13F-HR filed by United Asset Strategies, Inc.
United Asset Strategies, Inc. filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-27, with 86 holding rows worth $145,522,000.
- Accession
- 0000950123-14-000613
- Filer
- CIK 1539948
- Filed
- 2014-01-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 86 entries on the cover page, a total value of $145,522,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $145,524,000 with VALUE read as thousands by filing date, 13F file number 028-15136. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 257,104 | $10,428,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 100,084 | $7,927,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 300,200 | $7,895,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 204,921 | $7,324,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 54,139 | $4,792,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 115,349 | $4,765,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 264,175 | $4,076,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 171,297 | $3,842,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 66,699 | $3,698,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 37,390 | $3,573,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 129,457 | $3,360,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 41,125 | $3,097,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 100,732 | $3,085,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 36,718 | $2,962,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 96,793 | $2,913,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 101,375 | $2,842,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 95,185 | $2,830,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 26,758 | $2,605,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 46,589 | $2,556,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 37,549 | $2,424,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 24,529 | $2,227,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 22,855 | $2,077,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 70,553 | $1,903,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 23,323 | $1,899,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 23,760 | $1,897,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 19,568 | $1,861,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 25,550 | $1,829,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 26,505 | $1,805,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 39,239 | $1,682,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 52,607 | $1,661,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 35,326 | $1,601,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 18,327 | $1,597,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 34,272 | $1,556,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 20,314 | $1,508,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 17,750 | $1,432,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 28,753 | $1,382,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 13,047 | $1,371,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 15,824 | $1,342,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 92,643 | $1,298,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 25,456 | $1,251,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 68,515 | $1,219,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 28,783 | $1,200,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 19,695 | $1,116,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 89,285 | $1,104,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 46,396 | $1,094,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 26,066 | $1,089,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 27,966 | $1,074,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 55,143 | $990,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 23,975 | $917,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 15,111 | $815,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 71,577 | $722,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 10,181 | $719,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 95,232 | $692,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,801 | $669,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 70,139 | $571,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 12,047 | $548,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,586 | $542,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,540 | $526,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 5,178 | $524,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 14,965 | $523,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 9,685 | $517,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 6,365 | $514,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 12,698 | $487,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,193 | $476,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,109 | $467,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 6,561 | $453,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 6,950 | $452,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 13,325 | $432,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,740 | $425,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 4,019 | $424,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,796 | $383,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 632 | $354,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,680 | $353,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 4,498 | $344,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 14,239 | $338,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 26,966 | $331,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,781 | $330,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,897 | $286,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 22,915 | $268,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,419 | $266,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 2,163 | $238,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 20,783 | $207,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 11,756 | $163,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 14,047 | $109,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 15,050 | $63,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 14,000 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-000613 | this filing | 2014-01-27 | acceptance time not in the bulk data set |