13F-HR filed by ALPS ADVISORS INC
ALPS ADVISORS INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 630 holding rows worth $8,918,555,000.
- Accession
- 0000950123-13-009338
- Filer
- CIK 1376113
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 642 entries on the cover page, a total value of $8,918,555,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,918,554,000 with VALUE read as thousands by filing date, 13F file number 028-12230. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMatrix Asset Advisors, Inc. 028-05690
- reports for this filerTCW Investment Management Co. 028-06683
- reports for this filerTCW Group, Inc. 028-02494
- reports for this filerSchneider Capital Management Corp. 028-03579
- reports for this filerM.A. Weatherbie and Co., Inc. 028-04129
- reports for this filerPzena Investment Management 028-03791
- reports for this filerWellington Management Company, LLP 028-04557
- reports for this filerCornerstone Capital Management, Inc. 028-05923
- reports for this filerClough Capital Partners LP 028-10679
- reports for this filerJefferies Group, Inc. 028-10917
- reports for this filerCoreCommodity Management, LLC 028-11239
- reports for this filerRiverFront Investment Group 028-13577
- reports for this filerRed Rocks Capital LLC 028-14056
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN PUB ED INC | 02913V103 | COM | 6,504 | $246,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,900 | $246,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 13,672 | $246,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 9,856 | $246,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 9,504 | $245,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,224 | $245,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,740 | $245,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 13,576 | $245,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 4,362 | $245,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,344 | $245,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,908 | $245,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 16,028 | $245,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 6,361 | $245,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 1,570 | $244,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 29,508 | $244,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,786 | $244,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,368 | $244,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,670 | $244,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 1,482 | $244,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 11,564 | $244,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 6,448 | $244,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 4,432 | $244,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 5,878 | $243,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 18,034 | $243,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 9,796 | $243,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,806 | $243,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 21,744 | $243,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,024 | $243,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 6,620 | $243,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 2,276 | $243,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 3,752 | $243,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 6,420 | $243,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 29,700 | $243,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,132 | $242,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,912 | $242,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,596 | $242,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,044 | $242,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4,797 | $242,000 | thousands by filing date | |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 3,357 | $242,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 22,044 | $242,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 4,884 | $242,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,890 | $241,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 3,740 | $241,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8,820 | $241,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,716 | $241,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 238 | $241,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 2,688 | $241,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 3,252 | $241,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 2,996 | $241,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 8,512 | $241,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 5,940 | $241,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 5,094 | $241,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 30,480 | $241,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,144 | $240,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 1,149 | $240,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 5,543 | $240,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 5,960 | $240,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 7,400 | $240,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 13,564 | $240,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 3,436 | $240,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 10,206 | $239,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 558 | $239,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 3,144 | $239,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 3,422 | $239,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 3,218 | $239,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 11,888 | $239,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 2,896 | $238,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 3,534 | $238,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 4,232 | $238,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 4,148 | $237,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 822 | $237,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 17,826 | $237,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 5,268 | $237,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,268 | $236,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,268 | $235,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,936 | $235,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,742 | $235,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 8,296 | $235,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 7,840 | $235,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 4,712 | $235,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 12,618 | $235,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 14,153 | $234,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 5,384 | $233,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 12,640 | $233,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 4,596 | $232,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 3,169 | $231,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 12,660 | $230,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,448 | $230,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 9,785 | $230,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 9,736 | $229,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 23,080 | $229,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 6,197 | $229,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,804 | $227,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 2,240 | $227,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 336 | $226,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 4,533 | $225,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,883 | $225,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 33,948 | $225,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 10,839 | $224,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 5,506 | $224,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 6,388 | $224,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 3,717 | $223,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 3,852 | $223,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 3,832 | $223,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,331 | $222,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 8,021 | $221,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,170 | $221,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 6,538 | $218,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,480 | $217,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 7,854 | $217,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 11,097 | $216,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 2,874 | $216,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,902 | $215,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 4,652 | $214,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 8,533 | $212,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 10,764 | $210,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 5,525 | $209,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 5,960 | $208,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,336 | $207,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,731 | $204,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,912 | $203,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 11,484 | $198,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 16,112 | $182,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 23,955 | $179,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 21,075 | $171,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 12,648 | $148,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 29,934 | $128,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 15,262 | $48,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 12,696 | $41,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 11,851 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009338 | this filing | 2013-11-13 | acceptance time not in the bulk data set |