13F-HR filed by Linden Advisors LP
Linden Advisors LP filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 53 holding rows worth $601,087,000.
- Accession
- 0000950123-13-009486
- Filer
- CIK 1279396
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 53 entries on the cover page, a total value of $601,087,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $601,084,000 with VALUE read as thousands by filing date, 13F file number 028-10783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 614,400 | $99,169,000 | thousands by filing date | call |
| ALERE INC | 01449J204 | PERP PFD CONV SE | 342,793 | $81,601,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 3,064,300 | $41,982,000 | thousands by filing date | call |
| MOLYCORP INC DEL | 608753AH2 | BOND | 41,293,000 | $39,341,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 200,000 | $33,293,000 | thousands by filing date | put |
| PDL BIOPHARMA INC | 69329YAC8 | CNV | 20,750,000 | $24,195,000 | thousands by filing date | principal |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 24,100,000 | $22,961,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAL2 | DBCV 6/1 | 20,748,000 | $21,675,000 | thousands by filing date | principal |
| FORESTAR GROUP INC | 346232AB7 | NOTE 3.750% 3/0 | 21,725,000 | $21,627,000 | thousands by filing date | principal |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 28,543,000 | $20,792,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 115,895 | $19,273,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AC3 | DBCV 4.750% 4/1 | 20,280,000 | $18,318,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AE9 | DBCV 4.500% 3/1 | 10,913,000 | $10,360,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V209 | JR PFD CNV SRB | 250,000 | $9,913,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 10,750,000 | $8,737,000 | thousands by filing date | principal |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 9,000,000 | $8,382,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06740C188 | IPATH S&P500 VIX | 500,000 | $7,279,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 406,013 | $7,165,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 150,000 | $7,162,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 150,000 | $7,162,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 384,000 | $6,686,000 | thousands by filing date | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 200,000 | $6,055,000 | thousands by filing date | call |
| TIBCO SOFTWARE INC | 88632QAB9 | NOTE | 7,500,000 | $6,041,000 | thousands by filing date | principal |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 5,629,000 | $5,697,000 | thousands by filing date | principal |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 5,898,000 | $5,488,000 | thousands by filing date | principal |
| Morgan Stanley | 617446448 | COM | 200,000 | $5,375,000 | thousands by filing date | call |
| CACI INTL INC | 127190AD8 | NOTE 2.125% 5/0 | 5,000,000 | $5,136,000 | thousands by filing date | principal |
| LIVE NATION ENTERTAINMENT INC | 538034AB5 | CORPORATE OBLIG | 5,550,000 | $4,923,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 100,000 | $4,837,000 | thousands by filing date | call |
| STERLITE INDS INDIA LTD | 859737AB4 | NOTE 4.000%10/3 | 5,448,000 | $4,805,000 | thousands by filing date | principal |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 100,500 | $3,668,000 | thousands by filing date | put |
| MOLYCORP INC DEL | 608753109 | COM | 516,100 | $3,386,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 2,879,000 | $3,309,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 4,450,000 | $3,251,000 | thousands by filing date | principal |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 3,750,000 | $2,674,000 | thousands by filing date | principal |
| GENERAL MTRS CO | 37045V134 | WAR | 750,000 | $2,554,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 151,300 | $2,083,000 | thousands by filing date | call |
| ALON USA ENERGY INC | 020520102 | COM | 248,500 | $2,028,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 89,300 | $1,714,000 | thousands by filing date | |
| AVIS BUDGET GROUP | 053774AB1 | NOTE 3.500%10/0 | 1,000,000 | $1,446,000 | thousands by filing date | principal |
| PRICELINE COM INC | 741503AN6 | BOND | 550,000 | $1,443,000 | thousands by filing date | principal |
| DELL INC | 24702R101 | COM | 96,000 | $1,314,000 | thousands by filing date | |
| ALCOA INC | 013817AT8 | NOTE 5.250% 3/1 | 1,200,000 | $1,225,000 | thousands by filing date | principal |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 25,000 | $1,044,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 1,000,000 | $1,001,000 | thousands by filing date | principal |
| ARRIS GROUP INC 2.000 | 04269QAC4 | NOTE | 1,000,000 | $860,000 | thousands by filing date | principal |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 200,000 | $779,000 | thousands by filing date | put |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 700,000 | $600,000 | thousands by filing date | principal |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 100,000 | $305,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 16,826 | $303,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 79,300 | $293,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 300,000 | $285,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 108,000 | $89,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009486 | this filing | 2013-11-14 | acceptance time not in the bulk data set |