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13F-HR filed by Shapiro Robert N

Shapiro Robert N filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-06, with 762 holding rows worth $558,991,000.

Accession
0000950123-14-001203
Filed
2014-02-06
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2013

A holdings report, 2,570 entries on the cover page, a total value of $558,991,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $558,978,000 with VALUE read as thousands by filing date, 13F file number 028-03905. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • included managerFrancis L. Coolidge 028-03933
  • included managerEdward P. Lawrence 028-03911
  • included managerMartin Hall 028-11158
  • included managerWinifred I. Li 028-11153
  • included managerBrenda S. Diana 028-13059
  • included managerBarclays Capital, Inc. 801-69700

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
AMERIPRISE FINL INC COM03076C106Stock318$37,000thousands by filing date
F5 INC COM315616102Stock411$37,000thousands by filing date
OREXIGEN THERAPEUTICS INC686164104COMMON STOCK6,574$37,000thousands by filing date
Vanguard Real Estate922908553SHS564$36,000thousands by filing date
IHS INC451734107CL A300$36,000thousands by filing date
STREAMLINE HEALTH SOLUTIONS86323X106COM5,129$36,000thousands by filing date
HANESBRANDS INC410345102COM500$35,000thousands by filing date
FIDELITY NATIONAL FINANCIAL31620R105CL A1,086$35,000thousands by filing date
Guggenheim ETF Trust 2 Timber18383Q879GUGG TIMBER ETF1,344$35,000thousands by filing date
Waste Management, Inc.94106L109COM750$34,000thousands by filing date
SCOTTS MIRACLE-GRO CO810186106CL A546$34,000thousands by filing date
SYMANTEC CORP871503108COM1,460$34,000thousands by filing date
TRANSCANADA CORP89353D107COM750$34,000thousands by filing date
Lowes Companies Inc42222G108LOW1,138$34,000thousands by filing date
DENBURY RES INC247916208COM NEW2,040$34,000thousands by filing date
PACKAGING CORP AMER COM695156109Stock520$33,000thousands by filing date
ARCHER DANIELS MIDLAND CO COM039483102Stock750$33,000thousands by filing date
VENTAS INC COM92276F100REIT577$33,000thousands by filing date
CBIZ INC124805102COM3,600$33,000thousands by filing date
MFS INTERMEDIATE INCOME TRUST55273C107SH BEN INT6,328$33,000thousands by filing date
SEMPRA COM816851109Stock350$32,000thousands by filing date
MASCO CORP574599106COM1,420$32,000thousands by filing date
NEW GOLD INC CDA644535106COM6,024$32,000thousands by filing date
CITRIX SYSTEMS INC177376100COM500$32,000thousands by filing date
LIBERTY INTERACTIVE CORP53071M880LBT VENT COM A261$32,000thousands by filing date
MOMENTA PHARMACEUTICALS INC60877T100COM1,813$32,000thousands by filing date
NATIONAL HEALTH INVS INC COM63633D104REIT550$31,000thousands by filing date
VALMONT INDS INC COM920253101Stock206$31,000thousands by filing date
NETAPP INC COM64110D104Stock750$31,000thousands by filing date
GAP INC COM364760108Stock790$31,000thousands by filing date
BRADY CORP104674106CL A1,000$31,000thousands by filing date
XEROX CORP984121103COM2,600$31,000thousands by filing date
MARKET VECTORS ETF TR57060U605AGRIBUS ETF575$31,000thousands by filing date
ENERGIZER HLDGS INC29266R108COM290$31,000thousands by filing date
HILLSHIRE BRANDS CO432589109COM945$31,000thousands by filing date
SIX FLAGS ENTERTAINMENT CORP83001A102COM820$30,000thousands by filing date
CHESEPEAKE ENERGY CORP165167107COM1,120$30,000thousands by filing date
RANDGOLD RES LTD752344309ADR484$30,000thousands by filing date
DELTIC TIMBER CORP247850100COMMON STOCK442$30,000thousands by filing date
URS CORP NEW903236107COM579$30,000thousands by filing date
EDISON INTL COM281020107Stock620$29,000thousands by filing date
WORTHINGTON ENTERPRISES INC981811102COM683$29,000thousands by filing date
ROYAL DUTCH SHELL PLC SPN ADR780259107SPON ADR B380$29,000thousands by filing date
XL GROUP PLCG98290102SHS920$29,000thousands by filing date
CALPINE CORP131347304COM1,500$29,000thousands by filing date
CLECO CORP NEW12561W105COM625$29,000thousands by filing date
GREENHAVEN CONTINUOUS CMDTY395258106UNIT1,125$29,000thousands by filing date
Vertex Pharmaceuticals Incorporated92532F100COM375$28,000thousands by filing date
ISHARES INC464286665MSCI PAC JP ETF592$28,000thousands by filing date
WINDSTREAM HLDGS INC97382A101COM3,550$28,000thousands by filing date
NORTHEAST UTILS664397106COM651$28,000thousands by filing date
MID AMERICA APARTMENT COMMUNITIES INC.59522J103Common Stock, par value $0.01 per share440$27,000thousands by filing date
ASTRAZENECA PLC SPONSORED ADR046353108ADR462$27,000thousands by filing date
NUVASIVE INC670704AC9CORPORATE OBLIG25,000$27,000thousands by filing dateprincipal
TIDEWATER INC886423102COM445$27,000thousands by filing date
CGG SPONS ADR12531Q105ADR1,606$27,000thousands by filing date
ENBRIDGE INC COM29250N105Stock600$26,000thousands by filing date
EQT CORP COM26884L109Stock290$26,000thousands by filing date
TARGA RES CORP COM87612G101Stock300$26,000thousands by filing date
TRANSOCEAN LTD REGISTERED SHSH8817H100Stock535$26,000thousands by filing date
OSHKOSH CORP COM688239201Stock520$26,000thousands by filing date
MERCURY GENL CORP NEW589400100COM515$26,000thousands by filing date
Phillips 66 Partners LP718549207COM UNIT REP INT675$26,000thousands by filing date
WISCONSIN ENERGY CORP976657106COMMON STOCK650$26,000thousands by filing date
REYNOLDS AMERICAN INC761713106COMMON STOCK524$26,000thousands by filing date
CORECIVIC INC22025Y407COM810$26,000thousands by filing date
CROSSTEX ENERGY L P22765U102COM940$26,000thousands by filing date
METTLER TOLEDO INTERNATIONAL COM592688105Stock104$25,000thousands by filing date
Prologis,Inc.74340W103COM650$24,000thousands by filing date
EDWARDS LIFESCIENCES CORP COM28176E108Stock360$24,000thousands by filing date
GALLAGHER ARTHUR J & CO COM363576109Stock506$24,000thousands by filing date
HUNT J B TRANS SVCS INC COM445658107Stock310$24,000thousands by filing date
AECOM COM00766T100Stock830$24,000thousands by filing date
WISDOMTREE TR97717W315EMER MKT HIGH FD471$24,000thousands by filing date
WISDOMTREE TR97717W851JAPN HEDGE EQT477$24,000thousands by filing date
MARCUS MILLICHAP INC566324109COMMON STOCK1,640$24,000thousands by filing date
EQUITY RESIDENTIAL29476L107SH BEN INT450$23,000thousands by filing date
CENTERPOINT ENERGY INC15189T107COM950$22,000thousands by filing date
VORNADO RLTY TR929042109SH BEN INT250$22,000thousands by filing date
NEOGEN CORP640491106COM480$22,000thousands by filing date
COVANCE INC222816100COM254$22,000thousands by filing date
INTRALINKS HLDGS INC46118H104COM1,790$22,000thousands by filing date
UBS AGH89231338SHS1,100$21,000thousands by filing date
ENDURANCE INTL GROUP HLDGS I29272B105COM1,505$21,000thousands by filing date
ASSURANT INC COM04621X108Stock300$20,000thousands by filing date
EASTMAN CHEM CO COM277432100Stock250$20,000thousands by filing date
IRIDEX CORP462684101COM1,949$20,000thousands by filing date
ENDOCYTE INC29269A102COM1,886$20,000thousands by filing date
STATE STREET IG PUBLIC &PRIVATE CREDIT ETF78464A458ETF839$19,000thousands by filing date
HARMAN INTL INDS INC413086109COM233$19,000thousands by filing date
EGA EMERGING GLOBAL SHS TR EGSHARE EM268461621DOM848$19,000thousands by filing date
TRACTOR SUPPLY CO COM892356106Stock232$18,000thousands by filing date
STEPAN CO858586100COM276$18,000thousands by filing date
C H ROBINSON WORLDWIDE IN COM NEW12541W209Stock285$17,000thousands by filing date
UNITED NAT FOODS INC COM911163103Stock222$17,000thousands by filing date
PPL CORP COM69351T106Stock554$17,000thousands by filing date
PRINCIPAL FINANCIAL GROUP INC COM74251V102Stock340$17,000thousands by filing date
FIRST REPUBLIC BANK/SAN FRANCI33616C100COM330$17,000thousands by filing date
LOGMEIN INC54142L109COMMON STOCK496$17,000thousands by filing date
COMPUTER SCIENCES CORP205363104COM303$17,000thousands by filing date
NEUSTAR INC64126X201CL A350$17,000thousands by filing date
SANOFI SA SPONSORED ADR80105N105ADR300$16,000thousands by filing date
LINCOLN ELEC HLDGS INC533900106COM222$16,000thousands by filing date
FLUOR CORP343412102COM205$16,000thousands by filing date
PETROLEO BRASILEIRO S A71654V408SPONSORED ADR1,178$16,000thousands by filing date
FIRST INTERNET BANCORP320557101COM704$16,000thousands by filing date
First Horizon Corporation320517105Common Capital Stock, par value $0.625 per share1,274$15,000thousands by filing date
SAP SE SPON ADR803054204ADR168$15,000thousands by filing date
CYTEC INDS INC232820100COM159$15,000thousands by filing date
MKT VECTORS EMRG MKT LCL C57060U522ETF654$15,000thousands by filing date
TERADATA CORP DEL88076W103COM298$14,000thousands by filing date
WPP PLC NEW ADR92937A102ADR109$13,000thousands by filing date
ISHARES TR464288844US OIL EQ&SV ETF200$13,000thousands by filing date
GREAT PLAINS ENERGY INC391164100COM550$13,000thousands by filing date
MONTPELIER RE HLDGS LTD SHG62185106COM450$13,000thousands by filing date
Adobe Inc00724F101COM200$12,000thousands by filing date
KINROSS GOLD CORP496902404COM2,648$12,000thousands by filing date
LAS VEGAS SANDS CORP COM517834107Stock150$12,000thousands by filing date
HMS HLDGS CORP40425J101COM515$12,000thousands by filing date
WELLTOWER INC42217K106COM222$12,000thousands by filing date
JTH HLDG INC46637N103CL A480$12,000thousands by filing date
NUVEEN QUALITY INC MUNI FUND670977107mf1,000$12,000thousands by filing date
CAPSTONE TURBINE CORP COM14067D102COM9,020$12,000thousands by filing date
CAMDEN PPTY TR SH BEN INT133131102REIT190$11,000thousands by filing date
AMEREN CORP COM023608102Stock300$11,000thousands by filing date
Broadcom IncY0486S104Common200$11,000thousands by filing date
DEVRY INC DEL251893103COM315$11,000thousands by filing date
BARCLAYS BK PLC06741L609IPATH DYNM VIX335$11,000thousands by filing date
CARDINAL HEALTH INC14149Y108COM148$10,000thousands by filing date
CIRRUS LOGIC INC COM172755100Stock500$10,000thousands by filing date
UGI CORP NEW COM902681105Stock230$10,000thousands by filing date
SEAGATE TECHNOLOGY PLCG7945M107SHS170$10,000thousands by filing date
SBA COMMUNICATIONS CORP78388J106COMMON STOCK114$10,000thousands by filing date
TIME WARNER CABLE INC88732J207COM71$10,000thousands by filing date
LSI CORPORATION502161102COM930$10,000thousands by filing date
SONUS NETWORKS INC835916107COM3,100$10,000thousands by filing date
TAIWAN SEMICONDUCTOR MFG874039100SPONSORED ADS539$9,000thousands by filing date
LOUISIANA PAC CORP COM546347105Stock496$9,000thousands by filing date
ITAU UNIBANCO HLDG S A SPON ADR REP PFD465562106ADR631$9,000thousands by filing date
ASSOCIATED BANC-CORP045487105COM500$9,000thousands by filing date
ENEL AMERICAS S.A. (ADR)29274F104SPONSORED ADR650$9,000thousands by filing date
SENIOR HSG PPTYS TR81721M109SH BEN INT426$9,000thousands by filing date
O-I GLASS, INC.690768403COM255$9,000thousands by filing date
CORE LABORATORIES N VN22717107COM45$9,000thousands by filing date
LENDER PROCESSING SVCS INC52602E102COM238$9,000thousands by filing date
ARM HLDGS PLC042068106SPONSORED ADR162$9,000thousands by filing date
ANACOR PHARMACEUTICALS INC032420101COM522$9,000thousands by filing date
BCE INC COM NEW05534B760Stock182$8,000thousands by filing date
REALTY INCOME CORP COM756109104REIT210$8,000thousands by filing date
BAYTEX ENERGY CORP COM07317Q105Stock200$8,000thousands by filing date
LAM RESEARCH CORP512807108COM150$8,000thousands by filing date
HERTZ GLOBAL HLDGS INC N42805T105COM295$8,000thousands by filing date
INTEGRYS ENERGY GROUP INC45822P105COM138$8,000thousands by filing date
FIRSTENERGY CORP337932107COM200$7,000thousands by filing date
FRESENIUS MEDICAL CARE AG SPONSORED ADR358029106ADR191$7,000thousands by filing date
DARLING INGREDIENTS INC COM237266101Stock320$7,000thousands by filing date
TYSON FOODS INC CL A902494103Stock229$7,000thousands by filing date
AGCO CORP001084102COM120$7,000thousands by filing date
BUNGE LTDG16962105COM89$7,000thousands by filing date
SUNPOWER CORP867652406COM219$7,000thousands by filing date
URBAN OUTFITTERS INC917047102COM190$7,000thousands by filing date
BROOKDALE SR LIVING INC112463104COM240$7,000thousands by filing date
ENSCO PLCG3157S106SHS CLASS A120$7,000thousands by filing date
AGL RES INC001204106COM150$7,000thousands by filing date
PENNEY J C INC708160106COM800$7,000thousands by filing date
BRISTOW GROUP INC110394103COM88$7,000thousands by filing date
SNAP ON INC COM833034101Stock52$6,000thousands by filing date
INGREDION INC COM457187102Stock90$6,000thousands by filing date
ICICI BANK LIMITED ADR45104G104ADR166$6,000thousands by filing date
ASSURED GUARANTY LTD COMG0585R106Stock245$6,000thousands by filing date
BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR05946K101ADR523$6,000thousands by filing date
LIVE NATION ENTERTAINMENT INC COM538034109Stock300$6,000thousands by filing date
ENERSYS COM29275Y102Stock88$6,000thousands by filing date
CROWN HLDGS INC COM228368106Stock145$6,000thousands by filing date
WPX ENERGY INC98212B103COM295$6,000thousands by filing date
BANKUNITED INC06652K103COM180$6,000thousands by filing date
STATE STREET78464A425EXCHANGE TRADED230$6,000thousands by filing date
IRON MTN INC NEW REIT462846106COM189$6,000thousands by filing date
NUANCE COMMUNICATIONS INC67020Y100COM400$6,000thousands by filing date
KLA CORP482480100COM70$5,000thousands by filing date
IMPERIAL OIL LTD COM NEW453038408Stock110$5,000thousands by filing date
FRANKLIN ELEC INC COM353514102Stock118$5,000thousands by filing date
PEDIATRIX MEDICAL GROUP INC58502B106COM88$5,000thousands by filing date
EW SCRIPPS CO THE A811054402COMMON STOCK224$5,000thousands by filing date
NEENAH PAPER INC640079109COM121$5,000thousands by filing date
VALARIS ORD920355104COM76$5,000thousands by filing date
MEADWESTVACO CORP583334107COM140$5,000thousands by filing date
PROTECTIVE LIFE CORP743674103COM104$5,000thousands by filing date
RADISYS CORP750459109COM2,000$5,000thousands by filing date
AOL INC00184X105COM109$5,000thousands by filing date
GLOBAL PMTS INC37940X102COM58$4,000thousands by filing date
GATX CORP COM361448103Stock84$4,000thousands by filing date
OMEGA HEALTHCARE INVS INC COM681936100REIT125$4,000thousands by filing date
LITTELFUSE INC COM537008104Stock46$4,000thousands by filing date
ENTEGRIS INC COM29362U104Stock314$4,000thousands by filing date
MANPOWERGROUP INC WIS COM56418H100Stock50$4,000thousands by filing date
MOOG INC CL A615394202Stock58$4,000thousands by filing date
REINSURANCE GROUP AMER INC COM NEW759351604Stock48$4,000thousands by filing date
TELEDYNE TECHNOLOGIES INC COM879360105Stock40$4,000thousands by filing date
MERITAGE HOMES CORP COM59001A102Stock84$4,000thousands by filing date
STIFEL FINL CORP860630102COM74$4,000thousands by filing date
CNO FINL GROUP INC12621E103COM250$4,000thousands by filing date
OIL STS INTL INC678026105COM35$4,000thousands by filing date
REDWOOD TRUST INC758075402COM220$4,000thousands by filing date
TIMKEN CO887389104COM70$4,000thousands by filing date
NOAH HLDGS LTD65487X102SPON ADS CL A212$4,000thousands by filing date
FLIR SYS INC302445101COM124$4,000thousands by filing date
CABOT MICROELECTRONICS CORP12709P103COM88$4,000thousands by filing date
CANTEL MEDICAL CORP138098108COM118$4,000thousands by filing date
SUNCOKE ENERGY INC86722A103COMMON STOCK154$4,000thousands by filing date
SEARS HOLDINGS CORP XXX812350106COM78$4,000thousands by filing date
Ashland044209104Common41$4,000thousands by filing date
iShares Gold Trust464285105ISHARES300$4,000thousands by filing date
AMERICAN EQUITY INVT LIFE025676206COMMON STOCK158$4,000thousands by filing date
KINDER MORGAN INC DEL49456B119*W EXP 05/25/201864$4,000thousands by filing date
LIFE TIME FITNESS INC53217R207COM82$4,000thousands by filing date
CASEYS GEN STORES INC147528103COM45$3,000thousands by filing date
UNITED BANKSHARES INC WEST VA COM909907107Stock86$3,000thousands by filing date
MONOLITHIC PWR SYS INC COM609839105Stock90$3,000thousands by filing date
MEDICAL PROPERTIES TRUST INC COM58463J304REIT258$3,000thousands by filing date
TRUSTMARK CORP898402102COM118$3,000thousands by filing date
SASOL LTD803866300SPONSORED ADR62$3,000thousands by filing date
SOUTH JERSEY INDUSTRIES INC838518108COM58$3,000thousands by filing date
AARONS INC002535300COM PAR $0.5098$3,000thousands by filing date
EATON VANCE CORP278265103COM NON VTG76$3,000thousands by filing date
UNITED FIRE GROUP INC910340108COMMON STOCK108$3,000thousands by filing date
NPK INTERNATIONAL INC651718504COMMON STOCK264$3,000thousands by filing date
SAPIENT CORPORATION803062108COMMON STOCK188$3,000thousands by filing date
AMCOL INTERNATIONAL CORP02341W103COMMON STOCK80$3,000thousands by filing date
INTERNATIONAL SPEEDWAY CORP460335201COMMON STOCK86$3,000thousands by filing date
CAREFUSION CORP14170T101COM74$3,000thousands by filing date
CASH AMER INTL INC14754D100COM66$3,000thousands by filing date
FIRST POTOMAC RLTY TR33610F109COM236$3,000thousands by filing date
TAL INTERNATIONAL GROUP874083108COMMON STOCK44$3,000thousands by filing date
HORACE MANN EDUCATORS CORP NEW COM440327104Stock68$2,000thousands by filing date
SANMINA CORP COM801056102Stock98$2,000thousands by filing date
ZOETIS INC CL A98978V103Stock65$2,000thousands by filing date
ITRON INC COM465741106Stock60$2,000thousands by filing date
CENTENE CORP DEL COM15135B101Stock34$2,000thousands by filing date
NCR VOYIX CORPORATION62886E108COM48$2,000thousands by filing date
Mallinckrodt PlcG5785G107SHS32$2,000thousands by filing date
TWENTY FIRST CENTY FOX INC90130A101CL A54$2,000thousands by filing date
CAI INTERNATIONAL INC12477X106COM84$2,000thousands by filing date
ASTORIA FINANCIAL CORP046265104COMMON STOCK158$2,000thousands by filing date
Check Point Software Technologies Ltd162825103COM112$2,000thousands by filing date
FRONTIER COMMUNICATIONS CORP35906A108COM372$2,000thousands by filing date
SWIFT ENERGY CO870738101COM156$2,000thousands by filing date
FOREST OIL CORP346091705COM PAR $0.01540$2,000thousands by filing date
DIGITAL RIV INC25388B104COM96$2,000thousands by filing date
HEALTHWAYS INC422245100COM139$2,000thousands by filing date
EPIQ SYSTEMS INC26882D109COM109$2,000thousands by filing date
SANOFI80105N113COMMON STOCK-FO2,607$1,000thousands by filing date
Pentair IncH6169Q108PNR10$1,000thousands by filing date
THE ADT CORPORATION00101J106COM20$1,000thousands by filing date
STATE AUTO FINANCIAL CORP855707105COM60$1,000thousands by filing date
VINCE HLDG CORP92719W108COM33$1,000thousands by filing date
NEWS CORP NEW CL A65249B109Stock13$0thousands by filing dateValue filed as zero, left out of ratios.
MERITOR INC59001K100COMMON STOCK24$0thousands by filing dateValue filed as zero, left out of ratios.
AMERICAN INTL GROUP INC026874156*W EXP 01/19/2024$0thousands by filing dateValue filed as zero, left out of ratios.
IMATION CORP45245A107COM100$0thousands by filing dateValue filed as zero, left out of ratios.
ALCATEL-LUCENT013904305SPONSORED ADR100$0thousands by filing dateValue filed as zero, left out of ratios.
CVENT INC23247G109COM10$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000950123-14-001203this filing2014-02-06acceptance time not in the bulk data set