13F-HR filed by VANGUARD GROUP INC
VANGUARD GROUP INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-07, with 3,836 holding rows worth $1,023,894,398,000.
- Accession
- 0000950123-13-008549
- Filer
- CIK 102909
- Filed
- 2013-11-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 10,355 entries on the cover page, a total value of $1,023,894,398,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,023,894,398,000 with VALUE read as thousands by filing date, 13F file number 028-06408. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerVanguard Fiduciary Trust Company 028-11554
- included managerVanguard Investments Australia Ltd. 028-14986
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PLANAR SYSTEMS INC | 726900103 | COM | 338,514 | $609,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 533,209 | $608,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 331,856 | $607,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 38,981 | $604,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 478,061 | $603,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 190,349 | $598,000 | thousands by filing date | |
| ENTREMED INC | 29382F202 | COM | 340,082 | $595,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154108 | COM | 657,894 | $592,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 341,536 | $591,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 67,214 | $584,000 | thousands by filing date | |
| NORTHERN TECHNOLOGIES INTL C | 665809109 | COM | 34,604 | $582,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 15,377 | $579,000 | thousands by filing date | |
| KID BRANDS, INC. COM | 49375T100 | COM | 393,334 | $578,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 359,263 | $578,000 | thousands by filing date | |
| IDENTIVE GROUP INC | 45170X106 | COM | 821,345 | $575,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 72,464 | $568,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 38,016 | $567,000 | thousands by filing date | |
| ECOLOGY & ENVIRONMENT INC | 278878103 | CL A | 48,650 | $567,000 | thousands by filing date | |
| VENTRUS BIOSCIENCES INC | 922822101 | COM | 196,196 | $567,000 | thousands by filing date | |
| AASTROM BIOSCIENCES INC | 00253U305 | COM NEW | 2,023,111 | $561,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 362,739 | $559,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 54,970 | $558,000 | thousands by filing date | |
| Delcath Systems Inc | 24661p104 | COM | 1,698,311 | $557,000 | thousands by filing date | |
| ONVIA INC | 68338T403 | COM | 111,334 | $557,000 | thousands by filing date | |
| DATA I O CORP | 237690102 | COM | 181,193 | $556,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 38,364 | $556,000 | thousands by filing date | |
| BTU INTERNATIONAL INC | 056032105 | COM | 177,657 | $555,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 32,027 | $553,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 6,800 | $552,000 | thousands by filing date | |
| OPTICAL CABLE CORP | 683827208 | COM NEW | 134,364 | $548,000 | thousands by filing date | |
| HAMPDEN BANCORP INC | 40867E107 | COM | 34,042 | $545,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 32,186 | $542,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 1,220,652 | $537,000 | thousands by filing date | |
| BAXANO SURGICAL | 071773105 | COM | 386,564 | $537,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 44,873 | $532,000 | thousands by filing date | |
| OAK VALLEY BANCORP | 671807105 | COMMON STOCK | 66,347 | $529,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 380,546 | $529,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 13,874 | $527,000 | thousands by filing date | |
| NUPATHE INC | 67059M100 | COM | 218,153 | $526,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 537,472 | $526,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 8,900 | $525,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 93,018 | $519,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 18,500 | $517,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 67,754 | $515,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 494,830 | $509,000 | thousands by filing date | |
| PERFORMANCE TECHNOLOGIES INC | 71376K102 | COM | 174,654 | $503,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 138,144 | $503,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 123,765 | $503,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 24,469 | $502,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 63,039 | $497,000 | thousands by filing date | |
| AUTHENTIDATE HLDG CORP | 052666203 | COM | 555,066 | $494,000 | thousands by filing date | |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 187,649 | $494,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 51,143 | $491,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 69,309 | $490,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 83,169 | $487,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 82,412 | $481,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 647,209 | $480,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 143,508 | $478,000 | thousands by filing date | |
| MOD PAC CORP | 607495108 | COM | 51,848 | $478,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 26,178 | $475,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 87,605 | $474,000 | thousands by filing date | |
| COMSTOCK HOLDING COMPANIES | 205684103 | CL A | 258,896 | $469,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 16,139 | $460,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 75,981 | $458,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 124,753 | $458,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 111,319 | $452,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 43,079 | $452,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 52,460 | $450,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 41,089 | $450,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 360,865 | $447,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 74,284 | $446,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 72,714 | $445,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC OF PA | 744319104 | COMM STK | 42,406 | $437,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 292,928 | $436,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 18,332 | $434,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 167,968 | $433,000 | thousands by filing date | |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 134,334 | $427,000 | thousands by filing date | |
| VIDEO DISPLAY CORP | 926555103 | COM | 119,601 | $421,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 151,868 | $421,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 222,429 | $420,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 119,932 | $414,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 31,100 | $413,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 23,776 | $412,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 33,833 | $410,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 25,850 | $403,000 | thousands by filing date | |
| World Energy Solutions Inc. | 98145W208 | COM | 121,513 | $401,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 77,936 | $397,000 | thousands by filing date | |
| BACTERIN INTERNATIONAL HLDGS INC. | 05644R101 | COM | 592,596 | $397,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 83,688 | $396,000 | thousands by filing date | |
| FedFirst Financial Corporation | 31429C101 | Common Stock | 20,193 | $395,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 26,404 | $392,000 | thousands by filing date | |
| WHEELER REIT | 963025101 | COM | 91,000 | $389,000 | thousands by filing date | |
| BROADVISION INC | 111412706 | COM | 40,769 | $387,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 49,301 | $383,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 171,031 | $383,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 222,253 | $378,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 42,587 | $376,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 28,145 | $375,000 | thousands by filing date | |
| GSE HOLDING INC | 36191X100 | COM | 180,172 | $375,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 48,287 | $375,000 | thousands by filing date | |
| VERSAR INC | 925297103 | COM | 90,326 | $374,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 135,621 | $374,000 | thousands by filing date | |
| INTERNET PATENTS CORP | 46063G101 | COM | 114,002 | $371,000 | thousands by filing date | |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 32,447 | $369,000 | thousands by filing date | |
| LIPOSCIENCE INC | 53630M108 | COM | 72,346 | $362,000 | thousands by filing date | |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 50,730 | $360,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 31,898 | $359,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 27,400 | $352,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 126,871 | $350,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 221,555 | $348,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 37,484 | $346,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 384,833 | $343,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 27,046 | $338,000 | thousands by filing date | |
| BG MEDICINE INC | 08861T107 | COM | 360,957 | $332,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 21,732 | $329,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 19,242 | $327,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 21,773 | $326,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 395,012 | $325,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 23,738 | $324,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 71,259 | $323,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 28,417 | $322,000 | thousands by filing date | |
| AMBIENT CORP | 02318N201 | COM | 142,056 | $322,000 | thousands by filing date | |
| NTS INC NEV COM | 62943b105 | COM | 202,131 | $321,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 115,611 | $318,000 | thousands by filing date | |
| SALISBURY BANCORP INC | 795226109 | COM | 12,156 | $316,000 | thousands by filing date | |
| PRIMEENERGY RESOURCES CORP | 74158E104 | COMMON STOCK | 6,417 | $314,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 276,849 | $313,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 5,900 | $312,000 | thousands by filing date | |
| NB & T FINL GROUP INC | 62874M104 | COM | 14,009 | $308,000 | thousands by filing date | |
| Xenith Bankshares, Inc. | 98410X105 | Common Stock | 50,282 | $305,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 42,182 | $302,000 | thousands by filing date | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 97,255 | $302,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 15,200 | $301,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO | 560690208 | COM NEW | 542,692 | $298,000 | thousands by filing date | |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 63,100 | $298,000 | thousands by filing date | |
| INTERPHASE CORP | 460593106 | COM | 65,669 | $297,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 101,675 | $296,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 182,430 | $295,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 452,244 | $294,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982105 | SHS | 349,144 | $294,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 4,100 | $292,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 25,845 | $290,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 69,234 | $290,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 42,857 | $286,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 22,393 | $285,000 | thousands by filing date | |
| LGL GROUP INC | 50186A108 | COM | 48,380 | $284,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 48,354 | $282,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 13,004 | $279,000 | thousands by filing date | |
| HASTINGS ENTERTAINMENT INC | 418365102 | COM | 110,766 | $279,000 | thousands by filing date | |
| RELM WIRELESS CORP | 759525108 | COM | 103,617 | $274,000 | thousands by filing date | |
| BIOFUEL ENERGY CORP | 09064Y307 | COM | 73,979 | $270,000 | thousands by filing date | |
| IBIO INC | 451033104 | COM | 618,905 | $269,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 13,449 | $268,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 10,800 | $266,000 | thousands by filing date | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 23,964 | $264,000 | thousands by filing date | |
| DAXOR CORP | 239467103 | COM | 38,001 | $264,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 143,934 | $262,000 | thousands by filing date | |
| Athens Bancshares Corporation | 047042106 | Common Stock | 14,674 | $262,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 18,575 | $260,000 | thousands by filing date | |
| ERBA DIAGNOSTICS | 29490B101 | COM | 179,781 | $259,000 | thousands by filing date | |
| SELECTICA INC | 816288203 | COM | 46,251 | $258,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y209 | COM NEW | 161,580 | $257,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC MD | 868526401 | COM NEW ADDED | 40,205 | $257,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 34,412 | $256,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 18,621 | $255,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 141,334 | $253,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 29,075 | $252,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 3,200 | $252,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 328,875 | $250,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 95,310 | $250,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 52,922 | $249,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 25,037 | $247,000 | thousands by filing date | |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 207,800 | $247,000 | thousands by filing date | |
| WASHINGTONFIRST BANKSHARES I | 940730104 | COM | 18,864 | $245,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 5,400 | $244,000 | thousands by filing date | |
| INVESTORS CAP HLDGS LTD | 46147M108 | COM | 46,740 | $244,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 560,631 | $241,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 13,900 | $237,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 17,608 | $236,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 662,572 | $235,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 177,270 | $234,000 | thousands by filing date | |
| PYRAMID OIL CO | 747215101 | COM | 56,943 | $233,000 | thousands by filing date | |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 307,020 | $230,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 10,234 | $230,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 17,434 | $224,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 63,824 | $224,000 | thousands by filing date | |
| BANK SOUTH CAROLINA CORP | 065066102 | COM | 15,416 | $222,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 29,516 | $219,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 180,079 | $216,000 | thousands by filing date | |
| FIRST CLOVER LEAF FINANCIAL | 31969M105 | COM | 24,996 | $216,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 2,557 | $214,000 | thousands by filing date | |
| COBRA ELECTRONICS CORP | 191042100 | COM | 80,489 | $214,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 26,000 | $212,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570100 | COMM STK | 46,612 | $209,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 179,139 | $208,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 17,766 | $202,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 76,516 | $202,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 17,000 | $201,000 | thousands by filing date | |
| ALTAIR NANOTECHNOLOGIES INC | 021373303 | COM PAR $0.001 | 77,347 | $201,000 | thousands by filing date | |
| FIRST CITIZENS BANC CORP | 319459202 | COM | 29,098 | $200,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 26,479 | $198,000 | thousands by filing date | |
| Misonix Inc | 604871103 | COM | 42,312 | $198,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 64,635 | $192,000 | thousands by filing date | |
| OPEXA THERAPEUTICS INC | 68372T202 | CMN | 87,158 | $191,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 44,044 | $190,000 | thousands by filing date | |
| CTPARTNERS EXECUTIVE SEARCH IN | 22945C105 | COMM STK | 41,773 | $190,000 | thousands by filing date | |
| RF INDUSTRIES LTD | 749552105 | COMMON STOCK | 26,001 | $188,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 48,076 | $188,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 36,737 | $188,000 | thousands by filing date | |
| RLJ ENTMT INC | 74965F104 | COM | 36,011 | $187,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 16,560 | $187,000 | thousands by filing date | |
| INTELLICHECK MOBILISA INC | 45817G102 | COM | 326,510 | $186,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 144,036 | $186,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 26,610 | $185,000 | thousands by filing date | |
| ANCHOR | 032838104 | COMMON STOCK | 10,700 | $184,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES INC | 18449C401 | COM PAR $.01 | 129,545 | $183,000 | thousands by filing date | |
| CRUMBS BAKE SHOP | 228803102 | COM | 162,533 | $182,000 | thousands by filing date | |
| Georgetown Bancorp, Inc. | 372591107 | Common Stock | 12,400 | $180,000 | thousands by filing date | |
| SERVOTRONICS INC | 817732100 | COM | 20,102 | $178,000 | thousands by filing date | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 144,103 | $175,000 | thousands by filing date | |
| LOOKSMART LTD | 543442503 | COM | 234,202 | $170,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 127,423 | $169,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 465,349 | $168,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 54,625 | $166,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 12,862 | $166,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 121,365 | $164,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 12,215 | $163,000 | thousands by filing date | |
| EVERYWARE GLOBAL INC | 300439106 | COM | 14,269 | $163,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 198,238 | $163,000 | thousands by filing date | |
| VOLTARI CORP NEW | 92870X309 | COM | 30,540 | $163,000 | thousands by filing date | |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 17,001 | $162,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 39,952 | $162,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 55,443 | $159,000 | thousands by filing date | |
| THERMOGENESIS CORP | 883623308 | COM | 147,041 | $156,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 10,177 | $154,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 84,553 | $152,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 110,956 | $150,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 24,514 | $148,000 | thousands by filing date | |
| New Century Bancorp, Inc. | 64353M100 | Common Stock | 21,884 | $148,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 11,258 | $146,000 | thousands by filing date | |
| United Bancshares | 909458101 | COM | 11,489 | $146,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 98,158 | $145,000 | thousands by filing date | |
| VALLEY FINL CORP VA | 919629105 | COM | 13,798 | $140,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 246,284 | $138,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 34,400 | $136,000 | thousands by filing date | |
| BRIDGELINE DIGITAL INC | 10807Q205 | COM | 123,378 | $136,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 95,279 | $131,000 | thousands by filing date | |
| FIRST FINL SVC CORP | 32022D108 | COM | 33,550 | $131,000 | thousands by filing date | |
| VESTIN RLTY MTG II INC | 92549X201 | COM NEW | 75,432 | $127,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 35,100 | $124,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 10,340 | $124,000 | thousands by filing date | |
| AMERICAN CARESOURCE HLDGS IN | 02505A202 | COM | 68,023 | $121,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 31,722 | $119,000 | thousands by filing date | |
| MANAGEMENT NETWORK GROUP INC | 561693201 | COM | 42,257 | $119,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 21,888 | $118,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 10,022 | $117,000 | thousands by filing date | |
| OVERLAND STORAGE INC | 690310206 | COM NEW | 119,864 | $115,000 | thousands by filing date | |
| LIQUID HLDGS GROUP INC COM | 53633A101 | COM | 16,007 | $113,000 | thousands by filing date | |
| TECUMSEH PRODS CO | 878895101 | CLB | 12,900 | $112,000 | thousands by filing date | |
| GIGOPTIX INC | 37517y103 | COM | 84,371 | $111,000 | thousands by filing date | |
| SPHERIX INC | 84842R304 | COM PAR $0.01 | 13,912 | $111,000 | thousands by filing date | |
| Professional Diversity Network | 74312y103 | COM | 23,996 | $110,000 | thousands by filing date | |
| LIME ENERGY CO | 53261U205 | COM NEW | 220,801 | $108,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 68,260 | $108,000 | thousands by filing date | |
| XG TECHNOLOGY INC | 98372A309 | COM PAR$.00001 | 21,945 | $108,000 | thousands by filing date | |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 19,850 | $107,000 | thousands by filing date | |
| NTN BUZZTIME INC | 629410309 | COM | 309,870 | $107,000 | thousands by filing date | |
| SPORT CHALET INC | 849163209 | CL A | 94,704 | $106,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 44,906 | $102,000 | thousands by filing date | |
| TRANSCONTINENTAL RLTY INVS | 893617209 | COM NEW | 11,411 | $102,000 | thousands by filing date | |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 29,606 | $102,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 54,951 | $101,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 42,965 | $101,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 11,900 | $97,000 | thousands by filing date | |
| RECOVERY ENERGY INC | 75626X202 | COM NEW | 46,657 | $97,000 | thousands by filing date | |
| EMPIRE RES INC DEL | 29206E100 | COM | 24,767 | $95,000 | thousands by filing date | |
| TSR INC | 872885207 | COM | 27,043 | $93,000 | thousands by filing date | |
| INFOSONICS CORP | 456784107 | COM | 187,832 | $92,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 23,777 | $91,000 | thousands by filing date | |
| KIPS BAY MEDICAL INC | 49726K105 | COM | 107,300 | $90,000 | thousands by filing date | |
| AETRIUM INC | 00817R103 | COM | 231,678 | $90,000 | thousands by filing date | |
| COAST DISTR SYS | 190345108 | COM | 22,532 | $88,000 | thousands by filing date | |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 48,469 | $85,000 | thousands by filing date | |
| ZBB ENERGY CORP | 98876R204 | COM | 453,555 | $84,000 | thousands by filing date | |
| VIRTUALSCOPICS INC | 928269208 | COM NEW | 16,510 | $78,000 | thousands by filing date | |
| MAGYAR BANCORP INC COM | 55977T109 | Stock | 10,365 | $77,000 | thousands by filing date | |
| REMARK MEDIA INC | 75954W107 | COM | 19,753 | $74,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 248,011 | $72,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 15,739 | $72,000 | thousands by filing date | |
| TIMBERLINE RESOURCES CORP | 887133106 | COM | 375,490 | $72,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 24,098 | $70,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 17,082 | $68,000 | thousands by filing date | |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 123,280 | $68,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 76,384 | $67,000 | thousands by filing date | |
| WELLS-GARDNER ELECTRONICS | 949765101 | COM | 38,465 | $66,000 | thousands by filing date | |
| HAUPPAUGE DIGITAL INC | 419131107 | COM | 166,138 | $65,000 | thousands by filing date | |
| DIGITAL CINEMA DESTINATIONS | 25383B109 | CL A CO | 10,300 | $64,000 | thousands by filing date | |
| TRUETT-HURST INC THST | 897871109 | COMMON | 11,700 | $64,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 12,777 | $63,000 | thousands by filing date | |
| DS HEALTHCARE GROUP INC | 23336Q109 | COM | 32,023 | $60,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 44,620 | $57,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 12,400 | $55,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 42,675 | $55,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 43,797 | $53,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 10,418 | $52,000 | thousands by filing date | |
| YOU ON DEMAND HOLDINGS INC | 98741R207 | COM | 30,900 | $52,000 | thousands by filing date | |
| SED INTL HLDGS INC | 784109209 | COM NEW | 25,094 | $51,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 48,413 | $51,000 | thousands by filing date | |
| AMERICANRLTYINVSINC | 029174109 | STOK | 10,502 | $48,000 | thousands by filing date | |
| MEDIABISTRO INC | 58448U101 | COM | 31,325 | $47,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 23,813 | $45,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 59,900 | $45,000 | thousands by filing date | |
| Jacksonville Bancorp, Inc. | 469249106 | Common Stock | 92,131 | $45,000 | thousands by filing date | |
| RADIO ONE INC | 75040P108 | CL A | 17,230 | $45,000 | thousands by filing date | |
| DAEGIS INC | 233720101 | COM | 45,664 | $45,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 11,264 | $44,000 | thousands by filing date | |
| QUALSTAR CORP QBAK | 74758R109 | COMMON | 32,628 | $44,000 | thousands by filing date | |
| TOFUTTI BRANDS INC | 88906B105 | COM | 20,889 | $43,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 16,515 | $41,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 40,393 | $39,000 | thousands by filing date | |
| POKERTEK INC | 730864204 | COM | 31,769 | $37,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 12,769 | $35,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 18,177 | $31,000 | thousands by filing date | |
| ENTERTAINMENT GAMING ASIA IN | 29383V206 | COM | 23,435 | $29,000 | thousands by filing date | |
| FIELDPOINT PETROLEUM CORP | 316570126 | WARRANT | 33,558 | $26,000 | thousands by filing date | |
| LGL GROUP INC WTS EXP 08/06/18 | 50186A116 | NOTE 1.250% 5/1 | 241,900 | $25,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 10,415 | $24,000 | thousands by filing date | |
| PATRIOT NATL BANCORP INC | 70336F104 | COM | 17,335 | $23,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 17,157 | $21,000 | thousands by filing date | |
| TELIK INC | 87959M208 | COM NEW | 15,433 | $19,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 12,249 | $18,000 | thousands by filing date | |
| CARDIUM THERAPEUTICS INC | 141916304 | Common equity shares | 15,324 | $17,000 | thousands by filing date | |
| COVER-ALL TECHNOLOGIES INC | 222892101 | COM | 12,231 | $16,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P205 | COM NEW | 27,769 | $14,000 | thousands by filing date | |
| MAGNEGAS CORP | 55939L202 | COM NEW | 19,400 | $13,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 11,065 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-008549 | this filing | 2013-11-07 | acceptance time not in the bulk data set |