13F-HR filed by QVT Financial LP
QVT Financial LP filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 73 holding rows worth $1,468,709,000.
- Accession
- 0000950123-13-009892
- Filer
- CIK 1290162
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 73 entries on the cover page, a total value of $1,468,709,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,468,709,000 with VALUE read as thousands by filing date, 13F file number 028-11172. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SALESFORCE COM INC | 79466LAB0 | BOND | 52,500,000 | $127,899,000 | thousands by filing date | principal |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,739,793 | $71,662,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 7,327,748 | $68,148,000 | thousands by filing date | |
| ILLUMINA INC | 452327AB5 | NOTE 0.625% 2/1 | 16,135,000 | $59,923,000 | thousands by filing date | principal |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 19,000,000 | $52,249,000 | thousands by filing date | principal |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 4,519,800 | $49,899,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 344,321 | $47,606,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388JAM8 | CORPORATE OBLIG | 17,500,000 | $46,623,000 | thousands by filing date | principal |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 628,835 | $43,226,000 | thousands by filing date | |
| E*TRADE FINANCIAL | 269246AZ7 | CONV BND | 26,214,000 | $41,954,000 | thousands by filing date | principal |
| OCWEN FINL CORP | 675746309 | COM NEW | 750,000 | $41,828,000 | thousands by filing date | put |
| INTERMUNE INC | 45884X103 | COM | 2,543,468 | $39,119,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,397,642 | $36,800,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 600,000 | $36,114,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 975,954 | $35,837,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 11,712,953 | $35,373,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 1,706,509 | $34,352,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 3,278,084 | $31,994,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 597,660 | $30,893,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 842,168 | $28,162,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 997,220 | $24,462,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 1,326,610 | $23,123,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H118 | *W EXP 02/08/201 | 874,635 | $22,716,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 459,873 | $22,308,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 919,355 | $21,825,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 344,960 | $20,974,000 | thousands by filing date | |
| MEDIVATION INC | 58501NAA9 | NOTE | 14,750,000 | $20,827,000 | thousands by filing date | principal |
| CBRE GROUP INC CL A | 12504L109 | Stock | 831,320 | $19,228,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 305,128 | $18,289,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 2,878,600 | $17,905,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 1,016,518 | $16,773,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H126 | *W EXP 02/08/201 | 708,969 | $16,655,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 2,390,900 | $16,402,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 1,358,303 | $14,425,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 344,292 | $14,226,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 761,300 | $12,912,000 | thousands by filing date | put |
| INTERMUNE INC | 45884XAF0 | NOTE 2.500%12/1 | 9,000,000 | $12,729,000 | thousands by filing date | principal |
| Synta Pharmaceuticals Corp. | 87162T206 | COM | 1,750,285 | $11,044,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 220,100 | $10,591,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 9,000,000 | $10,471,000 | thousands by filing date | principal |
| OCWEN FINL CORP | 675746309 | COM NEW | 185,000 | $10,317,000 | thousands by filing date | call |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 220,000 | $9,965,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 300,000 | $9,609,000 | thousands by filing date | put |
| CHINA ZENIX AUTO INTL LTD | 16951E104 | ADS | 3,147,200 | $9,295,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 912,000 | $9,202,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 3,862,099 | $7,956,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 301,834 | $7,842,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 140,000 | $7,808,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 101,883 | $7,683,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 165,043 | $7,344,000 | thousands by filing date | |
| OPTIMER PHARMACEUTICALS INC | 68401H104 | COM | 577,566 | $7,272,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 800,000 | $7,176,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 592,978 | $6,788,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 540,000 | $6,113,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 236,200 | $5,199,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 125,000 | $5,000,000 | thousands by filing date | |
| CMS ENERGY CORP | 125896BD1 | CNV | 2,500,000 | $4,856,000 | thousands by filing date | principal |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 400,000 | $3,708,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 25,000 | $3,500,000 | thousands by filing date | put |
| VERASTEM INC | 92337C104 | COM | 271,101 | $3,375,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 625,000 | $2,894,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 100,000 | $2,716,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 24,100 | $2,570,000 | thousands by filing date | call |
| Onconova Therapeutics | 68232V108 | Common | 93,950 | $2,487,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 3,873,000 | $2,285,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 75,000 | $2,022,000 | thousands by filing date | |
| THE9 LTD | 88337K104 | ADR | 752,963 | $1,536,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 207,034 | $1,507,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 40,000 | $1,118,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 95,470 | $809,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 49,300 | $692,000 | thousands by filing date | |
| IDENIX PHARMACEUTICALS INC | 45166R204 | COM | 100,000 | $519,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315119 | WARRANT | 1,651,796 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009892 | this filing | 2013-11-14 | acceptance time not in the bulk data set |