13F-HR filed by Orinda Asset Management LLC
Orinda Asset Management LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-12, with 155 holding rows worth $31,862,000.
- Accession
- 0000950123-13-009082
- Filer
- CIK 1502631
- Filed
- 2013-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 155 entries on the cover page, a total value of $31,862,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $31,862,000 with VALUE read as thousands by filing date, 13F file number 028-15243. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerGRT Capital Partners, LLC 028-10361
- reports for this filerOMT Capital Management LLC 028-14338
- reports for this filerM.A. Weatherbie & Co., Inc. 028-04129
- reports for this filerCovenant Financial Services LLC 028-15189
- reports for this filerConnective Capital Management, LLC 028-15202
- reports for this filerGlaxis Capital Management, LLC 028-14717
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 44,194 | $1,388,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 155,100 | $1,374,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 68,400 | $1,079,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 62,845 | $924,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 13,500 | $864,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 9,000 | $744,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 30,000 | $708,000 | thousands by filing date | |
| U M H PROPERTIES INC | 903002202 | CV RED PFD-A | 26,634 | $704,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 25,000 | $615,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 15,000 | $592,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 7,800 | $562,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 14,665 | $551,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 61,043 | $544,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 57,142 | $514,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 135,804 | $479,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,851 | $461,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 150,000 | $450,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 68,113 | $435,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 11,400 | $433,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 30,000 | $420,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 49,782 | $373,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 30,000 | $363,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 7,861 | $356,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,568 | $330,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 5,700 | $296,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 64,100 | $288,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,958 | $270,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 10,292 | $268,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 10,778 | $267,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 3,900 | $258,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 983 | $236,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 3,564 | $228,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 20,711 | $228,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 26,161 | $228,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 6,424 | $227,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 20,000 | $223,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 8,600 | $217,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 32,165 | $216,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 20,139 | $207,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,734 | $206,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 5,241 | $206,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 200 | $202,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 24,280 | $192,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 3,900 | $187,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 3,998 | $187,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 44,608 | $186,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 2,500 | $185,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 19,661 | $185,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 6,064 | $182,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,696 | $181,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 4,679 | $180,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 6,200 | $178,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 2,554 | $176,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 25,374 | $175,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 6,700 | $174,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 8,948 | $174,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 6,168 | $173,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 3,563 | $173,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 3,200 | $171,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 50,000 | $171,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 3,875 | $170,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 28,329 | $169,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 13,842 | $164,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,200 | $162,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 3,679 | $162,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 26,100 | $161,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,498 | $158,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 2,402 | $158,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 500 | $156,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 3,813 | $155,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 1,762 | $155,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 4,485 | $154,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 800 | $151,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 8,878 | $150,000 | thousands by filing date | |
| 38259p508 | COM | 171 | $150,000 | thousands by filing date | ||
| CHART INDS INC | 16115Q308 | COM | 1,208 | $149,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 4,425 | $149,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,340 | $147,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 916 | $145,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 1,000 | $144,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 8,000 | $143,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 5,514 | $143,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 7,226 | $142,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 16,900 | $140,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 2,870 | $138,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 7,442 | $134,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 3,917 | $134,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 3,692 | $131,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,770 | $128,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 40,796 | $128,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 4,805 | $128,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 1,600 | $126,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 4,039 | $126,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 4,688 | $124,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 2,560 | $123,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,294 | $121,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 1,861 | $120,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 10,874 | $120,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,695 | $119,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,750 | $119,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,655 | $100,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2,298 | $99,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 7,135 | $98,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,200 | $97,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 4,000 | $96,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,200 | $95,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 892 | $94,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 1,600 | $93,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,484 | $90,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 1,200 | $89,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 800 | $86,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 2,033 | $86,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 500 | $85,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 11,979 | $84,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1,591 | $81,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 4,702 | $80,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 3,195 | $80,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 18,400 | $79,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 735 | $78,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 61,044 | $77,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 300 | $74,000 | thousands by filing date | |
| NORTH AMERN PALLADIUM LTD | 656912102 | COM | 76,993 | $74,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 2,651 | $72,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 1,100 | $71,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,300 | $70,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,100 | $69,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 2,000 | $67,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 17,250 | $66,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 3,000 | $66,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 2,581 | $64,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 38,312 | $64,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 3,095 | $62,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 6,000 | $62,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 533 | $61,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 800 | $61,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,200 | $59,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 800 | $56,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 2,123 | $56,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 3,100 | $52,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 1,500 | $48,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 794 | $47,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 800 | $41,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 1,300 | $31,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,100 | $30,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 400 | $30,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 1,000 | $23,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,600 | $22,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 800 | $22,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 400 | $21,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,800 | $20,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 400 | $18,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 800 | $17,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,400 | $16,000 | thousands by filing date | |
| HARRIS & HARRIS GROUP INC | 413833104 | COM | 3,955 | $12,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 5,792 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-009082 | this filing | 2013-11-12 | acceptance time not in the bulk data set |