13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-08, with 3,760 holding rows worth $73,078,931,000.
- Accession
- 0000950123-14-000074
- Filer
- CIK 927971
- Filed
- 2014-01-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 10,554 entries on the cover page, a total value of $73,078,931,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $73,078,931,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO HARRIS INVESTMENT MANAGEMENT INC
- included managerBMO ASSET MANAGEMENT INC.
- included managerSULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO INVESTORLINE INC.
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
- included managerBMO DELAWARE TRUST COMPANY
- included managerLGM (BERMUDA) LIMITED
- included managerTAPLIN CANIDA & HABACHT, LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BARNES GROUP INC | 067806109 | COM | 346,872 | $13,289,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 4,000,000 | $13,180,000 | thousands by filing date | principal |
| UNILIFE CORP NEW | 90478E103 | COM | 2,993,212 | $13,170,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 921,555 | $13,087,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 346,600 | $13,080,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 254,674 | $12,970,000 | thousands by filing date | |
| EMERITUS CORP | 291005106 | COMMON STOCK | 598,324 | $12,942,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 352,077 | $12,901,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 160,668 | $12,825,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 2,230,536 | $12,803,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 235,109 | $12,801,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 146,968 | $12,790,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 478,167 | $12,787,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 168,714 | $12,757,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 403,480 | $12,736,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 177,954 | $12,720,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 751,797 | $12,667,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 384,752 | $12,650,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 812,106 | $12,613,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 6,241,778 | $12,609,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 296,540 | $12,576,000 | thousands by filing date | |
| TEARLAB CORP | 878193101 | COM | 1,346,222 | $12,573,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 175,958 | $12,539,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 168,631 | $12,383,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 375,437 | $12,355,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 153,373 | $12,328,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 88,879 | $12,285,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 457,611 | $12,249,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 131,795 | $12,242,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 339,153 | $12,209,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 205,800 | $12,152,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 288,633 | $11,966,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 1,177,170 | $11,948,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 585,752 | $11,821,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 835,828 | $11,819,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 88,923 | $11,815,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 257,876 | $11,803,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 3,518,986 | $11,718,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 211,795 | $11,708,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 36,939 | $11,690,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 147,715 | $11,551,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 111,272 | $11,519,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 211,626 | $11,504,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 638,018 | $11,491,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 565,936 | $11,477,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 143,632 | $11,425,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 200,200 | $11,415,000 | thousands by filing date | call |
| IDEX CORP COM | 45167R104 | Stock | 154,466 | $11,407,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 167,057 | $11,376,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 58,574 | $11,375,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 85,600 | $11,361,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 196,444 | $11,361,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 199,110 | $11,346,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 223,654 | $11,331,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 189,355 | $11,319,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 169,081 | $11,224,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 669,683 | $11,143,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 60,000 | $11,081,000 | thousands by filing date | call |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 113,786 | $11,076,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 125,000 | $11,064,000 | thousands by filing date | call |
| MYRIAD GENETICS INC | 62855J104 | COM | 527,243 | $11,063,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 611,300 | $11,034,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 138,733 | $10,987,000 | thousands by filing date | |
| UCP INC - CL A | 90265Y106 | Common Stock | 747,918 | $10,950,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 61,269 | $10,899,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 72,283 | $10,841,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 175,137 | $10,831,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 619,265 | $10,800,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 71,376 | $10,744,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 150,763 | $10,744,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 446,757 | $10,628,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 868,604 | $10,570,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 192,104 | $10,496,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 275,236 | $10,449,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 597,763 | $10,384,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 141,644 | $10,352,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 208,681 | $10,340,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 234,481 | $10,296,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 167,637 | $10,272,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 137,897 | $10,263,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 183,490 | $10,229,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 164,074 | $10,228,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 291,597 | $10,189,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 100,000 | $10,186,000 | thousands by filing date | call |
| WATSCO INC COM | 942622200 | Stock | 105,580 | $10,141,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 119,702 | $10,098,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 397,689 | $10,041,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 111,843 | $10,038,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 132,671 | $10,022,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 45,864 | $9,947,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 574,953 | $9,919,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 120,251 | $9,903,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 77,358 | $9,871,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 272,285 | $9,845,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 158,570 | $9,815,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 98,257 | $9,777,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 448,804 | $9,762,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 520,000 | $9,729,000 | thousands by filing date | put |
| ECOLAB INC COM | 278865100 | Stock | 93,278 | $9,726,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 550,300 | $9,702,000 | thousands by filing date | put |
| FRESH MKT INC | 35804H106 | COM | 239,177 | $9,686,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 327,983 | $9,669,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 312,329 | $9,663,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 82,371 | $9,652,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 235,200 | $9,582,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 485,903 | $9,534,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 120,000 | $9,518,000 | thousands by filing date | call |
| GANNETT INC | 364730101 | COM | 320,565 | $9,482,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 4,122,514 | $9,440,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 114,800 | $9,426,000 | thousands by filing date | put |
| MICROSEMI CORP | 595137100 | COM | 377,206 | $9,411,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 381,976 | $9,350,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,847,814 | $9,349,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 177,408 | $9,344,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 83,523 | $9,300,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 169,846 | $9,261,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 269,827 | $9,204,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 2,154,157 | $9,198,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 333,641 | $9,159,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 111,694 | $9,147,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 115,000 | $9,122,000 | thousands by filing date | put |
| SYNAPTICS INC COM | 87157D109 | Stock | 175,193 | $9,078,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 217,733 | $9,075,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 158,671 | $9,073,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 160,682 | $9,068,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 91,585 | $9,055,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 166,048 | $9,042,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 256,993 | $9,039,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 432,188 | $9,025,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 472,326 | $9,021,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 451,836 | $8,933,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 287,991 | $8,832,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 149,755 | $8,819,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 156,742 | $8,759,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 467,278 | $8,742,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,404,846 | $8,710,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 183,360 | $8,670,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 184,416 | $8,662,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 212,796 | $8,642,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 200,000 | $8,596,000 | thousands by filing date | put |
| SIGNATURE BANK | 82669G104 | COM | 79,673 | $8,558,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 187,304 | $8,520,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 80,000 | $8,406,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 68,589 | $8,373,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 90,000 | $8,355,000 | thousands by filing date | put |
| BECTON DICKINSON & CO | 075887109 | COM | 75,519 | $8,345,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 220,500 | $8,339,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 175,197 | $8,336,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 93,446 | $8,335,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 271,389 | $8,318,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 89,633 | $8,280,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 379,000 | $8,243,000 | thousands by filing date | call |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 116,774 | $8,218,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 388,800 | $8,215,000 | thousands by filing date | call |
| TRANSCANADA CORP | 89353D107 | COM | 179,500 | $8,196,000 | thousands by filing date | call |
| AUTOZONE INC COM | 053332102 | Stock | 17,130 | $8,186,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 129,063 | $8,165,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 240,882 | $8,117,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 204,830 | $8,104,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 145,877 | $8,089,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 162,100 | $8,082,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 170,500 | $8,060,000 | thousands by filing date | put |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 270,708 | $7,945,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 2,402,068 | $7,928,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 197,033 | $7,845,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 546,091 | $7,842,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 174,771 | $7,841,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 782,393 | $7,824,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 189,740 | $7,818,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 142,063 | $7,815,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 80,207 | $7,797,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 80,052 | $7,794,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 131,422 | $7,790,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 53,235 | $7,788,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 72,658 | $7,765,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 257,959 | $7,762,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 104,105 | $7,732,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 134,501 | $7,694,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 123,127 | $7,656,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 117,811 | $7,642,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 443,198 | $7,641,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 498,901 | $7,608,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 326,153 | $7,606,000 | thousands by filing date | |
| URS CORP NEW | 903236107 | COM | 143,126 | $7,585,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 264,700 | $7,584,000 | thousands by filing date | put |
| CAPITALSOURCE INC | 14055X102 | COM | 525,900 | $7,557,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 337,453 | $7,535,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 469,457 | $7,520,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 121,373 | $7,510,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 147,017 | $7,496,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 166,918 | $7,457,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 295,657 | $7,427,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 67,393 | $7,409,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 95,700 | $7,381,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 321,756 | $7,378,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 85,563 | $7,366,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 178,069 | $7,360,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 119,481 | $7,347,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 38,433 | $7,339,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 145,600 | $7,338,000 | thousands by filing date | put |
| BALL CORP | 058498106 | COM | 141,514 | $7,312,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 127,163 | $7,285,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 95,451 | $7,266,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 246,291 | $7,265,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,655,700 | $7,251,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 406,527 | $7,246,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 85,931 | $7,209,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 18,768 | $7,208,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 1,237,682 | $7,191,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 870,781 | $7,131,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 216,300 | $7,129,000 | thousands by filing date | put |
| TRANSALTA CORP | 89346D107 | COM | 560,100 | $7,102,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 31,515 | $7,087,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 1,371,777 | $7,079,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 126,616 | $7,078,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 106,966 | $7,030,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 125,000 | $7,019,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 343,532 | $7,016,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 210,403 | $6,985,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 202,700 | $6,981,000 | thousands by filing date | call |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 199,118 | $6,963,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 387,209 | $6,943,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 18,783 | $6,916,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 279,198 | $6,877,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 305,400 | $6,850,000 | thousands by filing date | call |
| ROYAL BK CDA COM | 780087102 | Stock | 101,400 | $6,817,000 | thousands by filing date | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 123,501 | $6,809,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 393,508 | $6,768,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 278,837 | $6,703,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 88,965 | $6,699,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 36,235 | $6,649,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 59,653 | $6,637,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 283,786 | $6,626,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 58,708 | $6,623,000 | thousands by filing date | |
| Brigus Gold Corp | 109490102 | COM | 8,487,158 | $6,621,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 171,100 | $6,599,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 53,250 | $6,594,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 155,793 | $6,558,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 173,700 | $6,555,000 | thousands by filing date | put |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 78,194 | $6,550,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 133,068 | $6,541,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956AB8 | NOTE 2.000% 8/0 | 6,500,000 | $6,533,000 | thousands by filing date | principal |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 248,400 | $6,511,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 170,000 | $6,504,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 189,757 | $6,467,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 184,100 | $6,453,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 160,827 | $6,446,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 217,893 | $6,426,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 140,588 | $6,412,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 67,960 | $6,389,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 232,762 | $6,383,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 54,016 | $6,379,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 129,148 | $6,372,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 156,933 | $6,367,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 165,000 | $6,364,000 | thousands by filing date | call |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 118,605 | $6,332,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 118,184 | $6,328,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 91,193 | $6,315,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 67,963 | $6,303,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 208,689 | $6,302,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 198,504 | $6,285,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 82,835 | $6,281,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 127,763 | $6,223,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 163,503 | $6,219,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 142,000 | $6,203,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 350,457 | $6,202,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 82,297 | $6,184,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 341,600 | $6,166,000 | thousands by filing date | call |
| HMS HLDGS CORP | 40425J101 | COM | 271,375 | $6,160,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 75,280 | $6,151,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 68,000 | $6,148,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 89,834 | $6,118,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 724,434 | $6,115,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 136,107 | $6,113,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 193,974 | $6,109,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 280,000 | $6,090,000 | thousands by filing date | put |
| BARD C R INC | 067383109 | COM | 45,405 | $6,081,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 88,124 | $6,061,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 120,000 | $6,048,000 | thousands by filing date | call |
| NEUSTAR INC | 64126X201 | CL A | 120,882 | $6,028,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 304,976 | $6,024,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 62,026 | $6,019,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 600,000 | $6,006,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 144,600 | $6,001,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 53,686 | $6,000,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 63,270 | $5,988,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 749,599 | $5,974,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 72,500 | $5,961,000 | thousands by filing date | call |
| NOBLE ENERGY INC | 655044105 | COM | 86,620 | $5,901,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 260,721 | $5,879,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 203,595 | $5,863,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 67,758 | $5,823,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 200,000 | $5,774,000 | thousands by filing date | put |
| GUESS INC COM | 401617105 | Stock | 185,159 | $5,753,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 135,529 | $5,744,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 64,797 | $5,736,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 61,286 | $5,710,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 157,485 | $5,706,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,164 | $5,702,000 | thousands by filing date | call |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 467,630 | $5,663,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 30,605 | $5,634,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 69,708 | $5,625,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 133,543 | $5,608,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 225,260 | $5,604,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 561,743 | $5,601,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 377,377 | $5,593,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 68,068 | $5,589,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 79,409 | $5,544,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 228,398 | $5,537,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 100,000 | $5,487,000 | thousands by filing date | call |
| UNILEVER N V | 904784709 | N Y SHS NEW | 136,408 | $5,487,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 66,000 | $5,474,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 50,561 | $5,461,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 82,064 | $5,439,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 86,500 | $5,433,000 | thousands by filing date | call |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 281,625 | $5,432,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 68,852 | $5,427,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 210,156 | $5,393,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,542,456 | $5,384,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 48,639 | $5,382,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 89,556 | $5,376,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 119,999 | $5,348,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 50,571 | $5,305,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 230,425 | $5,287,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 225,026 | $5,278,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 717,551 | $5,244,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 110,500 | $5,224,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 573,757 | $5,203,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 65,300 | $5,193,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 44,500 | $5,186,000 | thousands by filing date | call |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 164,015 | $5,167,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 285,200 | $5,134,000 | thousands by filing date | put |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 475,101 | $5,046,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,150,600 | $5,039,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 113,509 | $5,021,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 167,577 | $4,981,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 120,000 | $4,980,000 | thousands by filing date | call |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 27,000 | $4,970,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 284,631 | $4,964,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 137,253 | $4,954,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 56,550 | $4,927,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 83,125 | $4,919,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 86,686 | $4,867,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 208,418 | $4,831,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 18,832 | $4,810,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 100,000 | $4,807,000 | thousands by filing date | call |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 57,764 | $4,802,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 449,504 | $4,779,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 145,207 | $4,777,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 76,889 | $4,777,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 104,143 | $4,760,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 219,200 | $4,750,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 549,900 | $4,740,000 | thousands by filing date | call |
| SIEMENS A G - ADR | 826197501 | COM | 34,080 | $4,720,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 117,425 | $4,716,000 | thousands by filing date | |
| 38259p508 | COM | 4,200 | $4,707,000 | thousands by filing date | call | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 58,734 | $4,686,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 60,248 | $4,680,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 51,394 | $4,670,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 86,672 | $4,635,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 132,412 | $4,627,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 55,900 | $4,590,000 | thousands by filing date | call |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 50,224 | $4,590,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 60,498 | $4,585,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 51,384 | $4,582,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 103,735 | $4,575,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 66,619 | $4,570,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 225,500 | $4,553,000 | thousands by filing date | call |
| MASTEC INC COM | 576323109 | Stock | 139,085 | $4,551,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 58,809 | $4,545,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 110,161 | $4,521,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 90,894 | $4,516,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 20,000 | $4,498,000 | thousands by filing date | put |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 40,955 | $4,481,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 65,650 | $4,431,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 87,849 | $4,391,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 51,934 | $4,383,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 103,591 | $4,378,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 101,500 | $4,377,000 | thousands by filing date | call |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 54,629 | $4,373,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 248,161 | $4,373,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 253,864 | $4,371,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 272,472 | $4,364,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 110,000 | $4,352,000 | thousands by filing date | put |
| TYSON FOODS INC CL A | 902494103 | Stock | 130,000 | $4,350,000 | thousands by filing date | put |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 701,329 | $4,341,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 100,000 | $4,329,000 | thousands by filing date | put |
| BCE INC COM NEW | 05534B760 | Stock | 100,000 | $4,329,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 284,053 | $4,319,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 182,831 | $4,309,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 41,842 | $4,306,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 63,289 | $4,306,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 110,900 | $4,298,000 | thousands by filing date | call |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 88,786 | $4,279,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 47,412 | $4,247,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 79,694 | $4,241,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 51,000 | $4,239,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 39,680 | $4,224,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 50,937 | $4,218,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 233,746 | $4,207,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 74,149 | $4,197,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 201,999 | $4,192,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 100,000 | $4,180,000 | thousands by filing date | put |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 120,504 | $4,151,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 164,308 | $4,130,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 75,184 | $4,125,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 515,914 | $4,116,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 35,400 | $4,110,000 | thousands by filing date | put |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 39,087 | $4,094,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 100,000 | $4,087,000 | thousands by filing date | call |
| COVIDIEN PLC | G2554F113 | SHS | 60,000 | $4,086,000 | thousands by filing date | call |
| ROSS STORES INC COM | 778296103 | Stock | 54,487 | $4,083,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 23,073 | $4,075,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 165,422 | $4,069,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 334,939 | $4,066,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 146,171 | $4,016,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 1,090,745 | $3,992,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 41,600 | $3,979,000 | thousands by filing date | put |
| AMDOCS LTD | G02602103 | SHS | 95,922 | $3,956,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 165,093 | $3,938,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 52,017 | $3,907,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 115,184 | $3,904,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 100,709 | $3,901,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 85,000 | $3,881,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 103,142 | $3,865,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 184,718 | $3,855,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 111,386 | $3,854,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 95,693 | $3,817,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 72,704 | $3,796,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 61,261 | $3,795,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 91,748 | $3,788,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 162,150 | $3,778,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 70,000 | $3,774,000 | thousands by filing date | put |
| TEXTRON INC COM | 883203101 | Stock | 102,436 | $3,766,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 168,459 | $3,765,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 71,673 | $3,747,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 97,410 | $3,745,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 36,424 | $3,714,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 45,997 | $3,711,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 75,000 | $3,707,000 | thousands by filing date | call |
| VANTIV INC | 92210H105 | CL A | 113,577 | $3,703,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 175,000 | $3,698,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 65,848 | $3,691,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 78,088 | $3,665,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 6,869 | $3,661,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 65,037 | $3,656,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 80,267 | $3,655,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 81,594 | $3,652,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 59,321 | $3,640,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 1,043,999 | $3,633,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 78,800 | $3,630,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 203,869 | $3,604,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 463,008 | $3,598,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 44,951 | $3,592,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 298,645 | $3,590,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 75,934 | $3,586,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 22,854 | $3,584,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 12,991 | $3,575,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 61,085 | $3,571,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 80,000 | $3,552,000 | thousands by filing date | put |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 100,000 | $3,532,000 | thousands by filing date | call |
| FMC CORP COM NEW | 302491303 | Stock | 46,534 | $3,511,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 42,306 | $3,498,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 178,915 | $3,478,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 147,620 | $3,472,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 41,667 | $3,466,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 23,719 | $3,455,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 169,494 | $3,452,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 225,800 | $3,443,000 | thousands by filing date | put |
| DOMTAR CORP | 257559203 | COM NEW | 36,488 | $3,443,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 132,000 | $3,433,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 78,000 | $3,407,000 | thousands by filing date | call |
| FIRST AMERN FINL CORP | 31847R102 | COM | 120,483 | $3,397,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 37,756 | $3,390,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 32,593 | $3,382,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 85,122 | $3,379,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 186,157 | $3,375,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 69,677 | $3,370,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 100,000 | $3,364,000 | thousands by filing date | call |
| XCELENERGY INC | 98389B100 | COM | 120,391 | $3,363,000 | thousands by filing date | |
| HOME INNS & HOTELS MGMT INC | 43713W107 | SPON ADR | 76,478 | $3,338,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 136,300 | $3,328,000 | thousands by filing date | put |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 35,000 | $3,298,000 | thousands by filing date | put |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 165,097 | $3,292,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 34,740 | $3,285,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 275,000 | $3,284,000 | thousands by filing date | call |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 209,028 | $3,269,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 1,000,000 | $3,260,000 | thousands by filing date | principal |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 78,543 | $3,223,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 74,555 | $3,186,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 95,000 | $3,179,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 145,000 | $3,170,000 | thousands by filing date | call |
| NIELSEN HOLDINGS N V | N63218106 | COM | 69,085 | $3,170,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 191,900 | $3,157,000 | thousands by filing date | call |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 1,883,979 | $3,147,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 197,324 | $3,145,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 32,605 | $3,131,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 140,000 | $3,125,000 | thousands by filing date | call |
| UNUM GROUP COM | 91529Y106 | Stock | 89,000 | $3,122,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 72,097 | $3,119,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-14-000074 | this filing | 2014-01-08 | acceptance time not in the bulk data set |