13F-HR filed by WHITEBOX ADVISORS LLC
WHITEBOX ADVISORS LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 374 holding rows worth $2,278,404,000.
- Accession
- 0000950123-14-002092
- Filer
- CIK 1257391
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 379 entries on the cover page, a total value of $2,278,404,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,278,404,000 with VALUE read as thousands by filing date, 13F file number 028-10715. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWhitebox Multi-Strategy Advisors, LLC
- included managerWhitebox Concentrated Convertible Arbitrage Advisors, LLC
- included managerWhitebox Credit Arbitrage Advisors, LLC
- included managerWhitebox Special Opportunities Advisors, LLC
- included managerWhitebox Asymmetric Advisors, LLC
- included managerPandora Select Advisors, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 5,206,707 | $162,241,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319AC8 | NOTE 5.750% 6/1 | 31,549,000 | $139,999,000 | thousands by filing date | principal |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 44,354,000 | $105,230,000 | thousands by filing date | principal |
| JETBLUE AIRWAYS CORP | 477143AE1 | DBCV 5.500%10/1 | 41,061,000 | $81,711,000 | thousands by filing date | principal |
| SALESFORCE COM INC | 79466LAB0 | BOND | 29,901,000 | $77,107,000 | thousands by filing date | principal |
| PDL BIOPHARMA INC | 69329YAE4 | CNV | 34,269,000 | $52,646,000 | thousands by filing date | principal |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 26,800,000 | $50,300,000 | thousands by filing date | principal |
| ENPRO INDS INC | 29355XAB3 | DBCV 3.938%10/1 | 27,250,000 | $48,011,000 | thousands by filing date | principal |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 14,361,000 | $47,086,000 | thousands by filing date | principal |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 2,357,785 | $45,482,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 17,096,000 | $42,505,000 | thousands by filing date | principal |
| OMNICARE INC | 681904AP3 | NOTE 3.750% 4/0 | 25,983,000 | $39,234,000 | thousands by filing date | principal |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 2,466,328 | $38,573,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 26,374,000 | $35,687,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 188,019 | $34,722,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AR4 | NOTE 1.875% 8/0 | 14,700,000 | $33,838,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AC6 | NOTE 3.000%11/2 | 19,706,000 | $33,069,000 | thousands by filing date | principal |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 13,550,000 | $32,960,000 | thousands by filing date | principal |
| HERCULES TECHNOLOGY GROWTH | 427096AB8 | CNV | 22,848,000 | $31,759,000 | thousands by filing date | principal |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 1,227,842 | $30,156,000 | thousands by filing date | |
| LEUCADIA NATIONAL CORP | 527288AX2 | NOTE 3.750% | 22,532,000 | $29,939,000 | thousands by filing date | principal |
| ELY 3.75 08/19 | 131193AC8 | Bond 30/360P2 U | 23,875,000 | $29,396,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 21,000,000 | $27,668,000 | thousands by filing date | principal |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 8,724,000 | $24,798,000 | thousands by filing date | principal |
| E M C CORP MASS | 268648102 | COM | 940,000 | $23,641,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 10,000,000 | $23,169,000 | thousands by filing date | principal |
| JETBLUE AIRWAYS CORP | 477143AG6 | DBCV 6.750%10/1 | 12,086,000 | $22,918,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AH6 | NOTE | 15,000,000 | $22,856,000 | thousands by filing date | principal |
| MASTEC INC | 576323AL3 | NOTE 4.000% 6/1 | 9,500,000 | $19,754,000 | thousands by filing date | principal |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 15,910,000 | $19,162,000 | thousands by filing date | principal |
| AV HOMES INC | 00234PAB8 | BOND | 14,979,000 | $17,563,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 27,201,000 | $17,001,000 | thousands by filing date | principal |
| MASTEC INC | 576323AM1 | NOTE 4.250%12/1 | 7,823,000 | $16,756,000 | thousands by filing date | principal |
| YRC Worldwide Inc | 984249AB8 | Note 10.000% 3/3 | 16,396,661 | $16,274,000 | thousands by filing date | principal |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 892,060 | $13,185,000 | thousands by filing date | |
| JETBLUE AIRWAYS CORP | 477143AF8 | DBCV 6.750%10/1 | 7,050,000 | $12,659,000 | thousands by filing date | principal |
| USEC INC | 90333EAC2 | NOTE 3.000%10/0 | 35,964,000 | $11,958,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 508,504 | $11,762,000 | thousands by filing date | |
| DFC GLOBAL CORP | 23324T107 | COM | 1,027,059 | $11,760,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 8,000,000 | $11,070,000 | thousands by filing date | principal |
| STONEGATE MTG CORP | 86181Q300 | COM | 635,051 | $10,497,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407AG1 | CNV | 11,701,000 | $10,487,000 | thousands by filing date | principal |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 1,126,893 | $10,458,000 | thousands by filing date | |
| JINKOSOLAR HLDG CO LTD | 47759TAA8 | NOTE 4.000% 5/1 | 9,500,000 | $10,272,000 | thousands by filing date | principal |
| PROMOTORA DE INFORMACIONES S | 74343G303 | ADR CL B CONV | 3,536,891 | $10,222,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 183,571 | $9,749,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 375,806 | $8,655,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 307,412 | $7,728,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 13,718 | $7,697,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 358,249 | $7,566,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 202,045 | $7,221,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 604,623 | $7,219,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 137,944 | $6,933,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 304,541 | $6,517,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 873,081 | $6,382,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,498,486 | $6,309,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449AJ7 | BOND | 5,000,000 | $6,284,000 | thousands by filing date | principal |
| SPIRIT AIRLS INC | 848577102 | COM | 137,560 | $6,247,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 3,000,000 | $6,131,000 | thousands by filing date | principal |
| SANOFI | 80105N113 | COMMON STOCK-FO | 17,564,127 | $5,972,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 203,092 | $5,756,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 903,846 | $5,712,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 148,339 | $5,675,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 4,000,000 | $5,603,000 | thousands by filing date | principal |
| DISCOVERY INC | 25470F302 | COM SER C | 66,014 | $5,536,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 361,166 | $5,472,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 216,514 | $5,467,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 72,102 | $5,429,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS IN | 686164AA2 | CONV | 5,500,000 | $5,373,000 | thousands by filing date | principal |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 342,145 | $5,033,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 95,947 | $5,007,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 219,768 | $4,934,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 2,583,763 | $4,754,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 244,974 | $4,728,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 360,000 | $4,716,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 266,405 | $4,651,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 134,168 | $4,642,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 45,228 | $4,577,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 214,348 | $4,521,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 192,399 | $4,441,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 287,588 | $4,437,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 3,620 | $4,208,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 29,965 | $4,203,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 340,388 | $4,149,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 52,295 | $4,120,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 151,300 | $4,105,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 447,976 | $4,018,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 73,489 | $4,001,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 76,506 | $3,998,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 71,600 | $3,970,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 167,832 | $3,959,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 71,425 | $3,921,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 289,000 | $3,858,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 144,896 | $3,811,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 71,596 | $3,766,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 201,170 | $3,617,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 121,450 | $3,601,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 36,898 | $3,587,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 201,091 | $3,583,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 45,453 | $3,577,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 33,550 | $3,523,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 81,200 | $3,505,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 150,500 | $3,434,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 27,269 | $3,406,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 470,601 | $3,355,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 347,797 | $3,339,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 40,700 | $3,331,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 72,860 | $3,314,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 180,200 | $3,294,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 29,749 | $3,240,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 41,000 | $3,227,000 | thousands by filing date | |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 8,114,000 | $3,225,000 | thousands by filing date | principal |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 133,060 | $3,165,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 84,083 | $3,147,000 | thousands by filing date | |
| SPDR S&P 500 ETF TR | 78462F953 | PUT | 12,617 | $3,103,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 157,949 | $3,099,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 213,880 | $3,095,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 39,400 | $3,071,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 216,226 | $3,060,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 189,901 | $3,018,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 236,505 | $3,015,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 162,270 | $2,987,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 286,000 | $2,986,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 146,707 | $2,962,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 34,683 | $2,877,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 92,564 | $2,874,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 123,800 | $2,870,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 140,900 | $2,859,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 35,263 | $2,831,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 85,916 | $2,829,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 30,085 | $2,780,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 247,622 | $2,778,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 77,371 | $2,757,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 193,589 | $2,733,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 287,660 | $2,687,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 47,637 | $2,674,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 35,194 | $2,644,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 157,204 | $2,638,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 28,795 | $2,637,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 97,285 | $2,628,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 45,516 | $2,612,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 114,790 | $2,609,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 297,084 | $2,597,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 76,300 | $2,511,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 89,000 | $2,490,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 121,300 | $2,478,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 471,757 | $2,458,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 36,148 | $2,431,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 57,568 | $2,426,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 40,005 | $2,406,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 23,097 | $2,355,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 69,800 | $2,351,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 55,491 | $2,337,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 135,933 | $2,334,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 42,751 | $2,287,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 72,303 | $2,278,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 71,318 | $2,232,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 41,960 | $2,232,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 111,377 | $2,209,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 79,700 | $2,189,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 41,357 | $2,185,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 23,145 | $2,162,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 275,800 | $2,143,000 | thousands by filing date | |
| LTX-CREDENCE CORP | 502403207 | COM NEW | 266,700 | $2,131,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 86,906 | $2,116,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 26,972 | $2,114,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 70,300 | $2,101,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 9,348 | $2,090,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 548,367 | $2,067,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 95,151 | $2,060,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 10,979 | $2,059,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 175,995 | $2,057,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 139,892 | $2,054,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 25,000 | $2,043,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 179,308 | $2,001,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 25,700 | $1,997,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 120,651 | $1,964,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 20,259 | $1,956,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 81,065 | $1,949,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,325 | $1,942,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 26,064 | $1,935,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 31,959 | $1,928,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 107,700 | $1,917,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 53,266 | $1,906,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 73,301 | $1,903,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 190,879 | $1,903,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 36,974 | $1,871,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 34,424 | $1,856,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 24,150 | $1,815,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 29,607 | $1,764,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 770,330 | $1,764,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 88,554 | $1,737,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 66,222 | $1,729,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 49,750 | $1,729,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 43,951 | $1,729,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 26,027 | $1,697,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 59,800 | $1,697,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 33,726 | $1,693,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 83,450 | $1,684,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 42,500 | $1,681,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 40,342 | $1,672,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 995,605 | $1,663,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 83,500 | $1,655,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 31,778 | $1,642,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 73,461 | $1,640,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 10,514 | $1,613,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 46,448 | $1,612,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 92,400 | $1,611,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 190,289 | $1,576,000 | thousands by filing date | |
| 38259p508 | COM | 1,396 | $1,565,000 | thousands by filing date | ||
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 60,820 | $1,552,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 153,451 | $1,550,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 31,493 | $1,548,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 27,367 | $1,544,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 115,543 | $1,537,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 216,496 | $1,515,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 66,000 | $1,514,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 25,200 | $1,513,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 159,050 | $1,500,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 393,521 | $1,495,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 56,000 | $1,490,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772AQ6 | NOTE 5.500% 7/1 | 1,460,000 | $1,483,000 | thousands by filing date | principal |
| GRANITE CONSTR INC COM | 387328107 | Stock | 42,250 | $1,478,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 85,380 | $1,473,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 21,341 | $1,450,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 102,974 | $1,450,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 37,702 | $1,446,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 10,000 | $1,438,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 8,294 | $1,401,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 12,206 | $1,389,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 107,299 | $1,377,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 36,210 | $1,367,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 187,100 | $1,364,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 45,424 | $1,342,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 73,300 | $1,341,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 199,470 | $1,332,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 31,836 | $1,312,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 50,500 | $1,302,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 111,291 | $1,298,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 40,500 | $1,292,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,682 | $1,290,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 53,527 | $1,277,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 37,279 | $1,276,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 24,100 | $1,274,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 100,000 | $1,269,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 162,000 | $1,268,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 130,123 | $1,267,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 423,105 | $1,252,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 114,321 | $1,222,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 100,000 | $1,217,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 100,000 | $1,216,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 38,070 | $1,203,000 | thousands by filing date | |
| ISHARES TR | 464288902 | US HOME CONS ETF | 12,000 | $1,200,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 15,000 | $1,193,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 51,267 | $1,179,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 16,750 | $1,176,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 20,000 | $1,170,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 27,500 | $1,150,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 109,701 | $1,141,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 23,000 | $1,130,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 60,925 | $1,125,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 13,128 | $1,107,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 10,729 | $1,107,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 11,350 | $1,096,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 50,367 | $1,089,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 12,500 | $1,088,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 29,100 | $1,076,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 20,000 | $1,058,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 71,000 | $1,056,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 18,507 | $1,047,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 51,856 | $1,042,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 13,825 | $1,028,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 25,067 | $1,024,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 30,000 | $1,022,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 847,429 | $1,017,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 13,422 | $1,008,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 75,000 | $1,007,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 122,493 | $1,004,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 12,271 | $994,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 195,227 | $988,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 108,135 | $985,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 18,950 | $978,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 89,300 | $976,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 11,694 | $960,000 | thousands by filing date | |
| BMC Stock Holdings Inc | 86101X104 | COM | 50,656 | $923,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 33,831 | $912,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 40,000 | $906,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 11,913 | $889,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 36,080 | $880,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 17,776 | $874,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 24,718 | $855,000 | thousands by filing date | |
| ASSURED GUARANTY LTD | G0585R906 | CALL | 5,400 | $840,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 46,957 | $837,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 9,216 | $827,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 30,646 | $821,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 47,173 | $811,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 39,511 | $801,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 41,500 | $794,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 8,198 | $773,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 14,685 | $758,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 210,000 | $704,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 283,422 | $692,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 37,558 | $684,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N908 | COM | 5,400 | $670,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 19,910 | $642,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 119,800 | $640,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 29,058 | $636,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 27,582 | $624,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 37,632 | $621,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 195,055 | $612,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 17,273 | $607,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 16,733 | $606,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 22,500 | $599,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S203 | CONV PFD SER A | 34,546 | $587,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 41,100 | $564,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 28,600 | $558,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 34,426 | $553,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N958 | COM | 5,400 | $545,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 500,000 | $524,000 | thousands by filing date | principal |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 5,628 | $522,000 | thousands by filing date | |
| NEWTEK BUSINESS SERVICES INC | 652526104 | COMMON STOCK | 163,000 | $512,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 33,695 | $504,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 20,231 | $501,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 81,360 | $494,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 6,164 | $451,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAS7 | CNV | 300,000 | $386,000 | thousands by filing date | principal |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 48,500 | $373,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 22,997 | $368,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 28,700 | $353,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505954 | PUT | 13,000 | $345,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 7,334 | $335,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y958 | PUT | 3,376 | $331,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 6,965 | $325,000 | thousands by filing date | |
| STATE STR SPDR S&P 500 ETF T | 78462F903 | CALL | 2,000 | $322,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 8,000 | $321,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,950 | $302,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 8,695 | $298,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 3,250 | $289,000 | thousands by filing date | |
| FLUOR CORP | 343412952 | COM | 500 | $280,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 15,000 | $264,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 10,200 | $260,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 29,500 | $259,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,700 | $258,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 2,300 | $255,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 13,000 | $252,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,100 | $248,000 | thousands by filing date | |
| APPLE INC | 037833900 | CALL | 17 | $248,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,700 | $247,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 8,600 | $247,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 7,400 | $247,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 12,800 | $246,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,596 | $239,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 9,992 | $236,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 67,800 | $233,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 12,573 | $228,000 | thousands by filing date | |
| GULF RESOURCES INC | 40251W309 | COM | 95,714 | $225,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 15,900 | $223,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G901 | COM SHS | 228 | $221,000 | thousands by filing date | |
| META PLATFORMS INC | 30303M902 | CALL | 500 | $207,000 | thousands by filing date | |
| MARKET VECTORS GOLD MINERS | 57060U900 | COM | 3,500 | $201,000 | thousands by filing date | |
| GRAVITY CO LTD | 38911N107 | SPONSORED ADR | 191,457 | $176,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 11,507 | $161,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 22,500 | $147,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 15,000 | $127,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 10,450 | $126,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 37,500 | $124,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 10,000 | $123,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 10,000 | $117,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 255,650 | $83,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 22,117 | $71,000 | thousands by filing date | |
| ZYNGA INC - CL A | 98986T908 | COM | 11,122 | $55,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 11,100 | $37,000 | thousands by filing date | |
| ALCOA INC | 013817951 | COM | 20,000 | $20,000 | thousands by filing date | |
| CRUMBS BAKE SHOP INC | 228803110 | *W EXP 05/05/201 | 52,340 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-002092 | this filing | 2014-02-13 | acceptance time not in the bulk data set |