13F-HR filed by ALPS ADVISORS INC
ALPS ADVISORS INC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-11, with 581 holding rows worth $9,885,283,000.
- Accession
- 0000950123-14-001603
- Filer
- CIK 1376113
- Filed
- 2014-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, 592 entries on the cover page, a total value of $9,885,283,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,885,276,000 with VALUE read as thousands by filing date, 13F file number 028-12230. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMatrix Asset Advisors, Inc. 028-05690
- reports for this filerTCW Investment Management Co. 028-06683
- reports for this filerTCW Group, Inc. 028-02494
- reports for this filerSchneider Capital Management Corp. 028-03579
- reports for this filerM.A. Weatherbie and Co., Inc. 028-04129
- reports for this filerPzena Investment Management 028-03791
- reports for this filerWellington Management Company, LLP 028-04557
- reports for this filerCornerstone Capital Management, Inc. 028-05923
- reports for this filerClough Capital Partners LP 028-10679
- reports for this filerJefferies Group, Inc. 028-10917
- reports for this filerCoreCommodity Management, LLC 028-11239
- reports for this filerRiverFront Investment Group 028-13577
- reports for this filerRed Rocks Capital LLC 028-14056
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 3,294 | $433,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 13,386 | $433,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 11,455 | $432,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 6,712 | $432,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 26,562 | $431,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 10,919 | $431,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 8,492 | $429,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 8,962 | $429,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 19,119 | $428,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 9,654 | $424,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,802 | $423,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 6,690 | $421,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 8,379 | $421,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 12,739 | $419,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,992 | $415,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 16,776 | $412,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 6,655 | $411,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 15,702 | $410,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 8,342 | $410,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 8,824 | $408,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 12,650 | $408,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 8,588 | $407,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,241 | $404,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 30,536 | $404,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 6,332 | $404,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 9,092 | $403,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 5,900 | $402,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 25,430 | $401,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 17,210 | $399,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 11,762 | $399,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 20,872 | $399,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 9,102 | $397,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 9,186 | $391,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 4,376 | $389,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 5,616 | $388,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 45,122 | $385,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 13,268 | $381,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,426 | $381,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 33,701 | $378,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 21,485 | $376,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 17,482 | $376,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 21,662 | $375,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 13,966 | $375,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 51,702 | $368,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 15,724 | $368,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 10,246 | $366,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 8,488 | $359,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 17,004 | $358,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 4,071 | $349,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 9,877 | $345,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 5,639 | $338,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 6,715 | $329,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 5,598 | $328,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 9,504 | $322,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 31,766 | $318,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 65,921 | $304,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,856 | $286,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 3,617 | $271,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 4,673 | $271,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 3,365 | $270,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 4,501 | $252,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 3,581 | $243,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 21,077 | $243,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 16,471 | $241,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 5,768 | $235,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 2,445 | $234,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 4,519 | $231,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 2,934 | $231,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 9,247 | $230,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 5,508 | $228,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 3,747 | $212,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 15,166 | $206,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 12,131 | $196,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 23,957 | $169,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 11,258 | $140,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 29,938 | $139,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 13,856 | $63,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 16,817 | $60,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 27,976 | $57,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 15,370 | $47,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 10,406 | $29,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-001603 | this filing | 2014-02-11 | acceptance time not in the bulk data set |