13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-08, with 3,760 holding rows worth $73,078,931,000.
- Accession
- 0000950123-14-000074
- Filer
- CIK 927971
- Filed
- 2014-01-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 10,554 entries on the cover page, a total value of $73,078,931,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $73,078,931,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO INVESTORLINE INC.
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
- included managerBMO DELAWARE TRUST COMPANY
- included managerLGM (BERMUDA) LIMITED
- included managerTAPLIN CANIDA & HABACHT, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 2,547 | $110,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 3,757 | $110,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 5,569 | $110,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,900 | $109,000 | thousands by filing date | put |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 6,118 | $109,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,478 | $108,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 42,500 | $108,000 | thousands by filing date | call |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 8,900 | $108,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 3,575 | $108,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,591 | $107,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 2,420 | $107,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 2,792 | $106,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 3,155 | $106,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 13,600 | $106,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 2,992 | $105,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1,583 | $105,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES | 007903AL1 | CORPORATE OBLIG | 100,000 | $105,000 | thousands by filing date | principal |
| KIMBALL INTL INC | 494274103 | CL B | 7,000 | $105,000 | thousands by filing date | |
| COLEMAN CABLE INC | 193459302 | COM | 4,000 | $105,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 2,288 | $104,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 4,500 | $104,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 1,464 | $103,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 16,571 | $103,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 31,300 | $103,000 | thousands by filing date | put |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 3,223 | $103,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 2,377 | $103,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 2,062 | $103,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2,000 | $102,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 26,400 | $102,000 | thousands by filing date | put |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 50,000 | $102,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 1,045 | $101,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,080 | $101,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 5,610 | $101,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 8,158 | $101,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 7,170 | $101,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 7,524 | $101,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 6,000 | $101,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 4,918 | $100,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,000 | $100,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 2,589 | $99,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 8,000 | $99,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 2,805 | $99,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 4,128 | $99,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 4,592 | $99,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 2,923 | $98,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 2,599 | $98,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 3,958 | $98,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 2,338 | $98,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 1,542 | $98,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 2,133 | $98,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 10,594 | $98,000 | thousands by filing date | |
| VALASSIS COMMUNICATIONS INC | 918866104 | COM | 2,846 | $98,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1,785 | $97,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 1,839 | $97,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 3,000 | $97,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,150 | $97,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 4,580 | $97,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 3,295 | $97,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 6,787 | $97,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 4,470 | $97,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,845 | $96,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 1,551 | $96,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 7,475 | $96,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 4,602 | $96,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 3,223 | $95,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 2,912 | $95,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 723 | $94,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 4,667 | $94,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 4,312 | $94,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 2,175 | $94,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 8,000 | $94,000 | thousands by filing date | call |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 25,968 | $94,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 2,814 | $93,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1,841 | $93,000 | thousands by filing date | |
| ZEP INC | 98944B108 | COMMON STOCK | 5,143 | $93,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 10,241 | $93,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 7,237 | $93,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 1,105 | $92,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 3,086 | $92,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 7,800 | $92,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 4,800 | $92,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 224,119 | $92,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 1,904 | $92,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 8,276 | $92,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 1,195 | $91,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 5,148 | $91,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 3,608 | $91,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 1,464 | $91,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 1,251 | $90,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 1,839 | $90,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 4,636 | $90,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 9,356 | $90,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 2,151 | $89,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 19,383 | $89,000 | thousands by filing date | |
| VALUECLICK INC | 92046N102 | COM | 3,831 | $89,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 3,000 | $89,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 7,000 | $88,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,500 | $88,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 3,143 | $88,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,179 | $88,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 4,400 | $88,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST | 49803T102 | COMMON STOCK | 13,348 | $88,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 1,500 | $88,000 | thousands by filing date | put |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,610 | $87,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 1,431 | $87,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 2,100 | $87,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 2,317 | $87,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 1,812 | $87,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 6,487 | $86,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,060 | $86,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 4,750 | $86,000 | thousands by filing date | |
| HANDY & HARMAN LTD | 410315105 | COMMON STOCK | 3,553 | $86,000 | thousands by filing date | |
| GASTAR EXPL LTD | 367299203 | COM NEW | 12,450 | $86,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 2,446 | $85,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 2,346 | $85,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 20,070 | $85,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,985 | $85,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 1,500 | $85,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 2,866 | $85,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 10,000 | $85,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 1,070 | $84,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 2,278 | $84,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 9,184 | $84,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 3,158 | $84,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 9,000 | $83,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 1,214 | $83,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 7,000 | $83,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,634 | $82,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 3,000 | $82,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,974 | $82,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 3,281 | $82,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 3,901 | $82,000 | thousands by filing date | |
| ATMI INC | 00207R101 | COM | 2,700 | $82,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 3,206 | $82,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 8,685 | $82,000 | thousands by filing date | |
| CHINA DISTANCE ED HLDGS LTD | 16944W104 | SPONS ADR | 4,361 | $82,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 2,092 | $81,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,926 | $81,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 1,332 | $81,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,833 | $80,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 1,459 | $80,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1,460 | $80,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 7,233 | $80,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 4,551 | $80,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 2,837 | $80,000 | thousands by filing date | |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 26,060 | $80,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,400 | $80,000 | thousands by filing date | call |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 3,708 | $80,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 1,406 | $79,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1,600 | $79,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1,580 | $79,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 2,088 | $79,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 2,468 | $79,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 1,655 | $79,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 11,370 | $79,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,030 | $78,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 1,350 | $78,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 6,795 | $78,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 6,000 | $78,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 3,283 | $78,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 1,550 | $78,000 | thousands by filing date | principal |
| CHELSEA THERAPEUTICS INTL LT | 163428105 | COM | 17,692 | $78,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 14,553 | $78,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 19,923 | $77,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,085 | $77,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 8,485 | $77,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 7,248 | $77,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 6,666 | $77,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 33,537 | $77,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 2,200 | $76,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 3,167 | $76,000 | thousands by filing date | principal |
| GENCORP INC | 368682100 | COM | 4,202 | $76,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,700 | $76,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,300 | $75,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 3,000 | $75,000 | thousands by filing date | call |
| FEI CO | 30241L109 | COM | 834 | $75,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 1,500 | $75,000 | thousands by filing date | call |
| NORDION INC | 65563c105 | COM | 8,731 | $75,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 6,136 | $74,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 13,730 | $74,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 2,396 | $74,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 833 | $74,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 4,352 | $74,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 742 | $73,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 182 | $73,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 1,520 | $73,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 2,075 | $73,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 10,344 | $73,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 20,000 | $73,000 | thousands by filing date | call |
| ELECSYS CORP | 28473M100 | COM | 5,582 | $73,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 2,019 | $72,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 9,150 | $72,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 752 | $72,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 977 | $72,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 3,678 | $72,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 700 | $71,000 | thousands by filing date | call |
| GATX CORP COM | 361448103 | Stock | 1,367 | $71,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 1,346 | $71,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 1,000 | $71,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 5,616 | $71,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 12,254 | $71,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 2,786 | $71,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 1,421 | $70,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,115 | $70,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 2,041 | $70,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 2,214 | $70,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 3,093 | $70,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 5,000 | $70,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 1,498 | $70,000 | thousands by filing date | |
| MGC | 921910873 | COM | 1,100 | $69,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 2,500 | $69,000 | thousands by filing date | put |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 1,179 | $69,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 4,804 | $69,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 4,362 | $68,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 10,107 | $68,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 1,500 | $68,000 | thousands by filing date | principal |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 737 | $67,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,216 | $67,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 1,400 | $67,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 5,732 | $67,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 4,210 | $67,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 1,080 | $67,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 2,040 | $67,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 2,020 | $67,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 1,407 | $67,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 3,917 | $67,000 | thousands by filing date | |
| DELTA NATURAL GAS CO INC | 247748106 | COM | 3,000 | $67,000 | thousands by filing date | |
| PHI INC-NON VOTING | 69336T205 | COM | 1,538 | $67,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 2,000 | $66,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 1,557 | $66,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 3,341 | $66,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 977 | $66,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 20,000 | $66,000 | thousands by filing date | call |
| CYBEROPTICS CORP COM | 232517102 | Stock | 10,346 | $66,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 7,070 | $66,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 717 | $66,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 3,922 | $66,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 10,000 | $66,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 4,000 | $66,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,461 | $65,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 4,030 | $65,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,623 | $65,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 3,811 | $65,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 3,083 | $65,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 8,000 | $65,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 4,130 | $65,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 3,579 | $65,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 3,561 | $64,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 3,229 | $64,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 3,368 | $64,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 7,088 | $64,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 2,418 | $64,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 2,417 | $64,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 3,538 | $64,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 5,000 | $64,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 909 | $63,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 2,494 | $63,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 1,264 | $63,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 2,226 | $63,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 1,728 | $63,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 1,303 | $62,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 1,948 | $62,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 2,199 | $62,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 15,000 | $62,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 5,199 | $62,000 | thousands by filing date | |
| CASCADE MICROTECH INC | 147322101 | COMMON STOCK | 6,648 | $62,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 1,174 | $62,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 14,667 | $62,000 | thousands by filing date | |
| HOME FEDERAL BANCORP INC/ID | 43710G105 | COM | 4,168 | $62,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 1,017 | $61,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 3,439 | $61,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 2,305 | $61,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 3,000 | $61,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 17,489 | $61,000 | thousands by filing date | |
| Trunkbow Intl Holdings | 89818A102 | COM | 45,961 | $61,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 6,048 | $61,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 638 | $60,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 3,677 | $60,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 549 | $60,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,420 | $60,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 4,000 | $60,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 896 | $60,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 7,140 | $60,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 2,293 | $60,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 464 | $59,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 3,581 | $59,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 1,846 | $59,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 3,677 | $59,000 | thousands by filing date | |
| CLEARONE INC | 18506U104 | COM | 6,705 | $59,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 5,000 | $59,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,000 | $59,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 6,650 | $59,000 | thousands by filing date | |
| ALEXZA PHARMACEUTICALS INC | 015384209 | COM | 12,580 | $59,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 15,168 | $59,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,200 | $58,000 | thousands by filing date | put |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,387 | $58,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 11,100 | $58,000 | thousands by filing date | put |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 2,028 | $58,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 2,500 | $58,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 2,050 | $58,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 407 | $58,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 1,572 | $58,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 2,146 | $58,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 824 | $57,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 8,100 | $57,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 2,800 | $57,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 1,372 | $57,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 2,211 | $56,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 4,350 | $56,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 2,475 | $56,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 1,234 | $56,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,500 | $56,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 1,279 | $56,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 619 | $56,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 13,322 | $56,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 798 | $56,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 5,553 | $56,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 3,275 | $56,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 3,062 | $55,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 1,000 | $55,000 | thousands by filing date | put |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 1,681 | $55,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 3,500 | $54,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 831 | $54,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 338 | $54,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 226 | $54,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,535 | $54,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 5,927 | $54,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 4,582 | $54,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,450 | $54,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 319 | $54,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 684 | $54,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 2,814 | $54,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 2,905 | $54,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 4,896 | $54,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,042 | $53,000 | thousands by filing date | put |
| ACUITY INC COM | 00508Y102 | Stock | 485 | $53,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,617 | $53,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 500 | $53,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 704 | $53,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 4,000 | $53,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 4,265 | $53,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 1,760 | $53,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 1,069 | $52,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 592 | $52,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 1,764 | $52,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,000 | $52,000 | thousands by filing date | call |
| ALBEMARLE CORP | 012653101 | COM | 820 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 735 | $52,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 636 | $52,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 3,263 | $52,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 20,000 | $52,000 | thousands by filing date | put |
| GULF IS FABRICATION INC | 402307102 | COM | 2,243 | $52,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 4,160 | $52,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 2,660 | $52,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,205 | $52,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,517 | $51,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 1,000 | $51,000 | thousands by filing date | put |
| ASTRONICS CORP COM | 046433108 | Stock | 1,000 | $51,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 4,000 | $51,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 2,615 | $51,000 | thousands by filing date | |
| GEO GROUP INC | 36159R103 | COMMON STOCK | 1,598 | $51,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 6,326 | $51,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 2,867 | $50,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 1,343 | $50,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 1,541 | $50,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 1,855 | $50,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 2,800 | $50,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 942 | $50,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 1,881 | $50,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 3,412 | $50,000 | thousands by filing date | |
| HARTFORD FINL SVCS GROUP INC | 416515120 | *W EXP 06/26/201 | 1,800 | $50,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 450 | $49,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 1,600 | $49,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 3,700 | $49,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 554 | $49,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 2,650 | $49,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 619 | $49,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 2,128 | $49,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,921 | $49,000 | thousands by filing date | principal |
| GLOBAL TELECOM & TECHNOLOGY IN | 378979108 | COM | 6,653 | $49,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 732 | $48,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 1,505 | $48,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 2,671 | $48,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 4,375 | $48,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 3,500 | $48,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 809 | $47,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 1,581 | $47,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 3,568 | $47,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 28,247 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 2,720 | $47,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 2,000 | $47,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,751 | $47,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 2,607 | $47,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 595 | $47,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 3,200 | $47,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 2,423 | $47,000 | thousands by filing date | principal |
| Lowes Companies Inc | 42222G108 | LOW | 1,591 | $47,000 | thousands by filing date | |
| ATRIUM THERAPEUTICS INC | N71546100 | COM | 10,000 | $47,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 7,500 | $47,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 2,497 | $47,000 | thousands by filing date | |
| ARTHROCARE CORP | 043136100 | COM | 1,174 | $47,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 1,230 | $47,000 | thousands by filing date | |
| MECOX LANE LIMITED | 58403M201 | SPON ADR REP 35 | 13,000 | $47,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,288 | $46,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 850 | $46,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 2,000 | $46,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 4,411 | $46,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 18,900 | $46,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 2,015 | $46,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,309 | $46,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 1,107 | $46,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 11,364 | $46,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 495 | $46,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 5,457 | $46,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 6,080 | $46,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 1,500 | $45,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 1,500 | $45,000 | thousands by filing date | call |
| STIFEL FINL CORP | 860630102 | COM | 940 | $45,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 2,200 | $45,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 1,156 | $45,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,858 | $44,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,372 | $44,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 2,622 | $44,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 1,213 | $44,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 4,000 | $44,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 1,420 | $44,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 3,894 | $44,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 3,015 | $44,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 1,139 | $43,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 885 | $43,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 1,094 | $43,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 1,829 | $43,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 625 | $43,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 500 | $43,000 | thousands by filing date | put |
| APACHE CORP | 037411105 | COM | 500 | $43,000 | thousands by filing date | call |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 744 | $43,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 2,000 | $43,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 1,818 | $43,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 601 | $43,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 2,000 | $43,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 30,350 | $43,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 7,125 | $43,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 5,000 | $42,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 4,476 | $42,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 4,905 | $42,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 8,750 | $42,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 1,485 | $42,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 2,720 | $42,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 2,300 | $42,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 500 | $41,000 | thousands by filing date | put |
| EVERCORE INC CLASS A | 29977A105 | Stock | 685 | $41,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 736 | $41,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 551 | $41,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 3,000 | $41,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 2,100 | $41,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 1,500 | $41,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 836 | $40,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 771 | $40,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 3,759 | $40,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 4,360 | $40,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 2,230 | $40,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 1,595 | $40,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 1,624 | $40,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 5,000 | $40,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 20,660 | $40,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 9,138 | $40,000 | thousands by filing date | |
| TECHE HLDG CO | 878330109 | COM | 800 | $40,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 317 | $39,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 4,150 | $39,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 618 | $39,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 2,500 | $39,000 | thousands by filing date | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 8,122 | $39,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 20,960 | $39,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 2,449 | $39,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 9,652 | $39,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 599 | $38,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 2,735 | $38,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 1,525 | $38,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,625 | $38,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 7,574 | $38,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 2,424 | $38,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 2,564 | $38,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,155 | $38,000 | thousands by filing date | |
| HITTITE MICROWAVE CORP | 43365Y104 | COM | 622 | $38,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 3,000 | $38,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 1,227 | $37,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 400 | $37,000 | thousands by filing date | put |
| LA Z BOY INC | 505336107 | COM | 1,180 | $37,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 398 | $37,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 2,136 | $37,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 860 | $37,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 3,803 | $37,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 583 | $37,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 500 | $37,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 1,000 | $37,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 700 | $36,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 2,000 | $36,000 | thousands by filing date | call |
| COLUMBIA BKG SYS INC | 197236102 | COM | 1,308 | $36,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,832 | $36,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 2,000 | $36,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-000074 | this filing | 2014-01-08 | acceptance time not in the bulk data set |