13F-HR filed by STATE STREET CORP
STATE STREET CORP filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-12, with 3,628 holding rows worth $811,535,286,000.
- Accession
- 0000950123-13-008998
- Filer
- CIK 93751
- Filed
- 2013-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 3,630 entries on the cover page, a total value of $811,535,286,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $811,535,286,000 with VALUE read as thousands by filing date, 13F file number 028-00399. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerState Street Bank and Trust Company 028-00733
- included managerSSgA Funds Management, Inc. 028-11338
- included managerState Street Global Advisors LTD 028-11326
- included managerState Street Global Advisors Ltd. 028-11327
- included managerState Street Global Advisors, Australia 028-11330
- included managerState Street Global Advisors (Japan) Co., Ltd. 028-11332
- included managerState Street Global Advisors Asia LTD 028-11331
- included managerState Street Global Advisors GmbH 028-11334
- included managerState Street Global Advisors France, S.A. 028-13812
- included managerState Street Global Advisors Ireland Limited 028-14459
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AXT INC | 00246W103 | COM | 26,713 | $62,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 16,253 | $61,000 | thousands by filing date | |
| HANSEN MEDICAL INC | 411307101 | COM | 33,797 | $61,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 29,140 | $61,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 34,100 | $61,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 22,703 | $61,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 23,580 | $60,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 11,419 | $60,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 17,942 | $60,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 42,312 | $59,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 14,000 | $59,000 | thousands by filing date | |
| STR HOLDINGS INC | 78478V100 | COMMON STOCK | 26,208 | $59,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 10,300 | $59,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 11,160 | $59,000 | thousands by filing date | |
| ZALICUS INC | 98887C204 | COM | 47,500 | $57,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 42,894 | $56,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 14,467 | $56,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 13,070 | $55,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 57,592 | $54,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 12,040 | $53,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 10,805 | $53,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 16,632 | $52,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 14,569 | $50,000 | thousands by filing date | |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 15,900 | $50,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 15,700 | $49,000 | thousands by filing date | |
| SAPPI LTD | 803069202 | SPON ADR NEW | 19,559 | $48,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 11,463 | $47,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 33,966 | $47,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 23,352 | $47,000 | thousands by filing date | |
| IKANOS COMMUNICATIONS INC | 45173E105 | COM | 38,137 | $47,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 12,100 | $46,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 10,450 | $46,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 18,800 | $45,000 | thousands by filing date | |
| DISCOVERY LABORATORIES INC N | 254668403 | COM NEW | 23,085 | $45,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 15,913 | $45,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 13,749 | $44,000 | thousands by filing date | |
| LAKES GAMING INC COM | 51206P109 | COM | 10,500 | $44,000 | thousands by filing date | |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 27,735 | $43,000 | thousands by filing date | |
| DOLAN CO/THE | 25659P402 | COM | 18,992 | $42,000 | thousands by filing date | |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 62,800 | $42,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 12,236 | $42,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 15,775 | $41,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 31,596 | $41,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 12,000 | $40,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 11,384 | $40,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 18,600 | $39,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 20,976 | $39,000 | thousands by filing date | |
| UROPLASTY INC | 917277204 | COM NEW | 11,100 | $37,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 13,391 | $36,000 | thousands by filing date | |
| LCA-VISION INC | 501803308 | COM | 10,225 | $36,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 27,300 | $36,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 11,610 | $35,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 27,964 | $34,000 | thousands by filing date | |
| PERFORMANCE TECHNOLOGIES INC | 71376K102 | COM | 11,768 | $34,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 12,635 | $33,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 10,627 | $33,000 | thousands by filing date | |
| NUPATHE INC | 67059M100 | COM | 13,400 | $32,000 | thousands by filing date | |
| SAVIENT PHARMACEUTICALS INC | 80517Q100 | COM | 49,132 | $31,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 19,300 | $31,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 14,900 | $31,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 12,600 | $30,000 | thousands by filing date | |
| JOES JEANS INC | 47777N101 | COM | 28,157 | $30,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 14,600 | $30,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 17,284 | $29,000 | thousands by filing date | |
| HARRIS INTERACTIVE INC | 414549105 | COM | 14,406 | $29,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 16,800 | $29,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 18,694 | $29,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 82,523 | $27,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 15,300 | $27,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 15,161 | $26,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 17,000 | $26,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 28,400 | $25,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 17,497 | $25,000 | thousands by filing date | |
| PERMA-FIX ENVIRONMENTAL SVCS | 714157104 | COM | 33,100 | $24,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 11,498 | $24,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 14,100 | $24,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 18,702 | $23,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 50,332 | $23,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 11,061 | $22,000 | thousands by filing date | |
| COLDWATER CREEK INC | 193068202 | COM | 13,130 | $22,000 | thousands by filing date | |
| LOCAL CORP | 53954W104 | COM | 11,600 | $22,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V206 | COM | 18,025 | $22,000 | thousands by filing date | |
| KID BRANDS, INC. COM | 49375T100 | COM | 14,647 | $21,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 11,846 | $21,000 | thousands by filing date | |
| HEMISPHERX BIOPHARMA INC | 42366C103 | COM | 90,610 | $21,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 10,765 | $20,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 10,100 | $20,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 19,023 | $20,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 56,400 | $20,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 10,628 | $20,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 14,900 | $20,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F104 | COM | 14,400 | $20,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 11,800 | $19,000 | thousands by filing date | |
| CELSION CORPORATION | 15117N305 | COM NEW | 16,444 | $19,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 21,313 | $19,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 14,230 | $18,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 13,364 | $18,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 10,100 | $18,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 25,665 | $17,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 23,100 | $17,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 36,000 | $16,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 12,638 | $16,000 | thousands by filing date | |
| HOLLYWOOD MEDIA CORP | 436233100 | CMN | 10,485 | $16,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 14,082 | $15,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 11,400 | $15,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 11,927 | $14,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 23,557 | $14,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 33,000 | $14,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 14,685 | $13,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 20,020 | $13,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 10,200 | $13,000 | thousands by filing date | |
| SPORT CHALET INC | 849163209 | CL A | 11,800 | $13,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 14,000 | $12,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 11,950 | $11,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 15,386 | $11,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 12,250 | $11,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 11,100 | $11,000 | thousands by filing date | |
| ASCENT SOLAR TECHNOLOGIES | 043635101 | COM | 12,100 | $10,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 11,500 | $9,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 14,300 | $8,000 | thousands by filing date | |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 10,800 | $7,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 14,624 | $6,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 13,400 | $6,000 | thousands by filing date | |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 11,300 | $6,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 19,746 | $5,000 | thousands by filing date | |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 24,700 | $5,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 10,300 | $4,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 10,320 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-008998 | this filing | 2013-11-12 | acceptance time not in the bulk data set |