with VALUE read as thousands by filing date, 13F file number 028-10783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALERE INC | 01449J204 | PERP PFD CONV SE | 315,840 | $90,425,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 200,000 | $36,934,000 | thousands by filing date | call |
| COVANTA HLDG CORP | 22282EAC6 | NOTE 3.250% 6/0 | 30,600,000 | $35,883,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 25,000,000 | $33,937,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 26,760,000 | $31,927,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 29,000,000 | $29,056,000 | thousands by filing date | principal |
| MOLYCORP INC DEL | 608753109 | COM | 3,894,086 | $21,885,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 19,970,000 | $21,369,000 | thousands by filing date | principal |
| LINEAR TECH INC | 535678AC0 | CORPORATE OBLIG | 15,500,000 | $17,677,000 | thousands by filing date | principal |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 200,000 | $17,591,000 | thousands by filing date | put |
| RAS 4 10/1/33 | 749227AB0 | Bond 30/360P2 U | 16,000,000 | $15,923,000 | thousands by filing date | principal |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 350,000 | $15,637,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 350,000 | $15,637,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 11,163,000 | $15,628,000 | thousands by filing date | principal |
| GT Advanced Technologies Inc. | 36191UAB2 | CONV | 14,167,000 | $14,391,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 12,404,000 | $14,321,000 | thousands by filing date | principal |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 9,114,000 | $12,312,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 405,813 | $9,394,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 49,638 | $9,166,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 8,750,000 | $8,850,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT INC | 538034AB5 | CORPORATE OBLIG | 8,550,000 | $8,723,000 | thousands by filing date | principal |
| Micron Technology,Inc. | 595112103 | COM | 383,800 | $8,351,000 | thousands by filing date | call |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 6,448,000 | $7,778,000 | thousands by filing date | principal |
| GAIN CAP HLDGS INC | 36268WAA8 | NOTE 4.125%12/0 | 8,000,000 | $7,455,000 | thousands by filing date | principal |
| PRICELINE COM INC | 741503AN6 | BOND | 1,800,000 | $6,879,000 | thousands by filing date | principal |
| HOME INNS & HOTELS MGMT INC | 43713WAB3 | NOTE 2.000%12/1 | 6,230,000 | $6,513,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 200,000 | $6,272,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 100,000 | $5,518,000 | thousands by filing date | call |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 3,750,000 | $5,508,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 100,000 | $5,211,000 | thousands by filing date | call |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 100,974 | $4,387,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 92,700 | $3,903,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 184,250 | $3,828,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 500,000 | $2,800,000 | thousands by filing date | call |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 2,400,000 | $2,418,000 | thousands by filing date | principal |
| Bank of America Corp | 060505104 | COM | 151,300 | $2,355,000 | thousands by filing date | call |
| NVIDIA Corp | 67066G104 | COM | 125,100 | $2,004,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 209,400 | $1,796,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 135,133 | $1,763,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 1,475,000 | $1,576,000 | thousands by filing date | principal |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 674,000 | $1,145,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 852,000 | $907,000 | thousands by filing date | principal |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 86,671 | $777,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 100,000 | $470,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 79,300 | $282,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 108,000 | $126,000 | thousands by filing date | principal |
| MOLYCORP INC DEL | 608753AH2 | BOND | 70,000 | $65,000 | thousands by filing date | principal |
| ISTAR INC | 45031U101 | COMMON STOCK | 1,099 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-002378 | this filing | 2014-02-14 | acceptance time not in the bulk data set |