13F-HR filed by FIFTH THIRD BANCORP
FIFTH THIRD BANCORP filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 2,209 holding rows worth $9,700,344,000.
- Accession
- 0000950123-13-009515
- Filer
- CIK 35527
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 2,209 entries on the cover page, a total value of $9,700,344,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,700,344,000 with VALUE read as thousands by filing date, 13F file number 028-03158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerFifth Third Bank 028-00539
- reports for this filerFifth Third Asset Management, Inc. 028-10115
- included managerFifth Third Bank 028-00539
- included managerFifth Third Asset Management, Inc 028-10115
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROOFPOINT INC | 743424103 | COM | 1,000 | $32,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 4,321 | $32,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 1,434 | $32,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 1,420 | $32,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 2,579 | $32,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 600 | $32,000 | thousands by filing date | |
| WAUSAU PAPER CORP | 943315101 | COM | 2,500 | $32,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 2,500 | $32,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 1,110 | $31,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 259 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 750 | $31,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 691 | $31,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 1,000 | $31,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 700 | $31,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 1,857 | $31,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 3,528 | $31,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 2,528 | $31,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,100 | $31,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 3,720 | $30,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,400 | $30,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 1,714 | $30,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 450 | $30,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 386 | $30,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 960 | $30,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,217 | $30,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 1,200 | $30,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 2,500 | $30,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 3,000 | $30,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 8,170 | $30,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 381 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 557 | $29,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 1,168 | $29,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 475 | $29,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 805 | $29,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 1,270 | $29,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 1,000 | $29,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 1,101 | $29,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 92 | $28,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 650 | $28,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,040 | $28,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 575 | $28,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 453 | $28,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 2,539 | $28,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 2,200 | $28,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 900 | $28,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 500 | $28,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 2,000 | $28,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 760 | $28,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 4,414 | $28,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 5,197 | $28,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 7,082 | $28,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 467 | $28,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 189 | $28,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 1,165 | $28,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 5,500 | $28,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 3,380 | $28,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 400 | $28,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 429 | $27,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 1,800 | $27,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 390 | $27,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 1,000 | $27,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,350 | $27,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 550 | $27,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 775 | $27,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 383 | $27,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,150 | $27,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 2,300 | $27,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 360 | $27,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 2,113 | $27,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 200 | $27,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 2,961 | $26,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 975 | $26,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 2,286 | $26,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 410 | $26,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 2,112 | $26,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 2,000 | $26,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 200 | $26,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 470 | $26,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,375 | $26,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 955 | $26,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 2,223 | $26,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 665 | $26,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 450 | $26,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 2,116 | $25,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 540 | $25,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 800 | $25,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 224 | $25,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,000 | $25,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 679 | $25,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 5,510 | $25,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 654 | $25,000 | thousands by filing date | |
| Berry Petroleum | 085789105 | COM | 575 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 1,000 | $25,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 1,340 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 1,000 | $25,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 2,114 | $25,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 2,059 | $25,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 2,000 | $25,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M662 | GUGG ENH CRE BN | 500 | $25,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 16,666 | $25,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 431 | $24,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 520 | $24,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,350 | $24,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 1,139 | $24,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 700 | $24,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 1,500 | $24,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 1,000 | $24,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 1,490 | $24,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 1,000 | $24,000 | thousands by filing date | |
| COCA-COLA HBC AG-SPR ADR | 191223106 | SPON | 790 | $24,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 8,651 | $24,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 850 | $23,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 527 | $23,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 345 | $23,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 2,500 | $23,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 925 | $23,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 1,000 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 900 | $23,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 2,076 | $23,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 708 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 500 | $23,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 2,856 | $23,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 1,066 | $23,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 1,320 | $23,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 1,200 | $23,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 8,500 | $23,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 1,884 | $23,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 3,291 | $23,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 720 | $23,000 | thousands by filing date | |
| DWS STRATEGIC INCOME TR | 23338N104 | SHS | 1,672 | $23,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 440 | $22,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 400 | $22,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 2,625 | $22,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 369 | $22,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,576 | $22,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 5,072 | $22,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1,780 | $22,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 500 | $22,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 1,550 | $22,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 2,000 | $22,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 730 | $22,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 300 | $22,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 282 | $21,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 473 | $21,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 550 | $21,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 850 | $21,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 247 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,000 | $21,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 300 | $21,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 200 | $21,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 4,221 | $21,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 1,516 | $21,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 578 | $21,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 2,631 | $21,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 1,112 | $21,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 620 | $21,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,049 | $21,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,383 | $21,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 659 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 500 | $21,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 821 | $20,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 450 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 187 | $20,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 1,000 | $20,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 989 | $20,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 699 | $20,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 1,642 | $20,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 1,378 | $20,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 1,035 | $20,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 184 | $20,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 1,165 | $20,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 300 | $20,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 500 | $20,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 1,000 | $20,000 | thousands by filing date | |
| CROSSTEX ENERGY L P | 22765U102 | COM | 1,000 | $20,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 630 | $19,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 550 | $19,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 425 | $19,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,220 | $19,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 2,666 | $19,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,500 | $19,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 1,500 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 650 | $19,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 1,850 | $19,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 3,050 | $19,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 416 | $19,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 250 | $19,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 300 | $19,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 2,295 | $19,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 400 | $19,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 2,349 | $19,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 1,500 | $19,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 408 | $19,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,000 | $19,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 650 | $19,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 4,500 | $19,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 2,419 | $19,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 200 | $19,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 575 | $18,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 272 | $18,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 226 | $18,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 390 | $18,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 375 | $18,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 2,078 | $18,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 1,806 | $18,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 225 | $18,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 2,224 | $18,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 369 | $18,000 | thousands by filing date | |
| BLACKROCK | 09250E107 | EXCHANGE TRADED | 8,816 | $18,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 877 | $18,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 521 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 500 | $18,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 800 | $18,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 613 | $17,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 500 | $17,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 380 | $17,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 300 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 335 | $17,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 500 | $17,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 250 | $17,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,000 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 454 | $17,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 545 | $17,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 403 | $17,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 550 | $17,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 648 | $17,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 398 | $17,000 | thousands by filing date | |
| TOWER FINANCIAL CORP | 891769101 | COM | 750 | $17,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 3,664 | $16,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 400 | $16,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 134 | $16,000 | thousands by filing date | |
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| BRF SA | 10552T107 | SPONSORED ADR | 650 | $16,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 412 | $16,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 600 | $16,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 696 | $16,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 1,500 | $16,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 500 | $16,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,202 | $16,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 361 | $16,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 3,110 | $16,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 755 | $16,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,770 | $16,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 250 | $16,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 4,200 | $16,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 325 | $16,000 | thousands by filing date | |
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| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 685 | $16,000 | thousands by filing date | |
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| POWERSHARES LUX | 73935X633 | LX NANOTCH PTF | 2,300 | $16,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 175 | $15,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 375 | $15,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 1,602 | $15,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 937 | $15,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 400 | $15,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 3,300 | $15,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 501 | $15,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 1,071 | $15,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 1,000 | $15,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,000 | $15,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 500 | $15,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 252 | $15,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 2,100 | $15,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 1,491 | $15,000 | thousands by filing date | |
| PVF CAPITAL CORP | 693654105 | COM | 3,700 | $15,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 1,000 | $15,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 296 | $14,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 675 | $14,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 200 | $14,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 250 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 110 | $14,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,000 | $14,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 463 | $14,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 586 | $14,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 960 | $14,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 1,000 | $14,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 1,350 | $14,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 205 | $14,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 1,109 | $14,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 791 | $14,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 2,200 | $14,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 1,320 | $14,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 200 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 1,000 | $14,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 1,495 | $14,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 1,000 | $14,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 223 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 1,000 | $14,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H321 | ETN DJUBSALUMI38 | 700 | $14,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 130 | $13,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 92 | $13,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 2,200 | $13,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,400 | $13,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,300 | $13,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 1,050 | $13,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,440 | $13,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 923 | $13,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 936 | $13,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 190 | $13,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 1,040 | $13,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 526 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 320 | $13,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,600 | $13,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 100 | $13,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 2,039 | $13,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 167 | $13,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 175 | $13,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 2,100 | $13,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 275 | $13,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 383 | $13,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 2,000 | $13,000 | thousands by filing date | |
| BLACKROCK CORPOR HIGH YLD FD | 09255L106 | COM | 1,850 | $13,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 812 | $13,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U597 | CHINA A SHS ETF | 400 | $13,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 150 | $12,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 361 | $12,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 574 | $12,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,000 | $12,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 305 | $12,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 4,000 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 282 | $12,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 400 | $12,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 969 | $12,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 867 | $12,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 457 | $12,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 400 | $12,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 1,500 | $12,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 500 | $12,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 354 | $12,000 | thousands by filing date | |
| Inergy, LP | 456615103 | LTD | 850 | $12,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 1,400 | $12,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 700 | $12,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 1,000 | $12,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 500 | $12,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 1,550 | $12,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 5,000 | $12,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,000 | $12,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 800 | $12,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 217 | $12,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 2,000 | $12,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 250 | $11,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 152 | $11,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 200 | $11,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 152 | $11,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 300 | $11,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 250 | $11,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 144 | $11,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 276 | $11,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,000 | $11,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,304 | $11,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 1,000 | $11,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 1,662 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 290 | $11,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 387 | $11,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 99 | $11,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 205 | $11,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 271 | $11,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 432 | $11,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 3,000 | $11,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 1,250 | $11,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 700 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288190 | FTSE CHINA ETF | 226 | $11,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 216 | $10,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 374 | $10,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 300 | $10,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 225 | $10,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,000 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 276 | $10,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 1,477 | $10,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 250 | $10,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 350 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 605 | $10,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 259 | $10,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,038 | $10,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 513 | $10,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 763 | $10,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 454 | $10,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 126 | $10,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 522 | $10,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 500 | $10,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 377 | $10,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 1,020 | $10,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 264 | $10,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 1,778 | $10,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 505 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 750 | $10,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 1,500 | $10,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 456 | $9,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 189 | $9,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 210 | $9,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 230 | $9,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,070 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 376 | $9,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 733 | $9,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 1,000 | $9,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 121 | $9,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 1,328 | $9,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 329 | $9,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 102 | $9,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 308 | $9,000 | thousands by filing date | |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 374 | $9,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 2,906 | $9,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 768 | $9,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 621 | $9,000 | thousands by filing date | |
| PIONEER SOUTHWEST ENERGY | 72388B106 | COMMON STOCK | 200 | $9,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 1,443 | $9,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 168 | $9,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 333 | $9,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 238 | $9,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 569 | $9,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 2,000 | $9,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 460 | $9,000 | thousands by filing date | |
| SAIC INC | 78390X101 | COM | 198 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 189 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 365 | $9,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 710 | $9,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 700 | $9,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 259 | $8,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 156 | $8,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 150 | $8,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 210 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 114 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 165 | $8,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 500 | $8,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 500 | $8,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 100 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 663 | $8,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 200 | $8,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 293 | $8,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 100 | $8,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 2,000 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 443 | $8,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 497 | $8,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 4,374 | $8,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 10,000 | $8,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 378 | $8,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 1,000 | $8,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 1,043 | $8,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 2,538 | $8,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 432 | $8,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 200 | $8,000 | thousands by filing date | |
| CAPLEASE INC | 140288101 | COM | 1,000 | $8,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 1,468 | $8,000 | thousands by filing date | |
| CITY NATL CORP | 178566105 | COM | 125 | $8,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 237 | $8,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 400 | $8,000 | thousands by filing date | |
| INERGY MIDSTREAM LP | 45671U106 | U LTD PARTNERS | 367 | $8,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 1,000 | $8,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 120 | $8,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 100 | $7,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 100 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 150 | $7,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 990 | $7,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 630 | $7,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 500 | $7,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 500 | $7,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 375 | $7,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 443 | $7,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 118 | $7,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 484 | $7,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 338 | $7,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 597 | $7,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 57 | $7,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 77 | $7,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 740 | $7,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 259 | $7,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 522 | $7,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 250 | $7,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 314 | $7,000 | thousands by filing date | |
| EPL Oil & Gas, Inc. | 26883D108 | COM | 185 | $7,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 107 | $7,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 378 | $7,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 300 | $7,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 302 | $7,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 615 | $7,000 | thousands by filing date | |
| WOORI FIN HLDGS CO LTD | 981063100 | ADR | 199 | $7,000 | thousands by filing date | |
| MSB FINANCIAL CORPORATION | 55352P102 | COM | 1,000 | $7,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 145 | $6,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 539 | $6,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 161 | $6,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 100 | $6,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 641 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 101 | $6,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 67 | $6,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 130 | $6,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 75 | $6,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 329 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 310 | $6,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 297 | $6,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 595 | $6,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 1,250 | $6,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 2,005 | $6,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 364 | $6,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 200 | $6,000 | thousands by filing date | |
| NV ENERGY INC | 67073Y106 | COM | 245 | $6,000 | thousands by filing date | |
| CADENCE PHARMACEUTICALS INC | 12738T100 | COM | 1,000 | $6,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 189 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009515 | this filing | 2013-11-14 | acceptance time not in the bulk data set |