13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-01, with 3,624 holding rows worth $68,628,622,000 by the sum of the rows.
- Accession
- 0000950123-13-008340
- Filer
- CIK 713676
- Filed
- 2013-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 3,624 entries on the cover page, a total value of $51,596,785,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $68,628,622,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $51,596,785,000, 25% less than the sum of the rows, $68,628,622,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 650 | $15,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 1,290 | $15,000 | thousands by filing date | |
| ULTRATECH INC | 904034105 | COM | 500 | $15,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 500 | $15,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 508 | $15,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 326 | $15,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 1,022 | $15,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 3,401 | $15,000 | thousands by filing date | |
| ANAREN INC | 032744104 | COM | 576 | $15,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 1,748 | $15,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 529 | $15,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 1,110 | $15,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 640 | $15,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 1,701 | $15,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 720 | $15,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 845 | $15,000 | thousands by filing date | |
| EASTERN INSURANCE HOLDINGS | 276534104 | COM | 619 | $15,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233107 | COM | 12,432 | $15,000 | thousands by filing date | |
| FIRST FINANCIAL HOLDINGS INC | 32023E105 | COM | 279 | $15,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 150 | $14,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 400 | $14,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 1,979 | $14,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 368 | $14,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,200 | $14,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 453 | $14,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 609 | $14,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 816 | $14,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 843 | $14,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 820 | $14,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 940 | $14,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 400 | $14,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 2,279 | $14,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 1,283 | $14,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 1,000 | $14,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 460 | $14,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,778 | $14,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 1,200 | $14,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 698 | $14,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 1,499 | $14,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 203 | $14,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 658 | $14,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 536 | $14,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 990 | $14,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 618 | $14,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 1,270 | $14,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 598 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 310 | $14,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 839 | $14,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 305 | $14,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 500 | $14,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 912 | $14,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 1,406 | $14,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 1,881 | $14,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 2,513 | $14,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,633 | $14,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 2,351 | $14,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 1,764 | $14,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 506 | $14,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 683 | $14,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 2,000 | $14,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 1,059 | $14,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 660 | $14,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 588 | $14,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 762 | $14,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 698 | $14,000 | thousands by filing date | |
| PACER INTL INC TENN | 69373H106 | COM | 2,184 | $14,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 984 | $14,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 679 | $14,000 | thousands by filing date | |
| COLEMAN CABLE INC | 193459302 | COM | 671 | $14,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 1,960 | $14,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 2,457 | $14,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 204 | $14,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 474 | $14,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 1,112 | $14,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,314 | $14,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 1,587 | $14,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 244 | $14,000 | thousands by filing date | |
| CDI CORP | 125071100 | COM | 911 | $14,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 514 | $14,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 493 | $14,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 1,760 | $14,000 | thousands by filing date | |
| ARABIAN AMERICAN DEVELOPMENT | 038465100 | COM | 1,571 | $14,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 717 | $14,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 1,584 | $14,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 1,509 | $14,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 953 | $14,000 | thousands by filing date | |
| METRO BANCORP INC | 59161R101 | COM | 665 | $14,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 2,187 | $14,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 929 | $14,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 2,062 | $14,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 558 | $13,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 847 | $13,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 372 | $13,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 700 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 252 | $13,000 | thousands by filing date | |
| DAILY JOURNAL CORP | 233912104 | COM | 89 | $13,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 569 | $13,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 736 | $13,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 928 | $13,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 534 | $13,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,035 | $13,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 164 | $13,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 362 | $13,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 580 | $13,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 1,014 | $13,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 639 | $13,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 560 | $13,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,233 | $13,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 425 | $13,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 648 | $13,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 760 | $13,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 475 | $13,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 1,966 | $13,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,466 | $13,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 972 | $13,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 283 | $13,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 695 | $13,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 535 | $13,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 500 | $13,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 459 | $13,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 917 | $13,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 567 | $13,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 831 | $13,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 769 | $13,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 535 | $13,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 2,136 | $13,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 2,910 | $13,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 983 | $13,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 1,479 | $13,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,210 | $13,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 4,095 | $13,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 1,003 | $13,000 | thousands by filing date | |
| EDGEN GROUP INC | 28014Q107 | CL A | 1,653 | $13,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 688 | $13,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 1,375 | $13,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 237 | $13,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 1,527 | $13,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 4,414 | $13,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 155 | $13,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 831 | $13,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 806 | $13,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 1,115 | $13,000 | thousands by filing date | |
| COLONIAL PROPERTIES TRUST | 195872106 | COM | 552 | $13,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 1,100 | $13,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 1,019 | $13,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 704 | $13,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 1,000 | $13,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 426 | $13,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 8,000 | $13,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 4,348 | $13,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 539 | $13,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 2,814 | $13,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 916 | $13,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 210 | $13,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 1,520 | $13,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 583 | $13,000 | thousands by filing date | |
| KANSAS CITY LIFE INS CO | 484836101 | COM | 295 | $13,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 1,813 | $13,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 539 | $13,000 | thousands by filing date | |
| FORTEGRA FINANCIAL CORP | 34954W104 | COM | 1,479 | $13,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 690 | $13,000 | thousands by filing date | |
| NASB FINANCIAL INC | 628968109 | COM | 464 | $13,000 | thousands by filing date | |
| TRAVELZOO INC | 89421Q106 | COM | 504 | $13,000 | thousands by filing date | |
| USEC INC | 90333E207 | COMMON | 1,200 | $13,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 970 | $12,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 2,000 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 109 | $12,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 813 | $12,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 900 | $12,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 781 | $12,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 415 | $12,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 212 | $12,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,000 | $12,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 644 | $12,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 1,000 | $12,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 1,374 | $12,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 200 | $12,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 1,454 | $12,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 1,379 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 400 | $12,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,000 | $12,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 532 | $12,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 1,706 | $12,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 734 | $12,000 | thousands by filing date | |
| BANK OF THE JAMES FINL GP IN | 470299108 | COM | 1,439 | $12,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,250 | $12,000 | thousands by filing date | |
| DONEGAL GROUP INC | 257701300 | CL B | 616 | $12,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 279 | $12,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 533 | $12,000 | thousands by filing date | |
| VITRAN CORP | 92850E107 | COMMON STOCK | 2,412 | $12,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 850 | $12,000 | thousands by filing date | |
| MICROFINANCIAL INC | 595072109 | COMMON STOCK | 1,572 | $12,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 705 | $12,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 514 | $12,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 450 | $12,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 1,000 | $12,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 32,480 | $12,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 1,811 | $12,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 534 | $12,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 1,199 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 264 | $12,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 1,218 | $12,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 770 | $12,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 2,001 | $12,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 4,707 | $12,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 1,000 | $12,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 1,135 | $12,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 2,485 | $12,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 1,322 | $12,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 1,325 | $12,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 2,688 | $12,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 2,374 | $12,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 2,048 | $12,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,000 | $12,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 878 | $12,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 106 | $11,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 154 | $11,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 790 | $11,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 631 | $11,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 1,703 | $11,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 1,086 | $11,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 520 | $11,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 315 | $11,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 207 | $11,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,340 | $11,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 134 | $11,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 300 | $11,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 1,161 | $11,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 910 | $11,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 1,500 | $11,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 1,000 | $11,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 583 | $11,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 780 | $11,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 4,244 | $11,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 535 | $11,000 | thousands by filing date | |
| FOREST OIL CORP | 346091705 | COM PAR $0.01 | 1,847 | $11,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 126 | $11,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 554 | $11,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 357 | $11,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 600 | $11,000 | thousands by filing date | |
| LIFE PARTNERS HOLDINGS INC | 53215T106 | COM | 5,000 | $11,000 | thousands by filing date | |
| TECUMSEH PRODUCTS CO-CLASS A | 878895200 | CL A | 1,210 | $11,000 | thousands by filing date | |
| HERITAGE FINANCIAL GROUP INC | 42726X102 | COM | 603 | $11,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 2,474 | $11,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 1,692 | $11,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 860 | $11,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 1,851 | $11,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 569 | $11,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 602 | $11,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 1,960 | $10,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 285 | $10,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 800 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 150 | $10,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 335 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 200 | $10,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 3,606 | $10,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,186 | $10,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 200 | $10,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 600 | $10,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 404 | $10,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 250 | $10,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 800 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 400 | $10,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 500 | $10,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 433 | $10,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 416 | $10,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 200 | $10,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 531 | $10,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS I | 45773H102 | COM | 5,000 | $10,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 225 | $10,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 386 | $10,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 439 | $10,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 1,319 | $10,000 | thousands by filing date | |
| PARAMETRIC SOUND CORP | 699172201 | COM NEW | 800 | $10,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 1,218 | $10,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 250 | $10,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 192 | $10,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 500 | $10,000 | thousands by filing date | |
| NAM TAI ELECTRS INC | 629865205 | COM PAR $0.02 | 1,400 | $10,000 | thousands by filing date | |
| WARREN RESOURCES INC | 93564A100 | COM | 3,335 | $10,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 1,500 | $10,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 698 | $10,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 70 | $9,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 1,000 | $9,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,295 | $9,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 255 | $9,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 1,293 | $9,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 636 | $9,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 3,432 | $9,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 500 | $9,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 966 | $9,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 167 | $9,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,250 | $9,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 1,500 | $9,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 557 | $9,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 848 | $9,000 | thousands by filing date | |
| SYMMETRICOM INC | 871543104 | COM | 1,886 | $9,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 3,118 | $9,000 | thousands by filing date | |
| XYRATEX LTD | G98268108 | COM | 805 | $9,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 200 | $9,000 | thousands by filing date | |
| NUVERRA ENVIRNMNTL SOLUTIO | 67091K104 | COM | 4,000 | $9,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 386 | $9,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 716 | $9,000 | thousands by filing date | |
| SONIC FDRY INC | 83545R207 | COM NEW | 1,020 | $9,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 750 | $9,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 999 | $8,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 400 | $8,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,059 | $8,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 245 | $8,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 2,000 | $8,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 364 | $8,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 3,459 | $8,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 280 | $8,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 650 | $8,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 470 | $8,000 | thousands by filing date | |
| BRT APARTMENTS CORP | 055645303 | REIT | 1,069 | $8,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 150 | $8,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 392 | $8,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 500 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 170 | $8,000 | thousands by filing date | |
| MARINE PETE TR | 568423107 | UNIT BEN INT | 500 | $8,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 342 | $8,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 550 | $8,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 800 | $8,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 4,250 | $8,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 166 | $8,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 200 | $8,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,000 | $8,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 405 | $8,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 300 | $8,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 1,126 | $8,000 | thousands by filing date | |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 300 | $8,000 | thousands by filing date | |
| The Jones Group Inc | 48020T101 | COM | 560 | $8,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 300 | $8,000 | thousands by filing date | |
| GSE HOLDING INC | 36191X100 | COM | 3,863 | $8,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 10,240 | $8,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 1,000 | $8,000 | thousands by filing date | |
| ING EMERGING MKTS HGH DIV EQ | 45685X104 | COM | 631 | $8,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 728 | $8,000 | thousands by filing date | |
| CURRENCYSHARES SWEDISH KRONA | 23129R108 | SWEDISH KRONA | 50 | $8,000 | thousands by filing date | |
| NUVEEN PA DIV ADVANTAGE MUN | 67070E103 | COM | 677 | $8,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 720 | $8,000 | thousands by filing date | |
| China Yida Holdings Co | 16945D303 | COM PAR $0.0001 | 1,214 | $8,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,950 | $7,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 628 | $7,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 935 | $7,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 144 | $7,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 411 | $7,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 658 | $7,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 175 | $7,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 225 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 145 | $7,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 2,954 | $7,000 | thousands by filing date | |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 3,948 | $7,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 344 | $7,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 332 | $7,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 5,000 | $7,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 500 | $7,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 4,000 | $7,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 96 | $7,000 | thousands by filing date | |
| NB & T FINL GROUP INC | 62874M104 | COM | 300 | $7,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 851 | $6,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 400 | $6,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,000 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 80 | $6,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 240 | $6,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 938 | $6,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 203 | $6,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 1,112 | $6,000 | thousands by filing date | |
| OMEGA FLEX INC | 682095104 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 143 | $6,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 200 | $6,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 2,000 | $6,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 523 | $6,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 150 | $6,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,072 | $6,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 92 | $6,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 577 | $6,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 300 | $6,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 200 | $6,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 255 | $6,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 600 | $6,000 | thousands by filing date | |
| AMBASSADORS GROUP INC | 023177108 | COM | 1,817 | $6,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 240 | $6,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 84 | $6,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 734 | $6,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 500 | $6,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 400 | $6,000 | thousands by filing date | |
| LEHIGH GAS PARTNERS LP | 524814100 | UT LTD PTN INT | 200 | $6,000 | thousands by filing date | |
| REVETT MINERALS INC | 761505205 | COM NEW | 5,245 | $6,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 500 | $6,000 | thousands by filing date | |
| HYPERDYNAMICS CORP | 448954206 | COM | 1,250 | $6,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 304 | $5,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 216 | $5,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 100 | $5,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 500 | $5,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 152 | $5,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 180 | $5,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 140 | $5,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 430 | $5,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 231 | $5,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 523 | $5,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 153 | $5,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 1,250 | $5,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 387 | $5,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 950 | $5,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 1,222 | $5,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 750 | $5,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 221 | $5,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 579 | $5,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 231 | $5,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 419 | $5,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 339 | $5,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 677 | $5,000 | thousands by filing date | |
| Proshs Ultrapro New Etf | 74348A665 | PSHS ULTSHT INDL | 250 | $5,000 | thousands by filing date | |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 260 | $5,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E106 | COM | 1,000 | $5,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 1,800 | $5,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 200 | $5,000 | thousands by filing date | |
| ADVANCED PHOTONIX INC | 00754E107 | CLA | 9,445 | $5,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 149 | $4,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 114 | $4,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 60 | $4,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 147 | $4,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 249 | $4,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 140 | $4,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 294 | $4,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 55 | $4,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 340 | $4,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 81 | $4,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 100 | $4,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 130 | $4,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 210 | $4,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 300 | $4,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 100 | $4,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 200 | $4,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 488 | $4,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 50 | $4,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 150 | $4,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 200 | $4,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 1,020 | $4,000 | thousands by filing date | |
| CITIGROUP INC | 172967234 | *W EXP 10/28/201 | 60,000 | $4,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 84 | $4,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 220 | $4,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 452 | $4,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 500 | $4,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 1,000 | $4,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 3,000 | $4,000 | thousands by filing date | |
| STAR SCIENTIFIC INC COM | 85517P101 | COM | 2,000 | $4,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 1,306 | $4,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 240 | $4,000 | thousands by filing date | |
| MARKET VECTORS INDONESA | 57060U167 | COMMON | 320 | $4,000 | thousands by filing date | |
| QUATERRA RES INC | 747952109 | COM | 25,000 | $4,000 | thousands by filing date | |
| J F CHINA REGION FD INC | 46614T107 | COM | 259 | $4,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 59 | $3,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 100 | $3,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 119 | $3,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 77 | $3,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 901 | $3,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 256 | $3,000 | thousands by filing date | |
| HI-TECH PHARMACAL CO INC | 42840B101 | COMMON STOCK | 69 | $3,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 40 | $3,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 125 | $3,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 150 | $3,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 300 | $3,000 | thousands by filing date | |
| PENDRELL CORP | 70686R104 | COM | 1,735 | $3,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H104 | COM | 368 | $3,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 672 | $3,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 139 | $3,000 | thousands by filing date | |
| EMULEX CORP | 292475209 | COM NEW | 422 | $3,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 100 | $3,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 278 | $3,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 480 | $3,000 | thousands by filing date | |
| SYMMETRY MEDICAL INC | 871546206 | COM | 271 | $3,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 1,250 | $3,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 950 | $3,000 | thousands by filing date | |
| BIODEL INC | 09064M204 | COM | 1,000 | $3,000 | thousands by filing date | |
| E-TRACS UBS LONG PLATINUM ETN | 902641786 | COM | 200 | $3,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255302 | COM PAR $0.0001 | 2,000 | $3,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 204 | $2,000 | thousands by filing date | |
| ZALECORPNEW | 988858106 | COM | 100 | $2,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,200 | $2,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 480 | $2,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,200 | $2,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 64 | $2,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 216 | $2,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 200 | $2,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 200 | $2,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 47 | $2,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 200 | $2,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 98 | $2,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 100 | $2,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 148 | $2,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 200 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-13-008340 | this filing | 2013-11-01 | acceptance time not in the bulk data set |