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13F-HR filed by Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.

Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 251 holding rows worth $61,080,000.

Accession
0000950123-13-009454
Filed
2013-11-14
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q3 2013

A holdings report, 251 entries on the cover page, a total value of $61,080,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $61,080,000 with VALUE read as thousands by filing date, 13F file number 028-14928. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • included managerMitsubishi UFJ Financial Group, Inc. 028-13582
  • included managerMitsubishi UFJ Securities Holdings Co., Ltd. 028-13570

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
PRECIDIAN ETFS TR74016W106MAXIS NIKKEI2,538,227$44,774,000thousands by filing date
HONDA MOTOR CO LTD ADR ECH CNV IN 3438128308ADR85,000$3,242,000thousands by filing date
INTEL CORP458140AD2SDCV 2.950%12/11,370,000$1,487,000thousands by filing dateprincipal
CHESAPEAKE ENERGY CORP165167CB1NOTE 2.250%12/1670,000$609,000thousands by filing dateprincipal
EXPAND ENERGY CORP165167BZ9CORPORATE OBLIG590,000$585,000thousands by filing dateprincipal
HOME INNS & HOTELS MGMT INC43713WAB3NOTE 2.000%12/1550,000$510,000thousands by filing dateprincipal
Apple Inc037833100COM840$400,000thousands by filing date
Google38259p508COM350$307,000thousands by filing date
SUNPOWER CORP867652AE9DBCV 4.500% 3/1150,000$197,000thousands by filing dateprincipal
Amazon.com, Inc023135106COM570$178,000thousands by filing date
SUNPOWER CORP867652AC3DBCV 4.750% 4/1150,000$170,000thousands by filing dateprincipal
Gilead Sciences,Inc.375558103COM2,630$165,000thousands by filing date
ALEXION PHARMACEUTICALS INC015351109COM1,380$160,000thousands by filing date
BIOGEN INC COM09062X103Stock620$149,000thousands by filing date
STERLITE INDS INDIA LTD859737AB4NOTE 4.000%10/3150,000$147,000thousands by filing dateprincipal
Comcast Corp20030N101COM3,150$142,000thousands by filing date
Home Depot, Inc437076102COM1,610$122,000thousands by filing date
CELGENE CORP151020104COM710$109,000thousands by filing date
VIACOM INC92553P201CL B1,250$104,000thousands by filing date
Qualcomm Incorporated747525103COM1,520$102,000thousands by filing date
Starbucks Corporation855244109COM1,320$102,000thousands by filing date
EXXON MOBIL CORP30231G102COM1,190$102,000thousands by filing date
Cisco Systems,Inc.17275R102COM4,210$99,000thousands by filing date
GENERAL ELEC CO369604103COM3,880$93,000thousands by filing date
PACCAR INC COM693718108Stock1,620$90,000thousands by filing date
ZIONS BANCORPORATION989701107COM3,190$87,000thousands by filing date
Bristol-Myers Squibb Company110122108COM1,780$82,000thousands by filing date
GREEN MTN COFFEE ROASTERS IN393122106COM1,090$82,000thousands by filing date
Amgen Inc.031162100COM710$79,000thousands by filing date
EBAY INC. COM278642103Stock1,410$79,000thousands by filing date
TWENTY FIRST CENTY FOX INC90130A101CL A2,350$79,000thousands by filing date
XEROX CORP984121103COM7,620$78,000thousands by filing date
REGENERON PHARMACEUTICALS COM75886F107Stock240$75,000thousands by filing date
Goldman Sachs Group,Inc.38141G104COM460$73,000thousands by filing date
PRICELINE GRP INC741503403COM NEW70$71,000thousands by filing date
Charles Schwab Corp808513105COM3,320$70,000thousands by filing date
Costco Wholesale Corporation22160K105COM580$67,000thousands by filing date
Wells Fargo & Company949746101COM1,630$67,000thousands by filing date
Chevron Corporation166764100COM540$66,000thousands by filing date
Boeing Company097023105COM550$65,000thousands by filing date
JPMorgan Chase & Co46625H100COM1,250$65,000thousands by filing date
Mondelez International,Inc. Class A609207105COM2,080$65,000thousands by filing date
Johnson & Johnson478160104COM740$64,000thousands by filing date
PAYCHEX INC704326107COM1,560$63,000thousands by filing date
XILINX INC983919101COM1,340$63,000thousands by filing date
Berkshire Hathaway Inc084670702COM540$61,000thousands by filing date
HALLIBURTON CO COM406216101Stock1,270$61,000thousands by filing date
Micron Technology,Inc.595112103COM3,430$60,000thousands by filing date
Microsoft Corp594918104COM1,780$59,000thousands by filing date
Pfizer Inc.717081103COM2,020$58,000thousands by filing date
STERICYCLE INC858912108COM500$58,000thousands by filing date
Schlumberger Limited806857108COM640$57,000thousands by filing date
UNITED RENTALS INC COM911363109Stock980$57,000thousands by filing date
Automatic Data Processing,Inc.053015103COM770$56,000thousands by filing date
Netflix, Inc64110L106COM180$56,000thousands by filing date
Vertex Pharmaceuticals Incorporated92532F100COM720$55,000thousands by filing date
MCKESSON CORP COM58155Q103Stock430$55,000thousands by filing date
BAIDU INC SPON ADR REP A056752108ADR350$54,000thousands by filing date
Bank of America Corp060505104COM3,810$53,000thousands by filing date
MONSTER BEVERAGE CORP NE611740101COM1,010$53,000thousands by filing date
Adobe Inc00724F101COM1,000$52,000thousands by filing date
EXPRESS SCRIPTS HLDG CO30219G108COM840$52,000thousands by filing date
Oracle Corporation68389X105COM1,540$51,000thousands by filing date
NAVISTAR INTERNATIONAL63934E108COMMON STOCK1,400$51,000thousands by filing date
ARM HLDGS PLC042068106SPONSORED ADR1,050$51,000thousands by filing date
BIOMARIN PHARMACEUTICAL INC09061G101COM690$50,000thousands by filing date
SODASTREAM INTERNATIONALM9068E105LTD800$50,000thousands by filing date
POLYPORE INTL INC73179V103COM1,220$50,000thousands by filing date
INTERPUBLIC GROUP COS460690100COM2,860$49,000thousands by filing date
ZILLOW INC98954A107COMMON STOCK580$49,000thousands by filing date
VCA ANTECH INC918194101COM1,800$49,000thousands by filing date
REACHLOCAL INC75525F104COM4,140$49,000thousands by filing date
OREXIGEN THERAPEUTICS INC686164104COMMON STOCK7,800$48,000thousands by filing date
SHUTTERFLY INC82568P304COM860$48,000thousands by filing date
KRAFT FOODS GROUP INC50076Q106COM900$47,000thousands by filing date
QUALITY SYS INC747582104COM2,100$46,000thousands by filing date
META PLATFORMS INC CL A30303M102COM880$44,000thousands by filing date
LAS VEGAS SANDS CORP COM517834107Stock650$43,000thousands by filing date
AMERIPRISE FINL INC COM03076C106Stock460$42,000thousands by filing date
PANDORA MEDIA INC698354107COM1,670$42,000thousands by filing date
MEDIVATION INC58501N101COM700$42,000thousands by filing date
International Business Machines Corporation459200101COM220$41,000thousands by filing date
Walt Disney Co254687106COM630$41,000thousands by filing date
Altria Group Inc02209S103COM1,130$39,000thousands by filing date
Union Pacific Corporation907818108COM250$39,000thousands by filing date
LINKEDIN CORP53578A108COM160$39,000thousands by filing date
Citigroup Inc.172967424COM790$38,000thousands by filing date
WYNDHAM DESTINATIONS INC98310W108COM630$38,000thousands by filing date
L BRANDS INC501797104COM630$38,000thousands by filing date
NIKE,Inc. Class B654106103COM490$36,000thousands by filing date
EOG RES INC COM26875P101Stock210$36,000thousands by filing date
L-3 COMMUNICATIONS HLDGS INC502424104COM380$36,000thousands by filing date
SOLARCITY CORP83416T100COM1,050$36,000thousands by filing date
PULTE GROUP INC COM745867101Stock2,120$35,000thousands by filing date
EQT CORP COM26884L109Stock400$35,000thousands by filing date
MYLAN INC628530107COM920$35,000thousands by filing date
MasterCard, Inc57636Q104COM50$34,000thousands by filing date
TJX Companies Inc872540109COM600$34,000thousands by filing date
Visa Inc92826C839COM180$34,000thousands by filing date
American Express Company025816109COM440$33,000thousands by filing date
CME Group Inc. Class A12572Q105COM440$33,000thousands by filing date
AIR PRODS & CHEMS INC009158106COM310$33,000thousands by filing date
LYONDELLBASELL INDUSTRIES NV SHS - A -N53745100Stock450$33,000thousands by filing date
GENERAL MTRS CO COM37045V100Stock910$33,000thousands by filing date
PPG INDS INC COM693506107Stock200$33,000thousands by filing date
CBS CORP NEW124857202CL B590$33,000thousands by filing date
NUANCE COMMUNICATIONS INC67020Y100COM1,770$33,000thousands by filing date
BAKER HUGHES INC057224107COM670$33,000thousands by filing date
Marsh & McLennan Companies,Inc.571748102COM740$32,000thousands by filing date
Salesforce.com, Inc79466L302COM610$32,000thousands by filing date
Thermo Fisher Scientific Inc.883556102COM350$32,000thousands by filing date
FEDEX CORP COM31428X106Stock280$32,000thousands by filing date
PHILLIPS 66 COM718546104Stock550$32,000thousands by filing date
CUMMINS INC COM231021106Stock240$32,000thousands by filing date
HARLEY DAVIDSON INC COM412822108Stock500$32,000thousands by filing date
DOMINION ENERGY INC COM25746U109Stock510$32,000thousands by filing date
ECOLAB INC COM278865100Stock320$32,000thousands by filing date
TARGET CORP COM87612E106Stock500$32,000thousands by filing date
PIONEER NATURAL RESOURCES CO723787107COM170$32,000thousands by filing date
NOBLE ENERGY INC655044105COM480$32,000thousands by filing date
ACE LTDH0023R105SHS340$32,000thousands by filing date
SPECTRA ENERGY CORP847560109COM930$32,000thousands by filing date
YAHOO INC984332106COM970$32,000thousands by filing date
AbbVie,Inc.00287Y109COM700$31,000thousands by filing date
Lowes Companies,Inc.548661107COM660$31,000thousands by filing date
Merck & Co.,Inc.58933Y105COM660$31,000thousands by filing date
WALGREEN CO931422109COM580$31,000thousands by filing date
ALLSTATE CORP COM020002101Stock610$31,000thousands by filing date
CHENIERE ENERGY INC COM NEW16411R208Stock910$31,000thousands by filing date
KEYCORP COM493267108Stock2,700$31,000thousands by filing date
DEVON ENERGY CORP NEW COM25179M103Stock540$31,000thousands by filing date
IROBOT CORP462726100COM830$31,000thousands by filing date
NATIONAL OILWELL VARCO INC637071101COM400$31,000thousands by filing date
3D SYSTEMS CORP88554D205COMMON STOCK570$31,000thousands by filing date
ANADARKO PETROLEUM CORP032511107COM330$31,000thousands by filing date
BB & T CORP054937107COM920$31,000thousands by filing date
MONSANTO CO NEW61166W101COM300$31,000thousands by filing date
QIHOO 360 TECHNOLOGY CO LTD74734M109COMMON STOCK-FO370$31,000thousands by filing date
Dow Chemical Company260543103COM800$31,000thousands by filing date
JOHNSON CONTROLS INT F478366107COM750$31,000thousands by filing date
TIME WARNER CABLE INC88732J207COM280$31,000thousands by filing date
CVS Health Corporation126650100COM530$30,000thousands by filing date
NextEra Energy,Inc.65339F101COM380$30,000thousands by filing date
APACHE CORP037411105COM350$30,000thousands by filing date
DIRECTV25490A309COM510$30,000thousands by filing date
FORD MTR CO COM345370860Stock1,700$29,000thousands by filing date
WHIRLPOOL CORP COM963320106Stock200$29,000thousands by filing date
SINA CORPG81477104ORD360$29,000thousands by filing date
TIME WARNER INC887317303COM NEW430$28,000thousands by filing date
UnitedHealth Group Inc91324P102COM380$27,000thousands by filing date
DELPHI AUTOMOTIVE PLCG27823106COMMON STOCK-FO460$27,000thousands by filing date
Walmart Inc.931142103COM350$26,000thousands by filing date
QUEST DIAGNOSTICS INC COM74834L100Stock420$26,000thousands by filing date
CARMAX INC COM143130102Stock530$26,000thousands by filing date
COTERRA ENERGY INC COM127097103Stock700$26,000thousands by filing date
KOHLS CORP500255104COM500$26,000thousands by filing date
UNITED TECHNOLOGIES CORP913017109COM240$26,000thousands by filing date
DENBURY RES INC247916208COM NEW1,410$26,000thousands by filing date
LIBERTY MEDIA CORP DELAWARE531229102CL A180$26,000thousands by filing date
GENERAL MILLS INC COM370334104Stock530$25,000thousands by filing date
METLIFE INC COM59156R108Stock520$24,000thousands by filing date
EDISON INTL COM281020107Stock530$24,000thousands by filing date
PRAXAIR INC74005P104COM200$24,000thousands by filing date
XCELENERGY INC98389B100COM840$23,000thousands by filing date
MELCO RESORTS & ENTERTAINMENT585464100ADR720$23,000thousands by filing date
VODAFONE GP PLC92857W209ADR640$23,000thousands by filing date
MERCADOLIBREINC58733R102STOK160$22,000thousands by filing date
NOVO-NORDISK A S ADR670100205ADR130$22,000thousands by filing date
AKAMAI TECHNOLOGIES INC COM00971T101Stock420$22,000thousands by filing date
Advanced Micro Devices,Inc.007903107COM5,440$21,000thousands by filing date
CAPITAL ONE FINL CORP14040H105COM300$21,000thousands by filing date
COGNIZANT TECHNOLOGY SOLUTIONS CL A192446102Stock240$20,000thousands by filing date
PRUDENTIAL FINL INC COM744320102Stock260$20,000thousands by filing date
TESORO CORP881609101COM450$20,000thousands by filing date
ACTAVIS INC00507K103COM140$20,000thousands by filing date
GENERAL DYNAMICS CORP COM369550108Stock200$18,000thousands by filing date
CHART INDS INC16115Q308COM150$18,000thousands by filing date
MARATHON OIL CORP565849106COM530$18,000thousands by filing date
CENTURYLINK INC156700106COM560$18,000thousands by filing date
PepsiCo,Inc.713448108COM210$17,000thousands by filing date
CHIPOTLEMEXICANGRILLI169656105STOK40$17,000thousands by filing date
DOLLAR TREE INC COM256746108Stock290$17,000thousands by filing date
SEAGATE TECHNOLOGY PLCG7945M107SHS380$17,000thousands by filing date
FOSSIL GROUP INC34988V106COMMON STOCK150$17,000thousands by filing date
Intuit Inc.461202103COM240$16,000thousands by filing date
ZIMMER BIOMET HOLDINGS INC COM98956P102Stock200$16,000thousands by filing date
PNC FINL SVCS GROUP INC COM693475105Stock220$16,000thousands by filing date
TENET HEALTHCARE CORP COM NEW88033G407Stock390$16,000thousands by filing date
PRECISION CASTPARTS CORP740189105COM70$16,000thousands by filing date
OUTERWALL INC690070107COM320$16,000thousands by filing date
STATE STR CORP COM857477103Stock230$15,000thousands by filing date
SYMANTEC CORP871503108COM610$15,000thousands by filing date
McDonalds Corporation580135101COM150$14,000thousands by filing date
FMC CORP COM NEW302491303Stock200$14,000thousands by filing date
TRAVELERS COMPANIES INC COM89417E109Stock170$14,000thousands by filing date
WYNN RESORTS LTD983134107COM90$14,000thousands by filing date
ACTVISION BLIZZARD INC00507V109COM840$14,000thousands by filing date
Broadcom IncY0486S104Common320$14,000thousands by filing date
United Parcel Service,Inc. Class B911312106COM140$13,000thousands by filing date
OREILLY AUTOMOTIVE INC COM67103H107Stock100$13,000thousands by filing date
DISCOVER FINL SVCS254709108COM250$13,000thousands by filing date
BED BATH & BEYOND INC075896100COM170$13,000thousands by filing date
CBRE GROUP INC CL A12504L109Stock530$12,000thousands by filing date
DISCOVERY INC25470F104COM SER A140$12,000thousands by filing date
CA INC COM12673P105COM390$12,000thousands by filing date
ROVI CORP779376102COM640$12,000thousands by filing date
SIRIUS XM RADIO INC82967N108COM3,110$12,000thousands by filing date
SNAP ON INC COM833034101Stock110$11,000thousands by filing date
GENUINE PARTS CO COM372460105Stock140$11,000thousands by filing date
FASTENAL CO COM311900104Stock220$11,000thousands by filing date
MATTEL INC577081102COM260$11,000thousands by filing date
ZYNGA INC.98986T108CL A2,970$11,000thousands by filing date
RITEAID CORP767754104COM2,100$10,000thousands by filing date
VIPSHOP HLDGS LTD SPONSORED ADS A92763W103ADR170$10,000thousands by filing date
SBA COMMUNICATIONS CORP78388J106COMMON STOCK120$10,000thousands by filing date
REYNOLDS AMERICAN INC761713106COMMON STOCK200$10,000thousands by filing date
SanDisk Corporation80004C101COM160$10,000thousands by filing date
LIBERTY INTERACTIVE CORP53071M104INT COM SER A430$10,000thousands by filing date
ConocoPhillips20825C104COM130$9,000thousands by filing date
SIMON PPTY GROUP INC NEW COM828806109REIT60$9,000thousands by filing date
HARTFORD INSURANCE GROUP INC COM416515104Stock300$9,000thousands by filing date
CITRIX SYSTEMS INC177376100COM130$9,000thousands by filing date
BROADCOM CORP111320107CL A330$9,000thousands by filing date
STAPLES INC855030102COM620$9,000thousands by filing date
C H ROBINSON WORLDWIDE IN COM NEW12541W209Stock130$8,000thousands by filing date
CHECK POINT SOFTWARE TECH LTD ORDM22465104Stock150$8,000thousands by filing date
ALTERA CORP021441100COM220$8,000thousands by filing date
Analog Devices,Inc.032654105COM140$7,000thousands by filing date
NVIDIA Corp67066G104COM420$7,000thousands by filing date
EXPEDITORS INTL WASH INC COM302130109Stock150$7,000thousands by filing date
AUTODESK INC COM052769106Stock170$7,000thousands by filing date
MICROCHIP TECHNOLOGY INC. COM595017104Stock170$7,000thousands by filing date
NORDSTROM INC655664100COM120$7,000thousands by filing date
MAXIM INTEGRATED PRODS INC57772K101COM220$7,000thousands by filing date
LINEAR TECHNOLOGY CORP535678106COM170$7,000thousands by filing date
Progressive Corporation743315103COM230$6,000thousands by filing date
ALLERGAN INC018490102COM70$6,000thousands by filing date
CATAMARAN CORP148887102COM140$6,000thousands by filing date
Lockheed Martin Corporation539830109COM40$5,000thousands by filing date
EXPEDIA GROUP INC COM NEW30212P303Stock90$5,000thousands by filing date
DENTSPLY INTL INC249030107COM110$5,000thousands by filing date
Crown Castle228227104COM70$5,000thousands by filing date
Coca-Cola Company191216100COM100$4,000thousands by filing date
NETAPP INC COM64110D104Stock90$4,000thousands by filing date
Verizon Communications Inc92343V104COM60$3,000thousands by filing date
RANDGOLD RES LTD752344309ADR40$3,000thousands by filing date
KLA CORP482480100COM40$2,000thousands by filing date
PVH CORPORATION COM693656100Stock20$2,000thousands by filing date
CSX Corporation126408103COM20$1,000thousands by filing date
USBANCORPDEL902973304COM NEW20$1,000thousands by filing date
ROBERT HALF INC. COM770323103Stock30$1,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0000950123-13-009454this filing2013-11-14acceptance time not in the bulk data set