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13F-HR filed by Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.

Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 243 holding rows worth $60,039,000.

Accession
0000950123-14-001976
Filed
2014-02-13
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2013

A holdings report, 243 entries on the cover page, a total value of $60,039,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $60,039,000 with VALUE read as thousands by filing date, 13F file number 028-14928. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • included managerMitsubishi UFJ Financial Group, Inc. 028-13582
  • included managerMitsubishi UFJ Securities Holdings Co., Ltd. 028-13570

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
PRECIDIAN ETFS TR74016W106MAXIS NIKKEI2,495,727$45,797,000thousands by filing date
INTEL CORP458140AD2SDCV 2.950%12/11,230,000$1,371,000thousands by filing dateprincipal
EXPAND ENERGY CORP165167BZ9CORPORATE OBLIG1,090,000$1,105,000thousands by filing dateprincipal
HOME INNS & HOTELS MGMT INC43713WAB3NOTE 2.000%12/1910,000$938,000thousands by filing dateprincipal
STERLITE INDS INDIA LTD859737AB4NOTE 4.000%10/3600,000$594,000thousands by filing dateprincipal
Apple Inc037833100COM910$505,000thousands by filing date
Google38259p508COM310$344,000thousands by filing date
Amazon.com, Inc023135106COM660$260,000thousands by filing date
Gilead Sciences,Inc.375558103COM3,440$258,000thousands by filing date
Microsoft Corp594918104COM6,880$257,000thousands by filing date
SUNPOWER CORP867652AE9DBCV 4.500% 3/1150,000$208,000thousands by filing dateprincipal
CELGENE CORP151020104COM1,200$203,000thousands by filing date
Home Depot, Inc437076102COM2,280$187,000thousands by filing date
ALEXION PHARMACEUTICALS INC015351109COM1,380$183,000thousands by filing date
BIOGEN INC COM09062X103Stock620$173,000thousands by filing date
Comcast Corp20030N101COM3,150$163,000thousands by filing date
CHESAPEAKE ENERGY CORP165167CB1NOTE 2.250%12/1170,000$158,000thousands by filing dateprincipal
Micron Technology,Inc.595112103COM5,670$121,000thousands by filing date
Bristol-Myers Squibb Company110122108COM2,250$120,000thousands by filing date
EXXON MOBIL CORP30231G102COM1,190$119,000thousands by filing date
TWENTY FIRST CENTY FOX INC90130A101CL A3,150$110,000thousands by filing date
VIACOM INC92553P201CL B1,250$109,000thousands by filing date
GENERAL ELEC CO369604103COM3,760$105,000thousands by filing date
MELCO RESORTS & ENTERTAINMENT585464100ADR2,640$103,000thousands by filing date
Cisco Systems,Inc.17275R102COM4,160$93,000thousands by filing date
Pfizer Inc.717081103COM3,000$92,000thousands by filing date
Amgen Inc.031162100COM790$91,000thousands by filing date
Goldman Sachs Group,Inc.38141G104COM450$79,000thousands by filing date
Wells Fargo & Company949746101COM1,630$74,000thousands by filing date
PHILLIPS 66 COM718546104Stock970$72,000thousands by filing date
HALLIBURTON CO COM406216101Stock1,420$72,000thousands by filing date
GOODYEAR TIRE & RUBBER CO382550101COM3,060$72,000thousands by filing date
International Business Machines Corporation459200101COM380$71,000thousands by filing date
GENERAL MTRS CO COM37045V100Stock1,710$70,000thousands by filing date
Boeing Company097023105COM510$69,000thousands by filing date
Johnson & Johnson478160104COM750$69,000thousands by filing date
Merck & Co.,Inc.58933Y105COM1,380$69,000thousands by filing date
Starbucks Corporation855244109COM880$69,000thousands by filing date
JPMorgan Chase & Co46625H100COM1,180$68,000thousands by filing date
Chevron Corporation166764100COM540$67,000thousands by filing date
Berkshire Hathaway Inc084670702COM540$64,000thousands by filing date
BAIDU INC SPON ADR REP A056752108ADR350$61,000thousands by filing date
Bank of America Corp060505104COM3,810$59,000thousands by filing date
EXPRESS SCRIPTS HLDG CO30219G108COM840$59,000thousands by filing date
RESTORATION HARDWARE HLDGS I761283100COM910$59,000thousands by filing date
REGENERON PHARMACEUTICALS COM75886F107Stock210$58,000thousands by filing date
CHART INDS INC16115Q308COM630$58,000thousands by filing date
TESORO CORP881609101COM1,010$57,000thousands by filing date
Mondelez International,Inc. Class A609207105COM1,580$56,000thousands by filing date
USBANCORPDEL902973304COM NEW1,400$56,000thousands by filing date
NXP SEMICONDUCTORS N V COMN6596X109Stock1,160$53,000thousands by filing date
VMWARE, INC.928563402CL A COM580$52,000thousands by filing date
58 COM INC31680Q104SPON ADR REP A1,340$52,000thousands by filing date
Netflix, Inc64110L106COM140$51,000thousands by filing date
LAS VEGAS SANDS CORP COM517834107Stock650$51,000thousands by filing date
LENDINGTREE INC NEW894675107COM1,572$51,000thousands by filing date
REACHLOCAL INC75525F104COM4,000$51,000thousands by filing date
FORD MTR CO COM345370860Stock3,280$50,000thousands by filing date
INTERPUBLIC GROUP COS460690100COM2,860$50,000thousands by filing date
PepsiCo,Inc.713448108COM590$49,000thousands by filing date
Walt Disney Co254687106COM640$49,000thousands by filing date
GREEN MTN COFFEE ROASTERS IN393122106COM650$49,000thousands by filing date
Qualcomm Incorporated747525103COM650$48,000thousands by filing date
VINCE HLDG CORP92719W108COM1,580$48,000thousands by filing date
BEST BUY INC COM086516101Stock1,180$47,000thousands by filing date
Walmart Inc.931142103COM580$46,000thousands by filing date
EBAY INC. COM278642103Stock860$46,000thousands by filing date
WYNDHAM DESTINATIONS INC98310W108COM630$46,000thousands by filing date
PRICELINE GRP INC741503403COM NEW40$46,000thousands by filing date
Automatic Data Processing,Inc.053015103COM550$45,000thousands by filing date
PANDORA MEDIA INC698354107COM1,710$45,000thousands by filing date
Altria Group Inc02209S103COM1,130$43,000thousands by filing date
UnitedHealth Group Inc91324P102COM570$43,000thousands by filing date
PULTE GROUP INC COM745867101Stock2,120$43,000thousands by filing date
MasterCard, Inc57636Q104COM50$42,000thousands by filing date
COGNIZANT TECHNOLOGY SOLUTIONS CL A192446102Stock420$42,000thousands by filing date
MEDIVATION INC58501N101COM660$42,000thousands by filing date
Citigroup Inc.172967424COM790$41,000thousands by filing date
PACCAR INC COM693718108Stock700$41,000thousands by filing date
Visa Inc92826C839COM180$40,000thousands by filing date
GANNETT INC364730101COM1,340$40,000thousands by filing date
3M CO COM88579Y101Stock280$39,000thousands by filing date
YAHOO INC984332106COM970$39,000thousands by filing date
MYLAN INC628530107COM920$39,000thousands by filing date
Coca-Cola Company191216100COM920$38,000thousands by filing date
CVS Health Corporation126650100COM530$38,000thousands by filing date
SIMON PPTY GROUP INC NEW COM828806109REIT250$38,000thousands by filing date
BLACKROCK INC CL A COM09247X101COM120$38,000thousands by filing date
CBS CORP NEW124857202CL B590$38,000thousands by filing date
TIME WARNER CABLE INC88732J207COM280$38,000thousands by filing date
BROADCOM CORP111320107CL A1,310$38,000thousands by filing date
AbbVie,Inc.00287Y109COM700$37,000thousands by filing date
American Express Company025816109COM410$37,000thousands by filing date
Costco Wholesale Corporation22160K105COM310$37,000thousands by filing date
MARATHON PETE CORP COM56585A102Stock420$37,000thousands by filing date
VALERO ENERGY CORP COM91913Y100Stock770$37,000thousands by filing date
DU PONT E I DE NEMOURS & CO263534109COM570$37,000thousands by filing date
EQT CORP COM26884L109Stock400$36,000thousands by filing date
STATE STR CORP COM857477103Stock490$36,000thousands by filing date
DIRECTV25490A309COM520$36,000thousands by filing date
LYONDELLBASELL INDUSTRIES NV SHS - A -N53745100Stock440$35,000thousands by filing date
DISH NETWORK CORPORATION25470M109CL A600$35,000thousands by filing date
CIGNA CORPORATION125509109COM400$35,000thousands by filing date
WELLPOINT INC94973V107COM380$35,000thousands by filing date
RAYTHEON CO755111507COM NEW390$35,000thousands by filing date
AETNA INC NEW00817Y108COM520$35,000thousands by filing date
SODASTREAM INTERNATIONALM9068E105LTD710$35,000thousands by filing date
ACE LTDH0023R105SHS340$35,000thousands by filing date
Advanced Micro Devices,Inc.007903107COM8,870$34,000thousands by filing date
CSX Corporation126408103COM1,190$34,000thousands by filing date
ZIONS BANCORPORATION989701107COM1,140$34,000thousands by filing date
BANK OF NY MELLON CORP COM064058100Stock980$34,000thousands by filing date
KIMBERLY-CLARK CORP COM494368103Stock320$34,000thousands by filing date
AMERICAN ELEC PWR CO INC COM025537101Stock730$34,000thousands by filing date
TRAVELERS COMPANIES INC COM89417E109Stock380$34,000thousands by filing date
NORTHROP GRUMMAN CORP COM666807102Stock300$34,000thousands by filing date
INTERNATIONAL PAPER CO COM460146103Stock690$34,000thousands by filing date
BAXTER INTL INC071813109COM490$34,000thousands by filing date
Abbott Laboratories002824100COM870$33,000thousands by filing date
CARDINAL HEALTH INC14149Y108COM490$33,000thousands by filing date
MACYS INC COM55616P104Stock620$33,000thousands by filing date
NORFOLK SOUTHN CORP COM655844108Stock360$33,000thousands by filing date
AFLAC INC COM001055102Stock500$33,000thousands by filing date
PRICE T ROWE GROUP INC COM74144T108Stock400$33,000thousands by filing date
ILLUMINA INC452327109COM300$33,000thousands by filing date
SOLARCITY CORP83416T100COM570$33,000thousands by filing date
OCCIDENTAL PETE CORP674599105COM340$32,000thousands by filing date
DOMINION ENERGY INC COM25746U109Stock490$32,000thousands by filing date
GENERAL MILLS INC COM370334104Stock640$32,000thousands by filing date
DELPHI AUTOMOTIVE PLCG27823106COMMON STOCK-FO540$32,000thousands by filing date
JOHNSON CONTROLS INT F478366107COM630$32,000thousands by filing date
Vertex Pharmaceuticals Incorporated92532F100COM420$31,000thousands by filing date
TARGET CORP COM87612E106Stock490$31,000thousands by filing date
BROOKFIELD RESIDENTIAL PPTYS11283W104COM1,280$31,000thousands by filing date
KROGER CO COM501044101Stock750$30,000thousands by filing date
MARATHON OIL CORP565849106COM840$30,000thousands by filing date
TIME WARNER INC887317303COM NEW430$30,000thousands by filing date
AUDIENCE INC05070J102COM2,580$30,000thousands by filing date
Schlumberger Limited806857108COM320$29,000thousands by filing date
Texas Instruments Incorporated882508104COM650$29,000thousands by filing date
VIPSHOP HLDGS LTD SPONSORED ADS A92763W103ADR340$28,000thousands by filing date
METLIFE INC COM59156R108Stock520$28,000thousands by filing date
TRANSOCEAN LTD REGISTERED SHSH8817H100Stock570$28,000thousands by filing date
ALLERGAN INC018490102COM250$28,000thousands by filing date
ConocoPhillips20825C104COM380$27,000thousands by filing date
UNITED TECHNOLOGIES CORP913017109COM240$27,000thousands by filing date
BB & T CORP054937107COM690$26,000thousands by filing date
LIBERTY MEDIA CORP DELAWARE531229102CL A180$26,000thousands by filing date
GENWORTH FINL INC37247D106COM SHS1,590$25,000thousands by filing date
VODAFONE GP PLC92857W209ADR640$25,000thousands by filing date
PRUDENTIAL FINL INC COM744320102Stock260$24,000thousands by filing date
MCKESSON CORP COM58155Q103Stock150$24,000thousands by filing date
VIMPELCOM LTD92719A106SPONSORED ADR1,900$24,000thousands by filing date
Adobe Inc00724F101COM380$23,000thousands by filing date
CAPITAL ONE FINL CORP14040H105COM300$23,000thousands by filing date
ULTA BEAUTY INC COM90384S303Stock240$23,000thousands by filing date
ACTAVIS PLCG0083B108SHS140$23,000thousands by filing date
MARRIOTT INTL INC NEW CL A571903202Stock450$22,000thousands by filing date
FIFTH THIRD BANCORP COM316773100Stock1,000$21,000thousands by filing date
TRACTOR SUPPLY CO COM892356106Stock280$21,000thousands by filing date
SEAGATE TECHNOLOGY PLCG7945M107SHS380$21,000thousands by filing date
Oracle Corporation68389X105COM520$20,000thousands by filing date
GENERAL DYNAMICS CORP COM369550108Stock200$19,000thousands by filing date
PPG INDS INC COM693506107Stock100$19,000thousands by filing date
PRECISION CASTPARTS CORP740189105COM70$19,000thousands by filing date
Danaher Corporation235851102COM230$18,000thousands by filing date
Salesforce.com, Inc79466L302COM330$18,000thousands by filing date
WALGREEN CO931422109COM290$17,000thousands by filing date
PNC FINL SVCS GROUP INC COM693475105Stock220$17,000thousands by filing date
WYNN RESORTS LTD983134107COM90$17,000thousands by filing date
Broadcom IncY0486S104Common320$17,000thousands by filing date
WHIRLPOOL CORP COM963320106Stock100$16,000thousands by filing date
KRAFT FOODS GROUP INC50076Q106COM300$16,000thousands by filing date
McDonalds Corporation580135101COM150$15,000thousands by filing date
United Parcel Service,Inc. Class B911312106COM140$15,000thousands by filing date
FMC CORP COM NEW302491303Stock200$15,000thousands by filing date
PIONEER NATURAL RESOURCES CO723787107COM80$15,000thousands by filing date
ACTVISION BLIZZARD INC00507V109COM840$15,000thousands by filing date
SUNCOR ENERGY INC NEW COM867224107Stock400$14,000thousands by filing date
CBRE GROUP INC CL A12504L109Stock530$14,000thousands by filing date
AMERIPRISE FINL INC COM03076C106Stock120$14,000thousands by filing date
DISCOVER FINL SVCS254709108COM250$14,000thousands by filing date
BED BATH & BEYOND INC075896100COM170$14,000thousands by filing date
SYMANTEC CORP871503108COM610$14,000thousands by filing date
PAYCHEX INC704326107COM290$13,000thousands by filing date
CHENIERE ENERGY INC COM NEW16411R208Stock300$13,000thousands by filing date
OREILLY AUTOMOTIVE INC COM67103H107Stock100$13,000thousands by filing date
DISCOVERY INC25470F104COM SER A140$13,000thousands by filing date
CA INC COM12673P105COM390$13,000thousands by filing date
LIBERTY INTERACTIVE CORP53071M104INT COM SER A430$13,000thousands by filing date
GENUINE PARTS CO COM372460105Stock140$12,000thousands by filing date
MATTEL INC577081102COM260$12,000thousands by filing date
L BRANDS INC501797104COM200$12,000thousands by filing date
HARTFORD INSURANCE GROUP INC COM416515104Stock300$11,000thousands by filing date
SIRIUS XM HOLDINGS INC82968B103COM3,110$11,000thousands by filing date
SanDisk Corporation80004C101COM160$11,000thousands by filing date
FASTENAL CO COM311900104Stock220$10,000thousands by filing date
AUTODESK INC COM052769106Stock200$10,000thousands by filing date
CHECK POINT SOFTWARE TECH LTD ORDM22465104Stock150$10,000thousands by filing date
REYNOLDS AMERICAN INC761713106COMMON STOCK200$10,000thousands by filing date
STAPLES INC855030102COM620$10,000thousands by filing date
MONSTER BEVERAGE CORP NE611740101COM130$9,000thousands by filing date
C H ROBINSON WORLDWIDE IN COM NEW12541W209Stock130$8,000thousands by filing date
GARMIN LTD SHSH2906T109Stock170$8,000thousands by filing date
EXPEDIA GROUP INC COM NEW30212P303Stock120$8,000thousands by filing date
AKAMAI TECHNOLOGIES INC COM00971T101Stock180$8,000thousands by filing date
CITRIX SYSTEMS INC177376100COM130$8,000thousands by filing date
XILINX INC983919101COM180$8,000thousands by filing date
QIHOO 360 TECHNOLOGY CO LTD74734M109COMMON STOCK-FO100$8,000thousands by filing date
LINEAR TECHNOLOGY CORP535678106COM170$8,000thousands by filing date
Analog Devices,Inc.032654105COM140$7,000thousands by filing date
EXPEDITORS INTL WASH INC COM302130109Stock150$7,000thousands by filing date
F5 INC COM315616102Stock80$7,000thousands by filing date
NORDSTROM INC655664100COM120$7,000thousands by filing date
STERICYCLE INC858912108COM60$7,000thousands by filing date
ALTERA CORP021441100COM220$7,000thousands by filing date
CATAMARAN CORP148887102COM140$7,000thousands by filing date
Lockheed Martin Corporation539830109COM40$6,000thousands by filing date
META PLATFORMS INC CL A30303M102COM110$6,000thousands by filing date
Progressive Corporation743315103COM230$6,000thousands by filing date
DOLLAR TREE INC COM256746108Stock100$6,000thousands by filing date
TERADATA CORP DEL88076W103COM130$6,000thousands by filing date
MAXIM INTEGRATED PRODS INC57772K101COM220$6,000thousands by filing date
Crown Castle228227104COM70$5,000thousands by filing date
Thermo Fisher Scientific Inc.883556102COM40$4,000thousands by filing date
TJX Companies Inc872540109COM60$4,000thousands by filing date
NETAPP INC COM64110D104Stock90$4,000thousands by filing date
KLA CORP482480100COM40$3,000thousands by filing date
Union Pacific Corporation907818108COM20$3,000thousands by filing date
Verizon Communications Inc92343V104COM60$3,000thousands by filing date
PVH CORPORATION COM693656100Stock20$3,000thousands by filing date
EOG RES INC COM26875P101Stock20$3,000thousands by filing date
NOBLE ENERGY INC655044105COM40$3,000thousands by filing date
NIKE,Inc. Class B654106103COM30$2,000thousands by filing date
DELTA AIR LINES INC COM NEW247361702Stock80$2,000thousands by filing date
HEWLETT PACKARD CO428236103COM70$2,000thousands by filing date
MEDTRONIC INC585055106COM40$2,000thousands by filing date
L-3 COMMUNICATIONS HLDGS INC502424104COM20$2,000thousands by filing date
Duke Energy Corporation26441C204COM10$1,000thousands by filing date
Marsh & McLennan Companies,Inc.571748102COM20$1,000thousands by filing date
ROBERT HALF INC. COM770323103Stock30$1,000thousands by filing date
COLGATE PALMOLIVE CO COM194162103Stock20$1,000thousands by filing date
ECOLAB INC COM278865100Stock10$1,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000950123-14-001976this filing2014-02-13acceptance time not in the bulk data set