13F-HR filed by PEOPLE'S UNITED FINANCIAL, INC.
PEOPLE'S UNITED FINANCIAL, INC. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-13, with 796 holding rows worth $1,576,428,000.
- Accession
- 0000950123-13-009299
- Filer
- CIK 1378946
- Filed
- 2013-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 1,309 entries on the cover page, a total value of $1,576,428,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,576,428,000 with VALUE read as thousands by filing date, 13F file number 028-12583. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPeople's United Bank 028-20631
- included managerPeople's Securities, Inc. 028-12043
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HEWLETT PACKARD CO | 428236103 | COM | 2,783 | $58,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 1,400 | $55,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 1,786 | $55,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 785 | $54,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 3,000 | $54,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 1,000 | $53,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,365 | $52,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 1,159 | $52,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 687 | $52,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 600 | $52,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,000 | $51,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 481 | $48,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 1,166 | $48,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 1,000 | $48,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 2,250 | $48,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 225 | $47,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 900 | $47,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 1,692 | $47,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 2,050 | $47,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 2,000 | $47,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 3,419 | $46,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 500 | $46,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 420 | $45,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 106 | $45,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 1,030 | $45,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 534 | $45,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 683 | $45,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 3,900 | $44,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 608 | $44,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 1,245 | $44,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 400 | $41,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 900 | $41,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 980 | $41,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 675 | $41,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 2,475 | $41,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,600 | $40,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 887 | $39,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 3,000 | $39,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 123 | $38,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 100 | $38,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,925 | $38,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 500 | $38,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 450 | $38,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 1,000 | $38,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 500 | $37,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 1,200 | $37,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 3,764 | $37,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 925 | $37,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 1,166 | $36,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,754 | $35,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 690 | $35,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 500 | $34,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 740 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 336 | $34,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 3,500 | $34,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 1,047 | $33,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 350 | $33,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 1,394 | $33,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 490 | $32,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,000 | $32,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,033 | $32,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 575 | $32,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 1,350 | $32,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 387 | $32,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 792 | $32,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 985 | $32,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 4,693 | $31,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 800 | $31,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,289 | $31,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 725 | $31,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 471 | $30,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 448 | $30,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,025 | $29,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 333 | $29,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 259 | $28,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 625 | $28,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,825 | $27,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,710 | $27,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 972 | $27,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 375 | $27,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 500 | $27,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,229 | $27,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 600 | $26,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 450 | $26,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 623 | $25,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 900 | $25,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 630 | $25,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 600 | $25,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 2,100 | $25,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 5,835 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 929 | $24,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 347 | $23,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 1,325 | $23,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 636 | $23,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 205 | $22,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,000 | $22,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 148 | $22,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 400 | $22,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 330 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 800 | $22,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 400 | $21,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 330 | $21,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,000 | $21,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 432 | $21,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,000 | $21,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 294 | $20,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 200 | $20,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 1,000 | $20,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 700 | $20,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 800 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 600 | $20,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 862 | $20,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 900 | $20,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 315 | $20,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 1,272 | $20,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 200 | $19,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 400 | $19,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 300 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 800 | $19,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 500 | $18,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 575 | $18,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 465 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 270 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 295 | $18,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 1,402 | $18,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 20,000 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 164 | $17,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 217 | $17,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,000 | $17,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,332 | $17,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 289 | $17,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 430 | $17,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 2,120 | $17,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 300 | $16,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 1,000 | $16,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 4,000 | $16,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 170 | $15,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 750 | $15,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 940 | $15,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 2,605 | $15,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 500 | $15,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 400 | $14,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,150 | $14,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 450 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 261 | $13,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 1,000 | $13,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 500 | $12,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 698 | $12,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 328 | $12,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 276 | $12,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 600 | $12,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 150 | $12,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 600 | $12,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 187 | $12,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,000 | $12,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 2,000 | $12,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 225 | $12,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 650 | $12,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 302 | $11,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 180 | $11,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 200 | $11,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 300 | $11,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 1,000 | $11,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 250 | $10,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 369 | $10,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 160 | $10,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 300 | $10,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,674 | $10,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 220 | $10,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 125 | $9,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 700 | $9,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 200 | $9,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 200 | $9,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 200 | $9,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 146 | $9,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 575 | $9,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 670 | $9,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,000 | $9,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 500 | $9,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 200 | $9,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 400 | $9,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 300 | $9,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 400 | $9,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 300 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 300 | $9,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 100 | $8,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 75 | $8,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 250 | $8,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 472 | $8,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 100 | $8,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 65 | $8,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 240 | $8,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 188 | $8,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 200 | $8,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 400 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 75 | $7,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 624 | $7,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 150 | $7,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 425 | $7,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 300 | $7,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 435 | $7,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 250 | $7,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 279 | $7,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 150 | $7,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 182 | $6,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 35 | $6,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 200 | $6,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 300 | $6,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 668 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 175 | $6,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 100 | $6,000 | thousands by filing date | |
| EPIQ SYSTEMS INC | 26882D109 | COM | 425 | $6,000 | thousands by filing date | |
| BLACKROCK SR HIGH INCOME FD | 09255T109 | COM | 1,400 | $6,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 45 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 39 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 50 | $5,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 100 | $5,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 50 | $5,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 100 | $5,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 200 | $5,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 23 | $5,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 65 | $5,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 150 | $5,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 200 | $5,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 279 | $5,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 200 | $4,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 134 | $4,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 400 | $4,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 66 | $4,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 100 | $4,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 100 | $4,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 600 | $4,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 100 | $4,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 302 | $4,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 109 | $4,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 110 | $4,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 50 | $4,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 35 | $4,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 400 | $4,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 121 | $4,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 150 | $4,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 175 | $4,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 1,100 | $4,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 200 | $4,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 500 | $4,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 200 | $4,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 150 | $3,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 72 | $3,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 100 | $3,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 200 | $3,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 80 | $3,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 250 | $3,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 55 | $3,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 187 | $3,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 500 | $3,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 85 | $3,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 200 | $3,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 36 | $3,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 96 | $2,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 239 | $2,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 100 | $2,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 250 | $2,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 30 | $2,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 50 | $2,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 50 | $2,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 100 | $2,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 427 | $2,000 | thousands by filing date | |
| ENGILITY HLDGS INC | 29285W104 | COM | 58 | $2,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 50 | $1,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 24 | $1,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 37 | $1,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 100 | $1,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 50 | $1,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 18 | $1,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 500 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 46 | $1,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 40 | $1,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 68 | $1,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 1,000 | $1,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 39 | $1,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 101 | $1,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 100 | $1,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 1,000 | $1,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARWATER PAPER CORP | 18538R103 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERADATA CORP DEL | 88076W103 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NW Biotherapeutics | 66737P600 | USD | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LSI CORPORATION | 502161102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USEC INC | 90333E207 | COMMON | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009299 | this filing | 2013-11-13 | acceptance time not in the bulk data set |