13F-HR filed by PARAMETRIC PORTFOLIO ASSOCIATES LLC
PARAMETRIC PORTFOLIO ASSOCIATES LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 3,838 holding rows worth $41,268,754,000.
- Accession
- 0000950123-14-002138
- Filer
- CIK 932859
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 3,839 entries on the cover page, a total value of $41,268,754,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $41,268,785,000 with VALUE read as thousands by filing date, 13F file number 028-04558. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRussell Investment Co. 028-01190
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHANGRI-LA ASIA LTD SPON ADR | 81942Q103 | COM | 6,701 | $260,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 7,705 | $257,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 14,349 | $256,000 | thousands by filing date | |
| Sumitomo Electric Industries Ltd | 865617203 | Equity | 1,533 | $255,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 5,240 | $254,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 38,786 | $254,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 53,459 | $253,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 20,514 | $253,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 6,866 | $252,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 9,018 | $252,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 19,766 | $251,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B102 | COM | 71,276 | $251,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 56,570 | $250,000 | thousands by filing date | |
| MORGAN STNLY CAP 5.75%33 | 617466206 | ps | 11,154 | $250,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 14,343 | $249,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 10,517 | $248,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 24,833 | $248,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 44,032 | $248,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 13,775 | $248,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 106,947 | $248,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 99,186 | $247,000 | thousands by filing date | |
| TELEKOMUNIKACJA POLSKA SPON GDR 144A | 87943D108 | GDR | 76,100 | $247,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 9,424 | $245,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 4,633 | $244,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 40,803 | $244,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 14,121 | $244,000 | thousands by filing date | |
| Public Storage 6.35% Pfd Series R | 74460d125 | com | 10,438 | $244,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 9,640 | $243,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 17,308 | $243,000 | thousands by filing date | |
| AMP LTD - SP ADR | 0017EP202 | COM | 15,359 | $243,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,808 | $242,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 4,454 | $242,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 8,822 | $242,000 | thousands by filing date | |
| CHINA MERCHANTS BANK UNS ADR | 16950T102 | COM | 22,481 | $242,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 26,299 | $241,000 | thousands by filing date | |
| BERKLEY CORPORATION | 084423409 | PUBLIC | 11,683 | $241,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 48,134 | $240,000 | thousands by filing date | |
| KAJIMA CORP-UNSPONSORED ADR | 483111209 | ADR | 6,410 | $240,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 60,350 | $238,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 72,379 | $236,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 50,317 | $236,000 | thousands by filing date | |
| SIMS LTD SPON ADR EA | 829160100 | Common Stock | 24,454 | $236,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 10,008 | $236,000 | thousands by filing date | |
| GORDMANS STORES INC | 38269P100 | COM | 30,780 | $236,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 12,509 | $235,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063100 | ADR | 6,119 | $235,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 28,465 | $233,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 18,719 | $232,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 14,388 | $232,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 3,779 | $232,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 7,159 | $231,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 19,522 | $230,000 | thousands by filing date | |
| PRUDENTIAL FIN 5.75%52 | 744320607 | ps | 10,909 | $230,000 | thousands by filing date | |
| Arch Capital 6.75% BBB QDI Cl | g0450a204 | PFD | 10,010 | $230,000 | thousands by filing date | |
| HEALTH CARE REIT SERIES J | 42217K700 | PUBLIC | 10,129 | $230,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 10,744 | $229,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP 7% | 025932302 | PUBLIC | 9,051 | $229,000 | thousands by filing date | |
| G4S PLC UNSPONSORD ADR | 37441W108 | ADR | 10,578 | $229,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 18,956 | $227,000 | thousands by filing date | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 11,015 | $227,000 | thousands by filing date | |
| Protective Life 6.25% Callable | 743674608 | PFD | 10,440 | $227,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 12,925 | $225,000 | thousands by filing date | |
| HICKORYTECH CORP | 429060106 | COM | 17,511 | $225,000 | thousands by filing date | |
| SUNTECH PWR HLDGS CO LTD | 86800C104 | ADR | 432,553 | $225,000 | thousands by filing date | |
| ACCELRYS INC | 00430U103 | COM | 23,475 | $224,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 10,942 | $224,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 8,769 | $224,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 21,369 | $223,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 14,754 | $222,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 12,244 | $222,000 | thousands by filing date | |
| H LUNDBECK A/S-SPN ADR | 40422M206 | COM | 8,714 | $222,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 77,479 | $221,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 23,474 | $221,000 | thousands by filing date | |
| VORNADO REALTY TRUST 6.875% SE | 929042869 | PREFERR | 9,194 | $221,000 | thousands by filing date | |
| CenturyLink SnNotes 7.0% 2050 | 74913G402 | PFD | 10,087 | $221,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 2,655 | $219,000 | thousands by filing date | |
| REGENCY CTRS CORP $1.65625 PFD | 758849707 | PREFERRED | 10,070 | $219,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 34,811 | $218,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 25,094 | $218,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 16,237 | $217,000 | thousands by filing date | |
| MITSUBISHI CHEMICAL-UNSP ADR | 606763100 | COM | 9,426 | $217,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 18,512 | $216,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 7,243 | $215,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 10,643 | $215,000 | thousands by filing date | |
| PUBLIC STORAGE 6.5% PFD PERP SERIES | 74460D141 | PREFERRED STOCK | 9,182 | $215,000 | thousands by filing date | |
| Public Storage 6.5% Perp Call | 74460d158 | PFD | 9,043 | $215,000 | thousands by filing date | |
| PS Bus Parks 6.45% | 69360J719 | PFD | 9,844 | $215,000 | thousands by filing date | |
| CHINA RAILWAY CONS-UNSPN ADR | 16947L105 | COM | 21,370 | $214,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 25,254 | $213,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 11,894 | $213,000 | thousands by filing date | |
| KIMCO RLTY CORP DEP1/1000PFD K | 49446R745 | PFD | 10,822 | $213,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 13,493 | $212,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 27,462 | $211,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 12,595 | $211,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 90,341 | $211,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 15,138 | $211,000 | thousands by filing date | |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 9,836 | $211,000 | thousands by filing date | |
| Citigroup Inc 6.875 PFD | 172967341 | PFD | 8,327 | $211,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 3,611 | $210,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 23,332 | $210,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 20,148 | $210,000 | thousands by filing date | |
| Sino Ld Ltd Sp ADR | 829344308 | ADR | 30,640 | $210,000 | thousands by filing date | |
| MORGAN STANLEY | 61762V200 | Common Stock | 8,060 | $210,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 15,442 | $210,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 70,466 | $209,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 41,553 | $209,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 7,662 | $208,000 | thousands by filing date | |
| Citigroup Inc | 172967358 | COM | 8,005 | $208,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 3,696 | $207,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 19,247 | $207,000 | thousands by filing date | |
| KIMCO PFD H 6.90% H K | 49446R828 | PREFERR | 8,689 | $207,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 20,211 | $206,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 6,395 | $206,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 62,551 | $206,000 | thousands by filing date | |
| NEXTERA ENERGY 5.00% SER J | 65339K886 | PUBLIC | 11,220 | $205,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 14,540 | $204,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 17,507 | $203,000 | thousands by filing date | |
| Hartford Financial Serv | 416518504 | COM | 7,078 | $203,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 6,695 | $203,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 15,513 | $202,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 16,277 | $202,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 6,717 | $202,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 116,342 | $202,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 109,166 | $201,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 10,177 | $201,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 48,032 | $199,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 21,030 | $198,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 22,223 | $197,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 50,499 | $195,000 | thousands by filing date | |
| DIRECT LINE INS GP PLC ADR | 25490E103 | ADR | 11,705 | $195,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 14,984 | $193,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 12,087 | $193,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF S R1 | 69360J669 | PFD | 10,024 | $193,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 16,503 | $192,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 25,475 | $190,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 31,413 | $190,000 | thousands by filing date | |
| SAPPI LTD | 803069202 | SPON ADR NEW | 62,398 | $190,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 20,040 | $189,000 | thousands by filing date | |
| SYMRISE AG UNSPONS ADR | 87155N109 | FOREIGN | 16,365 | $189,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 26,399 | $188,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 23,577 | $187,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 47,864 | $187,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 11,556 | $185,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 10,497 | $185,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 19,402 | $181,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 12,471 | $180,000 | thousands by filing date | |
| HOME RETAIL GROUP-SPON ADR | 43731T102 | COM | 14,124 | $178,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 100,640 | $176,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 17,148 | $176,000 | thousands by filing date | |
| SHINSEI BANK LTD-SPON ADR | 824631105 | COM | 35,745 | $175,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 11,460 | $174,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 38,489 | $174,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 39,220 | $173,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 17,019 | $169,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 23,950 | $169,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,417 | $168,000 | thousands by filing date | |
| Telekom Austria AG ADR | 87943Q109 | ADR | 11,081 | $168,000 | thousands by filing date | |
| INDRA SISTEMAS SA-UNSP ADR | 45579R106 | COM | 19,757 | $168,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 12,061 | $167,000 | thousands by filing date | |
| GSE HOLDING INC | 36191X100 | COM | 80,786 | $167,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 12,345 | $166,000 | thousands by filing date | |
| DESARROLLADORA HOMEX S A DE | 25030W100 | SPONSORED ADR | 142,266 | $166,000 | thousands by filing date | |
| Primus Guaranty, Ltd. | G72457107 | COM | 20,447 | $165,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111108 | COM | 100,072 | $164,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 13,184 | $163,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 13,643 | $163,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 11,791 | $162,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 21,754 | $161,000 | thousands by filing date | |
| PCCW ADR | 70454G207 | Common Stock | 35,649 | $160,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 18,027 | $160,000 | thousands by filing date | |
| HUSQVARNA AB ADR | 448103101 | COM | 13,109 | $158,000 | thousands by filing date | |
| CORONADO BIOSCIENCES INC | 21976U109 | COM | 60,091 | $158,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 10,391 | $156,000 | thousands by filing date | |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 20,830 | $156,000 | thousands by filing date | |
| METROCORP BANCSHARES INC | 591650106 | COM | 10,275 | $155,000 | thousands by filing date | |
| PTGI HOLDING INC | 74443P104 | COM | 53,944 | $154,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 15,942 | $153,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 32,072 | $152,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 15,968 | $149,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 14,420 | $149,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 19,046 | $149,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 19,168 | $149,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 11,246 | $148,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 17,780 | $147,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 43,231 | $145,000 | thousands by filing date | |
| KIOR INC - CL A | 497217109 | CL A | 85,633 | $144,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 41,184 | $140,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 20,335 | $139,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 23,790 | $139,000 | thousands by filing date | |
| AIR FRANCE-KLM-ADR | 009119108 | COM | 13,302 | $139,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 10,721 | $138,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 13,330 | $136,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 14,726 | $136,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 84,746 | $136,000 | thousands by filing date | |
| INVENSYS PLC -SPON ADR | 461204307 | COM | 16,404 | $136,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 20,097 | $135,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 73,242 | $133,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 14,643 | $133,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 17,711 | $132,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 12,928 | $132,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 13,500 | $132,000 | thousands by filing date | |
| SKY DEUTSCHLAND AG ADR | 83083B101 | ADR | 11,734 | $130,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 15,155 | $128,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 25,341 | $127,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 24,910 | $124,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 13,102 | $122,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 13,318 | $121,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 22,334 | $116,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 10,867 | $116,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 15,135 | $115,000 | thousands by filing date | |
| CHINA NEPSTAR CHAIN DRUGSTORE | 16943C109 | ADR | 62,467 | $115,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 17,597 | $114,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 11,298 | $114,000 | thousands by filing date | |
| BEZEQ THE ISRAELI-UNSPON ADR | 08861Q103 | COM | 12,995 | $114,000 | thousands by filing date | |
| JASMINE INTERNATIONAL | 47116Q104 | COM | 55,257 | $113,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 27,553 | $112,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 10,435 | $110,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 14,532 | $109,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 16,684 | $107,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 20,613 | $106,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 16,427 | $104,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 21,880 | $103,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 12,150 | $103,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 26,606 | $102,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 17,334 | $101,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 17,930 | $100,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 17,020 | $99,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 11,400 | $99,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 28,910 | $98,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 25,106 | $97,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 29,555 | $95,000 | thousands by filing date | |
| DEMAND MEDIA INC | 24802N109 | COM | 16,484 | $95,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 11,704 | $94,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 10,065 | $94,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 26,833 | $92,000 | thousands by filing date | |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 10,712 | $91,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 18,613 | $90,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 14,819 | $88,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 15,507 | $88,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W101 | COM | 23,090 | $88,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 10,434 | $87,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 16,330 | $87,000 | thousands by filing date | |
| Ana Hldgs Inc Sponsored Adr | 032350100 | ADR | 21,320 | $84,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 50,075 | $83,000 | thousands by filing date | |
| ACTIONS SEMICONDUCTOR CO LTD | 00507E107 | ADR | 27,439 | $82,000 | thousands by filing date | |
| GREEK ORGANISATION OF FOOTBALL | 392483103 | ADR | 12,254 | $81,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 23,189 | $80,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 10,713 | $80,000 | thousands by filing date | |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 30,749 | $80,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 23,126 | $79,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 10,055 | $76,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 13,578 | $73,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 25,407 | $72,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 17,818 | $72,000 | thousands by filing date | |
| PLX TECHNOLOGY INC | 693417107 | COM | 10,834 | $71,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 12,922 | $71,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 19,928 | $70,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 12,134 | $68,000 | thousands by filing date | |
| LE GAGA HLDGS LTD | 521168104 | SPONSORED ADR | 20,751 | $67,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 31,544 | $66,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 56,597 | $66,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 12,435 | $65,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 30,795 | $62,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 10,736 | $62,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 26,904 | $62,000 | thousands by filing date | |
| WSP HOLDINGS LIMITED | 92934F203 | ADR NEW | 22,367 | $61,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 50,184 | $58,000 | thousands by filing date | |
| ZUOAN FASHION LTD | 98982X103 | SPONSORED ADR | 34,093 | $58,000 | thousands by filing date | |
| SALZGITTER AG-UNSP ADR | 795842202 | COM | 13,434 | $57,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 27,554 | $55,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 24,314 | $55,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 14,393 | $55,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 10,420 | $54,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 32,022 | $54,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 10,161 | $52,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 18,406 | $51,000 | thousands by filing date | |
| TRANSCEPT PHARMACEUTICALS IN | 89354M106 | COM | 15,085 | $51,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 13,005 | $48,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 15,244 | $48,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 17,700 | $46,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 19,795 | $46,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 15,277 | $45,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 22,547 | $45,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 21,248 | $45,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 13,912 | $45,000 | thousands by filing date | |
| Verbund | 92336Y107 | ADR | 10,225 | $44,000 | thousands by filing date | |
| CHINA HYDROELECTRIC CP-ADS | 16949D101 | COM | 16,436 | $44,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 19,986 | $43,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 24,476 | $43,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 25,966 | $43,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 22,157 | $42,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 12,172 | $42,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 26,414 | $41,000 | thousands by filing date | |
| EXCO RESOURCES RTS | 269279139 | RIGHT | 246,049 | $39,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 11,304 | $37,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 11,126 | $37,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 11,563 | $34,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H109 | COM | 17,369 | $34,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 12,992 | $33,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 10,311 | $31,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 12,702 | $30,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 16,510 | $30,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 12,564 | $25,000 | thousands by filing date | |
| MAN GROUP PLC-UNSPON ADR | 56164U107 | COM | 15,918 | $22,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 12,558 | $21,000 | thousands by filing date | |
| UNWIRED PLANET INC NEW | 91531F103 | COM | 15,200 | $21,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 14,392 | $19,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 32,842 | $14,000 | thousands by filing date | |
| LAN AIRLINES S A SPONSORED ADR RTS | 51817R999 | Right | 13,662 | $12,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 29,992 | $10,000 | thousands by filing date | |
| REVETT MINERALS INC | 761505205 | COM NEW | 12,377 | $9,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 15,178 | $5,000 | thousands by filing date | |
| CHAMPION ENTERPRISES COM | 158496109 | COM | 194,245 | $2,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 24,437 | $1,000 | thousands by filing date | |
| ADVANTA CORP | 007942204 | COMMON STOCK | 15,196 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UCBH HOLDINGS INC | 90262T308 | COMMON STOCK | 271,697 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAYONIER FRAC CUSIP FOR ORIGINAL | HFE907109 | COMMON STOCK | 250,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST HORIZON NAT'L FRACTIONAL | DCA517101 | COMMON STOCK | 3,135,968 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMCORE FINL INC COM | 023912108 | COM | 65,641 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEAR CORP COM | 521865105 | COM | 183,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARRIOTT INTL FRAC CUSIP FROM | FHB903208 | COMMON STOCK | 1,236,278 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXYGEN INC | 577776107 | COM | 66,065 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN MANAGMENT,LLC | EKE55U103 | COM | 1,059,692 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 123,024 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIG Fractional CUSIP | ACG874152 | Com | 2,416,719 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mirant Corp (Worthless) | 604675991 | COM | 35,091 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEDCATH CORP | 58404W109 | COM | 42,406 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Travelcenters America LLC | jke174103 | CSUS | 240,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GERBER SCIENTIFIC INC RTS | 37373ESC5 | WT | 43,245 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIVE STAR QUAL FRACTIONS | DDJ32D101 | COM | 10,787 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEAHAWK DRILLING INC XXX | 812ESC986 | COM | 13,409 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MESA AIR GROUP INC | 590479101 | Common Stock | 1,031,237 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA BANCORP/OR | 197231103 | Common Stock | 26,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROBANCSHARES INC COM | 298716101 | Common Stock | 12,843 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOVE FRACTIONAL CUSIP | GCE58M203 | Fractional Shares | 175,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRAC CUSIP COMWLTH REIT | cad233107 | COM | 466,667 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRIUS THERAPEUTICS INC CVR | 896CVR990 | COM | 58,659 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNUM HUNTER RESOURCES CORP | 55973B110 | COMMON STOCK | 14,413 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-002138 | this filing | 2014-02-13 | acceptance time not in the bulk data set |