13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-07, with 3,408 holding rows worth $75,367,129,000 by the sum of the rows.
- Accession
- 0000950123-14-001251
- Filer
- CIK 713676
- Filed
- 2014-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 3,408 entries on the cover page, a total value of $56,647,975,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $75,367,129,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $56,647,975,000, 25% less than the sum of the rows, $75,367,129,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 3,400 | $50,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 1,541 | $49,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 766 | $49,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,434 | $49,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 600 | $49,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 950 | $49,000 | thousands by filing date | |
| AMCOL INTERNATIONAL CORP | 02341W103 | COMMON STOCK | 1,435 | $49,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 600 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 400 | $48,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 4,000 | $48,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 1,582 | $48,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 2,000 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 600 | $48,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 1,000 | $48,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 1,200 | $48,000 | thousands by filing date | |
| ENTROPIC COMMUNICATIONS INC | 29384R105 | COM | 10,000 | $48,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 622 | $48,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 4,462 | $48,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 2,350 | $47,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 3,615 | $47,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 1,317 | $47,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 10,666 | $47,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,100 | $47,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 3,751 | $46,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 3,415 | $46,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 3,495 | $46,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 5,000 | $46,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 16,160 | $45,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 1,993 | $45,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 640 | $45,000 | thousands by filing date | |
| EDUCATION MANAGEMENT CORP | 28140M103 | COM | 4,473 | $45,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 1,266 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 2,030 | $44,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 3,642 | $44,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 1,464 | $44,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 8,600 | $44,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,231 | $44,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 2,000 | $44,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 2,020 | $44,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 1,000 | $44,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 600 | $44,000 | thousands by filing date | |
| JAVELIN MTG INVT CORP | 47200B104 | COM | 3,150 | $44,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 1,101 | $43,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 373 | $43,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 5,200 | $42,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 990 | $42,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 2,210 | $42,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 895 | $42,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 6,130 | $42,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 6,000 | $42,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 3,377 | $42,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 2,164 | $42,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 400 | $42,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 2,122 | $42,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 3,200 | $42,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 1,400 | $42,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 2,400 | $42,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 3,100 | $42,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 3,818 | $42,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 965 | $41,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 1,300 | $41,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 4,850 | $41,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 2,356 | $41,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 332 | $41,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 4,586 | $40,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 12,775 | $40,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 374 | $40,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 3,178 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 570 | $40,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1,600 | $40,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 1,454 | $40,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 4,000 | $40,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 2,000 | $40,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 32,000 | $40,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 2,800 | $40,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 2,700 | $40,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 1,748 | $40,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 3,500 | $40,000 | thousands by filing date | |
| ISHARES TR | 46429B432 | MSCI SING SMCP | 1,500 | $40,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 1,700 | $39,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 896 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 4,400 | $39,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 2,992 | $39,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 1,900 | $39,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 10,616 | $39,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 1,774 | $39,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 1,007 | $39,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 5,749 | $39,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 10,000 | $39,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 912 | $39,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 944 | $39,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 1,770 | $38,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 2,200 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 604 | $38,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 950 | $38,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 3,500 | $38,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 1,221 | $38,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 3,200 | $38,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 4,187 | $38,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 800 | $38,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 1,006 | $38,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 3,000 | $38,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 1,732 | $37,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 809 | $37,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,290 | $37,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 4,001 | $37,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 5,050 | $37,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 1,351 | $37,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 5,000 | $37,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 5,000 | $37,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 10,000 | $37,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 2,050 | $37,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 1,600 | $37,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 2,127 | $37,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 1,733 | $37,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 668 | $36,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 1,528 | $36,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 2,000 | $36,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 2,000 | $36,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 667 | $36,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 2,098 | $36,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 2,000 | $36,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 3,200 | $36,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 20,146 | $36,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 400 | $36,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 2,509 | $35,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 600 | $35,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,680 | $35,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 2,758 | $35,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,109 | $35,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 5,500 | $35,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 2,914 | $35,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 6,135 | $35,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 3,120 | $35,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 700 | $35,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 489 | $35,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 23,225 | $35,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,600 | $34,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 800 | $34,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 1,500 | $34,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 979 | $34,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 1,714 | $34,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 809 | $34,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 231 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 505 | $33,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 307 | $33,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 635 | $33,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 20,000 | $33,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 2,424 | $33,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 2,400 | $33,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 1,300 | $33,000 | thousands by filing date | |
| ABERDEEN GTR CHINA FD INC | 003031101 | COM | 3,305 | $33,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,000 | $32,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 609 | $32,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 1,500 | $32,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 816 | $32,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 995 | $32,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097762 | PREFERRED STOCK | 1,550 | $32,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 15,060 | $32,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 6,300 | $32,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 2,000 | $32,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 3,403 | $32,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 4,000 | $32,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 10,054 | $32,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 1,800 | $32,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 3,918 | $32,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 911 | $31,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 365 | $31,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 756 | $31,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 686 | $31,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,061 | $31,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 2,200 | $31,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 2,920 | $31,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 725 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 779 | $31,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 5,900 | $30,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,139 | $30,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 600 | $30,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 625 | $30,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,750 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 584 | $30,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 2,575 | $30,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 8,200 | $30,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,000 | $30,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 4,000 | $30,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 474 | $29,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 500 | $29,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 3,352 | $29,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 2,800 | $29,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 4,702 | $29,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 2,503 | $29,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,753 | $29,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 4,450 | $29,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1,517 | $29,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 1,605 | $29,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 1,800 | $29,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 1,800 | $29,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 6,349 | $28,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 2,000 | $28,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,228 | $28,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 1,000 | $28,000 | thousands by filing date | |
| STELLARONE CORP | 85856G100 | COMMON STOCK | 1,163 | $28,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 6,000 | $28,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 2,900 | $28,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 919 | $28,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 4,000 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 900 | $28,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 1,893 | $28,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 807 | $27,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 677 | $27,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 746 | $27,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,747 | $27,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 510 | $27,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 383 | $27,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,956 | $26,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 3,830 | $26,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 216 | $26,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 206 | $26,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 791 | $26,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 396 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 1,950 | $26,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 1,662 | $26,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,105 | $26,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 650 | $26,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 936 | $26,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 2,900 | $26,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 2,750 | $26,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 547 | $25,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 1,862 | $25,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 2,400 | $25,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 555 | $25,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 2,353 | $25,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 2,149 | $25,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 50 | $25,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 446 | $25,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 1,389 | $25,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 2,500 | $25,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 368 | $24,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 500 | $24,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 2,000 | $24,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,000 | $24,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,001 | $24,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 1,000 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 520 | $24,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 4,500 | $24,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 3,385 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 300 | $24,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 8,000 | $24,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 540 | $24,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 8,000 | $24,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 4,552 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,023 | $24,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,400 | $24,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 1,562 | $24,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 4,250 | $24,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,200 | $24,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 388 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 454 | $24,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 278 | $23,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 570 | $23,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,000 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 710 | $23,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,840 | $23,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 500 | $23,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 6,180 | $23,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 1,254 | $23,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 2,500 | $23,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 677 | $23,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 2,644 | $23,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 361 | $22,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 1,250 | $22,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 1,130 | $22,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 3,760 | $22,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,800 | $22,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 6,100 | $22,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 600 | $22,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 340 | $22,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 1,600 | $22,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 472 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X731 | S&P INTL CONS | 544 | $22,000 | thousands by filing date | |
| ATOSSA GENETICS INC | 04962H100 | COM | 9,625 | $22,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 400 | $21,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,500 | $21,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 456 | $21,000 | thousands by filing date | |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 4,000 | $21,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 4,200 | $21,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 300 | $21,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 311 | $20,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 2,000 | $20,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 684 | $20,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 800 | $20,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 2,000 | $20,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 2,005 | $20,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 725 | $20,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 531 | $20,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,010 | $20,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742C723 | IPATH SELCT MLP | 752 | $20,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 2,329 | $20,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 740 | $20,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 316 | $20,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 350 | $20,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 1,236 | $20,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 3,250 | $20,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 14,000 | $20,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 1,500 | $20,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,700 | $20,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 297 | $20,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 600 | $20,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 700 | $19,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 516 | $19,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 1,250 | $19,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 964 | $19,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 1,490 | $19,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 2,096 | $19,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 700 | $19,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 649 | $19,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 4,802 | $19,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 1,000 | $19,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 938 | $19,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 600 | $18,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 5,000 | $18,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 1,000 | $18,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 308 | $18,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 818 | $18,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 4,058 | $18,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 1,400 | $18,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 460 | $18,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 2,000 | $18,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 2,400 | $18,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 700 | $18,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 7,883 | $18,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 1,800 | $18,000 | thousands by filing date | |
| HECLA MINING COMPANY | 422704205 | PFD CV SER B | 400 | $18,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 500 | $18,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 1,382 | $18,000 | thousands by filing date | |
| TRULIA INC | 897888103 | COM | 500 | $18,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 1,899 | $18,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 250 | $18,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 340 | $18,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 1,000 | $18,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 1,391 | $18,000 | thousands by filing date | |
| RHINO RESOURCE PARTNERS LP | 76218Y103 | COM UNIT REPST | 1,600 | $18,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 1,488 | $18,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 500 | $18,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 200 | $17,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 350 | $17,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 990 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 300 | $17,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 1,122 | $17,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,483 | $17,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 1,000 | $17,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 565 | $17,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 1,298 | $17,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 500 | $17,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 300 | $17,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 1,000 | $17,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 2,136 | $17,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 300 | $17,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 854 | $17,000 | thousands by filing date | |
| FOX CHASE BANCORP INC | 35137T108 | COM | 1,000 | $17,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 1,305 | $17,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 150 | $16,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 148 | $16,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 400 | $16,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 400 | $16,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 438 | $16,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 1,000 | $16,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 625 | $16,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,050 | $16,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,578 | $16,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 650 | $16,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 615 | $16,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 1,155 | $16,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 953 | $16,000 | thousands by filing date | |
| CELL THERAPEUTICS INC | 150934883 | COM NPV NEW 2012 | 8,200 | $16,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 420 | $16,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 642 | $16,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 12,000 | $16,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 600 | $16,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 771 | $16,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 313 | $16,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,500 | $15,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 465 | $15,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 264 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 204 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 310 | $15,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 616 | $15,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,600 | $15,000 | thousands by filing date | |
| CEC ENTERTAINMENT INC | 125137109 | COMMON STOCK | 310 | $15,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 657 | $15,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 500 | $15,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 1,110 | $15,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 557 | $15,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 2,001 | $15,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 10,240 | $15,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 900 | $15,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 800 | $15,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 1,000 | $15,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 600 | $14,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 452 | $14,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 282 | $14,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 280 | $14,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 400 | $14,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 554 | $14,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 800 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,200 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 340 | $14,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 500 | $14,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 500 | $14,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 710 | $14,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 415 | $14,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 1,000 | $14,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 32,480 | $14,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 475 | $14,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 2,062 | $14,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 13,591 | $14,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 106 | $13,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 295 | $13,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 700 | $13,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 800 | $13,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 226 | $13,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 164 | $13,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 702 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 318 | $13,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 1,439 | $13,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 2,351 | $13,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 2,000 | $13,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 1,665 | $13,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 6,220 | $13,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 155 | $13,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 5,000 | $13,000 | thousands by filing date | |
| Meru Networks, Inc. | 59047Q103 | COM | 3,000 | $13,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 578 | $13,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 751 | $13,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 558 | $12,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 2,000 | $12,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 626 | $12,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 516 | $12,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 900 | $12,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,015 | $12,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 404 | $12,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 330 | $12,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 972 | $12,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 754 | $12,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 100 | $12,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 1,500 | $12,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 500 | $12,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 369 | $12,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 347 | $12,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,731 | $12,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 615 | $12,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 1,019 | $12,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 1,000 | $12,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 10,000 | $12,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 600 | $12,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 1,000 | $12,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 5,000 | $12,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 1,000 | $12,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 878 | $12,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 265 | $11,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 207 | $11,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 211 | $11,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 176 | $11,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 1,498 | $11,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 700 | $11,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 300 | $11,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 2,000 | $11,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 1,000 | $11,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 550 | $11,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 991 | $11,000 | thousands by filing date | |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 800 | $11,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 325 | $11,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 610 | $11,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 512 | $11,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 500 | $11,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 860 | $11,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 150 | $10,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 135 | $10,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,261 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 150 | $10,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 200 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 200 | $10,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 200 | $10,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 810 | $10,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 600 | $10,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 250 | $10,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 200 | $10,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 740 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 205 | $10,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 200 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 462 | $10,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 800 | $10,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 1,550 | $10,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 469 | $10,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 800 | $10,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,500 | $10,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 320 | $10,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 386 | $10,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 372 | $10,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 1,000 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-001251 | this filing | 2014-02-07 | acceptance time not in the bulk data set |